FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
PPL CORP [ PPL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 02/15/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/15/2005 | M | 47,720 | A | $43.1562 | 71,528.807(1) | D | |||
Common Stock | 02/15/2005 | M | 2,280 | A | $33.49 | 73,808.807(1) | D | |||
Common Stock | 02/15/2005 | S | 500 | D | $55.18 | 73,308.807(1) | D | |||
Common Stock | 02/15/2005 | S | 23,300 | D | $55.2 | 50,008.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,400 | D | $55.21 | 48,608.807(1) | D | |||
Common Stock | 02/15/2005 | S | 200 | D | $55.22 | 48,408.807(1) | D | |||
Common Stock | 02/15/2005 | S | 300 | D | $55.23 | 48,108.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,700 | D | $55.24 | 46,408.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,400 | D | $55.25 | 45,008.807(1) | D | |||
Common Stock | 02/15/2005 | S | 2,800 | D | $55.26 | 42,208.807(1) | D | |||
Common Stock | 02/15/2005 | S | 10,300 | D | $55.27 | 31,908.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,500 | D | $55.28 | 30,408.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,000 | D | $55.29 | 29,408.807(1) | D | |||
Common Stock | 02/15/2005 | S | 4,600 | D | $55.3 | 24,808.807(1) | D | |||
Common Stock | 02/15/2005 | S | 1,000 | D | $55.31 | 23,808.807(1) | D | |||
Common Stock | 02/16/2005 | M | 43,226 | A | $33.49 | 67,034.807(1) | D | |||
Common Stock | 02/16/2005 | M | 46,207 | A | $36.23 | 113,241.807(1) | D | |||
Common Stock | 02/16/2005 | M | 22,450 | A | $45.18 | 135,691.807(1) | D | |||
Common Stock | 02/16/2005 | S | 1,000 | D | $54.93 | 134,691.807(1) | D | |||
Common Stock | 02/16/2005 | S | 1,300 | D | $54.94 | 133,391.807(1) | D | |||
Common Stock | 02/16/2005 | S | 48,600 | D | $54.95 | 84,791.807(1) | D | |||
Common Stock | 02/16/2005 | S | 600 | D | $54.96 | 84,191.807(1) | D | |||
Common Stock | 02/16/2005 | S | 6,600 | D | $54.97 | 77,591.807(1) | D | |||
Common Stock | 02/16/2005 | S | 1,900 | D | $54.98 | 75,691.807(1) | D | |||
Common Stock | 02/16/2005 | S | 3,800 | D | $54.99 | 71,891.807(1) | D | |||
Common Stock | 02/16/2005 | S | 6,300 | D | $55 | 65,591.807(1) | D | |||
Common Stock | 02/16/2005 | S | 400 | D | $55.01 | 65,191.807(1) | D | |||
Common Stock | 02/16/2005 | S | 4,500 | D | $55.02 | 60,691.807(1) | D | |||
Common Stock | 02/16/2005 | S | 300 | D | $55.03 | 60,391.807(1) | D | |||
Common Stock | 02/16/2005 | S | 700 | D | $55.04 | 59,691.807(1) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (Right to Buy) | $43.1562 | 02/15/2005 | M | 47,720 | (2) | 01/24/2011 | Common Stock | 47,720 | $0.00 | 0 | D | ||||
Employee Stock Options (Right to Buy) | $33.49 | 02/15/2005 | M | 2,280 | (3) | 01/23/2012 | Common Stock | 2,280 | $0.00 | 43,226 | D | ||||
Employee Stock Options (Right to Buy) | $33.49 | 02/16/2005 | M | 43,226 | (3) | 01/23/2012 | Common Stock | 43,226 | $0.00 | 0 | D | ||||
Employee Stock Options (Right to Buy) | $36.23 | 02/16/2005 | M | 46,207 | (4) | 01/22/2013 | Common Stock | 46,207 | $0.00 | 23,103 | D | ||||
Employee Stock Options (Right to Buy) | $45.18 | 02/16/2005 | M | 22,450 | (5) | 01/21/2014 | Common Stock | 22,450 | $0.00 | 44,900 | D |
Explanation of Responses: |
1. Total includes reinvestment of dividends under Dividend Reinvestment Plan. |
2. The total grant of 47,720 options vested in three installments: 15,907 on 01/25/2002, 15,906 on 01/25/2003 and 15,907 on 01/25/2004. |
3. The total grant of 68,260 options vested in three installments: 22,754 on 01/24/2003, 22,753 on 01/24/2004 and 22,753 on 01/24/2005. |
4. The total grant of 69,310 options vests in three installments: 23,104 on 01/23/2004, 23,103 on 01/23/2005 and 23,103 on 01/23/2006. |
5. The total grant of 67,350 options vests in three installments: 22,450 on 01/22/2005, 22,450 on 01/22/2006 and 22,450 on 01/22/2007. |
Remarks: |
This Form 4, dated and filed on 02/17/2005, is Part 1 of 2. This filing is continued on a separate Form 4, also dated and filed on 02/17/2005, due to size restrictions. |
/s/Thomas D. Salus, as Attorney-In-Fact for John R. Biggar | 02/17/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |