0001221432-16-000171.txt : 20161123 0001221432-16-000171.hdr.sgml : 20161123 20161123100359 ACCESSION NUMBER: 0001221432-16-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIEBLER WILLIAM N CENTRAL INDEX KEY: 0001221432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 162015098 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-22 0 0001299033 Calamos Asset Management, Inc. /DE/ CLMS 0001221432 SHIEBLER WILLIAM N 2020 CALAMOS COURT NAPERVILLE IL 60563 1 0 0 0 Class A Common Stock 2016-11-22 4 P 0 22.22 7.1225 A 18082.288 D Total represents 1,077.2880 shares of Class A Common Stock and 17,005 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock). /s/ Gregory J. Nowak, Attorney-in-Fact 2016-11-23