0001144204-15-036469.txt : 20150610 0001144204-15-036469.hdr.sgml : 20150610 20150610153617 ACCESSION NUMBER: 0001144204-15-036469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150608 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE PROGRESSIVE RETURN FUND CENTRAL INDEX KEY: 0001399186 IRS NUMBER: 208998485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS SCOTT B CENTRAL INDEX KEY: 0001221672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22066 FILM NUMBER: 15923457 MAIL ADDRESS: STREET 1: 6 BEAVERDAM CT. CITY: ASHEVILLE STATE: NC ZIP: 28804 4 1 v412766_4.xml OWNERSHIP DOCUMENT X0306 4 2015-06-08 0 0001399186 CORNERSTONE PROGRESSIVE RETURN FUND CFP 0001221672 ROGERS SCOTT B 30 CUMBERLAND AVENUE ASHEVILLE NC 28801 1 0 0 0 COMMON SHARES OF BENEFICIAL INTEREST 2015-06-08 4 S 0 6619 16.8923 D 2771 D Shares were sold in transactions with prices ranging from $16.88 to $16.91 per share. In the 1-for-4 reverse stock split which occurred on December 31, 2014, an additional 8 shares were issued to the Reporting Person. Such shares were not included in the Form 4 for December 2014 filed by the Reporting Person. /s/ Scott B. Rogers 2015-06-10