0001521536-12-001154.txt : 20121115 0001521536-12-001154.hdr.sgml : 20121115 20121115172040 ACCESSION NUMBER: 0001521536-12-001154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROSENFELD ERIC CENTRAL INDEX KEY: 0001219603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13838 FILM NUMBER: 121209566 13F-HR 1 q1100855_13fcr-rosenfeld.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eric Rosenfeld Address: c/o Crescendo Partners II, L.P. 777 Third Avenue, 37th Floor New York, New York 10017 Form 13F File Number: 28-13838 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Rosenfeld Title: N/A Phone: 212-319-7676 Signature, Place, and Date of Signing: /s/ Eric Rosenfeld, New York, NY, November 15, 2012 Report Type (Check only one): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name -------------------- --------------------------- 28-13837 Crescendo Partners II, L.P. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 4 ------------ Form 13F Information Table Value Total: $1,606 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------- -------------- --------- -------- -------------------- -------- ---------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP ($1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ---------- -------- --------------------- BAKER MICHAEL CORP COM 057149106 545 22,822 SH OTHER 0 0 22,822 0 DESTINATION MATERNITY CORP COM 25065D100 171 9,155 SH OTHER 0 0 9,155 0 ITT CORPORATION COM NEW 450911201 605 30,000 SH OTHER 0 0 30,000 0 TUPPERWARE BRANDS CORP COM 899896104 285 5,300 SH OTHER 0 0 5,300 0