0001521536-12-001154.txt : 20121115
0001521536-12-001154.hdr.sgml : 20121115
20121115172040
ACCESSION NUMBER: 0001521536-12-001154
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSENFELD ERIC
CENTRAL INDEX KEY: 0001219603
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13838
FILM NUMBER: 121209566
13F-HR
1
q1100855_13fcr-rosenfeld.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Eric Rosenfeld
Address: c/o Crescendo Partners II, L.P.
777 Third Avenue, 37th Floor
New York, New York 10017
Form 13F File Number: 28-13838
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Eric Rosenfeld
Title: N/A
Phone: 212-319-7676
Signature, Place, and Date of Signing:
/s/ Eric Rosenfeld, New York, NY, November 15, 2012
Report Type (Check only one):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------- ---------------------------
28-13837 Crescendo Partners II, L.P.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------
Form 13F Information Table Entry Total: 4
------------
Form 13F Information Table Value Total: $1,606
------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------- -------------- --------- -------- -------------------- -------- ---------- ---------------------
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP ($1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---------------------
BAKER MICHAEL CORP COM 057149106 545 22,822 SH OTHER 0 0 22,822 0
DESTINATION MATERNITY CORP COM 25065D100 171 9,155 SH OTHER 0 0 9,155 0
ITT CORPORATION COM NEW 450911201 605 30,000 SH OTHER 0 0 30,000 0
TUPPERWARE BRANDS CORP COM 899896104 285 5,300 SH OTHER 0 0 5,300 0