0001140361-11-058128.txt : 20111219 0001140361-11-058128.hdr.sgml : 20111219 20111219170911 ACCESSION NUMBER: 0001140361-11-058128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111215 FILED AS OF DATE: 20111219 DATE AS OF CHANGE: 20111219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULLMAN MYRON E III CENTRAL INDEX KEY: 0001219802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15274 FILM NUMBER: 111269871 MAIL ADDRESS: STREET 1: 100 SPEAR ST. SUITE 935 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J C PENNEY CO INC CENTRAL INDEX KEY: 0001166126 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 260037077 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024-3698 BUSINESS PHONE: 9722431100 FORMER COMPANY: FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC DATE OF NAME CHANGE: 20020128 4 1 doc1.xml FORM 4 X0304 4 2011-12-15 0 0001166126 J C PENNEY CO INC JCP 0001219802 ULLMAN MYRON E III C/O J. C. PENNEY COMPANY, INC. 6501 LEGACY DRIVE PLANO TX 75024 1 1 0 0 Exec. Chairman of the Board Common Stock of 50 cents Par Value 2011-12-15 4 M 0 335185 0 A 1105425.2549 D Common Stock of 50 cents Par Value 2011-12-15 4 F 0 122175 32.59 D 983250.2549 D Common Stock of 50 cents Par Value 5032.1368 I By Trustee of 401(k) Performance Units 2011-12-15 4 M 0 300000 0 D 2011-12-15 Common Stock 300000 0 D Represents earn-out of previously awarded performance units granted on 12/15/2008. Represents shares used to satisfy tax withholding obligation upon vesting of performance units. Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Ullman's account in the Company's 401(k) plan as of November 30, 2011. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Ullman. Each performance unit represented a contingent right to receive shares of JCPenney common stock. Conversion was one-for-one. The number of performance units reported represented a target award. The actual number of units that vested was 335,185 based on the Company's annual total stockholder return over the three-year performance period. *** Under continuing POA as filed with the S.E.C. *** /s/ Salil R. Virkar, attorney in fact 2011-12-19