FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
OXIGENE INC [ OXGN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/20/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $0.01 par value per share | 01/20/2009 | A | 1,922 | A | $0.65(1) | 106,922 | D | |||
Common Stock, $0.01 par value per share | 02/18/2009 | A | 641 | A | $0.78(2) | 107,563 | D | |||
Common Stock, $0.01 par value per share | 03/10/2009 | A | 793 | A | $0.63(3) | 108,356 | D | |||
Common Stock, $0.01 par value per share | 03/16/2009 | A | 1,086 | A | $0.69(4) | 109,442 | D | |||
Common Stock, $0.01 par value per share | 03/31/2009 | A | 6,892 | A | $0.68(5) | 116,334 | D | |||
Common Stock, $0.01 par value per share | 04/16/2009 | A | 961 | A | $0.78(6) | 117,295 | D | |||
Common Stock, $0.01 par value per share | 04/28/2009 | A | 914 | A | $0.82(7) | 118,209 | D | |||
Common Stock, $0.01 par value per share | 05/01/2009 | A | 806 | A | $0.93(8) | 119,015 | D | |||
Common Stock, $0.01 par value per share | 05/04/2009 | A | 555 | A | $0.9(9) | 119,570 | D | |||
Common Stock, $0.01 par value per share | 06/30/2009 | A | 1,432 | A | $2.18(10) | 121,002 | D | |||
Common Stock, $0.01 par value per share | 81,000(11) | I | By Tree Tops Partners, L.P. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Mr. Shiebler received shares of OXiGENE common stock ("Shares") pursuant to the OXiGENE, Inc. Amended and Restated Director Compensation Policy (the "Policy") in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended March 31, 2009. Mr. Shiebler was entitled to receive $750 for attending a Board of Directors meeting held on January 20, 2009. Mr. Shiebler was also entitled to receive $500 for attending a Compensation Committee meeting held on January 20, 2009. The closing price per share on the grant date for the Shares issued was $0.65. |
2. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended March 31, 2009. Mr. Shiebler was entitled to receive $500 for attending an Audit Committee meeting held on February 18, 2009. The closing price per share on the grant date for the Shares issued was $0.78. |
3. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended March 31, 2009. Mr. Shiebler was entitled to receive $500 for attending an Audit Committee meeting held on March 10, 2009. The closing price per share on the grant date for the Shares issued was $0.63. |
4. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended March 31, 2009. Mr. Shiebler was entitled to receive $750 for attending a Board of Directors meeting held on March 16, 2009. The closing price per share on the grant date for the Shares issued was $0.69. |
5. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended March 31, 2009. During this quarter, Mr. Shiebler was entitled to receive $3,750 for retainer fees for Board of Directors service and $938 for retainer fees for Nominating and Governance Committee Chair service. The closing price per share on the grant date for the Shares issued was $0.68. |
6. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended June 30, 2009. Mr. Shiebler was entitled to receive $750 for attending a Board of Directors meeting held on April 16, 2009. The closing price per share on the grant date for the Shares issued was $0.78. |
7. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended June 30, 2009. Mr. Shiebler was entitled to receive $750 for attending a Board of Directors meeting held on April 28, 2009. The closing price per share on the grant date for the Shares issued was $0.82. |
8. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended June 30, 2009. Mr. Shiebler was entitled to receive $750 for attending a Board of Directors meeting held on May 1, 2009. The closing price per share on the grant date for the Shares issued was $0.93. |
9. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended June 30, 2009. Mr. Shiebler was entitled to receive $500 for attending an Audit Committee meeting held on May 4, 2009. The closing price per share on the grant date for the Shares issued was $0.90. |
10. Mr. Shiebler received Shares pursuant to the Policy in lieu of payment of compensation for Board of Directors and Committee services for the quarter ended June 30, 2009. During this quarter, Mr. Shiebler was entitled to receive $2,500 for retainer fees for Board of Directors service and $625 for retainer fees for Nominating and Governance Committee Chair service. The closing price per share on the grant date for the Shares issued was $2.18. |
11. Shares are held by Tree Tops Partners, L.P., a limited partnership of which Mr. Shiebler and his wife are the general partners. Mr. Shiebler disclaims beneficial ownership of the Shares held by Tree Tops Partners, L.P., except to the extent of his pecuniary interest therein. |
/s/ Asya S. Alexandrovich, Attorney-in-fact | 09/18/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |