0001140361-11-058128.txt : 20111219
0001140361-11-058128.hdr.sgml : 20111219
20111219170911
ACCESSION NUMBER: 0001140361-11-058128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111215
FILED AS OF DATE: 20111219
DATE AS OF CHANGE: 20111219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULLMAN MYRON E III
CENTRAL INDEX KEY: 0001219802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 111269871
MAIL ADDRESS:
STREET 1: 100 SPEAR ST. SUITE 935
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: J C PENNEY CO INC
CENTRAL INDEX KEY: 0001166126
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 260037077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024-3698
BUSINESS PHONE: 9722431100
FORMER COMPANY:
FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC
DATE OF NAME CHANGE: 20020128
4
1
doc1.xml
FORM 4
X0304
4
2011-12-15
0
0001166126
J C PENNEY CO INC
JCP
0001219802
ULLMAN MYRON E III
C/O J. C. PENNEY COMPANY, INC.
6501 LEGACY DRIVE
PLANO
TX
75024
1
1
0
0
Exec. Chairman of the Board
Common Stock of 50 cents Par Value
2011-12-15
4
M
0
335185
0
A
1105425.2549
D
Common Stock of 50 cents Par Value
2011-12-15
4
F
0
122175
32.59
D
983250.2549
D
Common Stock of 50 cents Par Value
5032.1368
I
By Trustee of 401(k)
Performance Units
2011-12-15
4
M
0
300000
0
D
2011-12-15
Common Stock
300000
0
D
Represents earn-out of previously awarded performance units granted on 12/15/2008.
Represents shares used to satisfy tax withholding obligation upon vesting of performance units.
Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Ullman's account in the Company's 401(k) plan as of November 30, 2011. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Ullman.
Each performance unit represented a contingent right to receive shares of JCPenney common stock. Conversion was one-for-one. The number of performance units reported represented a target award. The actual number of units that vested was 335,185 based on the Company's annual total stockholder return over the three-year performance period.
*** Under continuing POA as filed with the S.E.C.
*** /s/ Salil R. Virkar, attorney in fact
2011-12-19