0001490660-16-000177.txt : 20160202 0001490660-16-000177.hdr.sgml : 20160202 20160202184959 ACCESSION NUMBER: 0001490660-16-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DHOLAKIA SANJAY CENTRAL INDEX KEY: 0001220396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161382509 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-01 0 0001490660 Marketo, Inc. MKTO 0001220396 DHOLAKIA SANJAY 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2016-02-01 4 M 0 994.0 4.74 A 40019 D Common Stock 2016-02-01 4 M 0 2564.0 7.42 A 42583 D Common Stock 2016-02-01 4 M 0 490.0 4.56 A 43073 D Common Stock 2016-02-01 4 M 0 204.0 4.74 A 43277 D Common Stock 2016-02-01 4 M 0 561.0 7.42 A 43838 D Common Stock 2016-02-01 4 S 0 4813.0 18.77 D 39025 D Incentive Stock Option (right to buy) 4.56 2016-02-01 4 M 0 490.0 0.0 D 2022-04-30 Common Stock 490 1469 D Incentive Stock Option (right to buy) 4.74 2016-02-01 4 M 0 204.0 0.0 D 2022-08-28 Common Stock 204 1428 D Incentive Stock Option (right to buy) 7.42 2016-02-01 4 M 0 561.0 0.0 D 2023-02-06 Common Stock 561 7301 D Non-Qualified Stock Option (right to buy) 4.74 2016-02-01 4 M 0 994.0 0.0 D 2022-08-28 Common Stock 994 6958 D Non-Qualified Stock Option (right to buy) 7.42 2016-02-01 4 M 0 2564.0 0.0 D 2023-02-06 Common Stock 2564 33325 D The shares were sold pursuant to Mr. Dholakia's 10b5-1 Plan entered into on August 13, 2015. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015. By: Erika Payne For: Sanjay Dholakia 2016-02-02