0001490660-16-000177.txt : 20160202
0001490660-16-000177.hdr.sgml : 20160202
20160202184959
ACCESSION NUMBER: 0001490660-16-000177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160201
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DHOLAKIA SANJAY
CENTRAL INDEX KEY: 0001220396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161382509
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-01
0
0001490660
Marketo, Inc.
MKTO
0001220396
DHOLAKIA SANJAY
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Marketing Officer
Common Stock
2016-02-01
4
M
0
994.0
4.74
A
40019
D
Common Stock
2016-02-01
4
M
0
2564.0
7.42
A
42583
D
Common Stock
2016-02-01
4
M
0
490.0
4.56
A
43073
D
Common Stock
2016-02-01
4
M
0
204.0
4.74
A
43277
D
Common Stock
2016-02-01
4
M
0
561.0
7.42
A
43838
D
Common Stock
2016-02-01
4
S
0
4813.0
18.77
D
39025
D
Incentive Stock Option (right to buy)
4.56
2016-02-01
4
M
0
490.0
0.0
D
2022-04-30
Common Stock
490
1469
D
Incentive Stock Option (right to buy)
4.74
2016-02-01
4
M
0
204.0
0.0
D
2022-08-28
Common Stock
204
1428
D
Incentive Stock Option (right to buy)
7.42
2016-02-01
4
M
0
561.0
0.0
D
2023-02-06
Common Stock
561
7301
D
Non-Qualified Stock Option (right to buy)
4.74
2016-02-01
4
M
0
994.0
0.0
D
2022-08-28
Common Stock
994
6958
D
Non-Qualified Stock Option (right to buy)
7.42
2016-02-01
4
M
0
2564.0
0.0
D
2023-02-06
Common Stock
2564
33325
D
The shares were sold pursuant to Mr. Dholakia's 10b5-1 Plan entered into on August 13, 2015.
The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.
The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015.
By: Erika Payne For: Sanjay Dholakia
2016-02-02