0001144204-11-058651.txt : 20111020
0001144204-11-058651.hdr.sgml : 20111020
20111020151015
ACCESSION NUMBER: 0001144204-11-058651
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111020
DATE AS OF CHANGE: 20111020
EFFECTIVENESS DATE: 20111020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001220855
IRS NUMBER: 134198980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10928
FILM NUMBER: 111150183
BUSINESS ADDRESS:
STREET 1: 270 LAFAYETTE STREET
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212.893.7459
MAIL ADDRESS:
STREET 1: 270 LAFAYETTE STREET
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10012
13F-HR
1
v237716_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
--------------------------------
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Exis Capital Management, Inc.
-----------------------------------------
Address: 270 Lafayette Street
-----------------------------------------
Suite 1101
-----------------------------------------
New York, New York 10012
-----------------------------------------
Form 13F File Number: 028-10928
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Adam Sender
-----------------------------------------
Title: CEO
-----------------------------------------
Phone: (212) 893-7400
-----------------------------------------
Signature, Place, and Date of Signing:
/s/ Adam Sender New York, NY 10/20/2011
----------------------- -------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------------
Form 13F Information Table Entry Total: 12
--------------------------
Form 13F Information Table Value Total: $39,033
--------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE.
FORM 13F INFORMATION TABLE
-----------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
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NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
CLASS (x1000) PRN AMT PRN CALL DISCRETION MANAGERS
-----------------------------------------------------------------------------------------------------------------------------------
SOLE SHARED NONE
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Currencyshares Euro TR EURO SHS 23130C108 2,669 20,000 SH Put SOLE 20,000
-----------------------------------------------------------------------------------------------------------------------------------
eBay Inc COM 278642103 737 25,000 SH SOLE 25,000
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J2 Global Communications Inc COM NEW 46626E205 1,883 70,000 SH Put SOLE 70,000
-----------------------------------------------------------------------------------------------------------------------------------
Netflix Inc COM 64110L106 9,628 85,000 SH SOLE 85,000
-----------------------------------------------------------------------------------------------------------------------------------
Netflix Inc COM 64110L106 1,699 15,000 SH Call SOLE 15,000
-----------------------------------------------------------------------------------------------------------------------------------
Netflix Inc COM 64110L106 3,398 30,000 SH Call SOLE 30,000
-----------------------------------------------------------------------------------------------------------------------------------
Netflix Inc COM 64110L106 2,265 20,000 SH Call SOLE 20,000
-----------------------------------------------------------------------------------------------------------------------------------
PowerShares QQQ Trust UNIT SER 1 7395A104 2,100 40,000 SH Put SOLE 40,000
-----------------------------------------------------------------------------------------------------------------------------------
PowerShares QQQ Trust UNIT SER 1 7395A104 1,312 25,000 SH Put SOLE 25,000
-----------------------------------------------------------------------------------------------------------------------------------
SPDR S&P 500 ETF TR TR UNIT 78462F103 9,052 80,000 SH Put SOLE 80,000
-----------------------------------------------------------------------------------------------------------------------------------
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,960 35,000 SH Put SOLE 35,000
-----------------------------------------------------------------------------------------------------------------------------------
United States Stl Corp New COM 912909108 330 15,000 SH Put SOLE 15,000
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