0001521536-11-000419.txt : 20111114 0001521536-11-000419.hdr.sgml : 20111111 20111114163847 ACCESSION NUMBER: 0001521536-11-000419 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CRESCENDO PARTNERS II LP CENTRAL INDEX KEY: 0001219602 IRS NUMBER: 134132983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13837 FILM NUMBER: 111203389 13F-HR 1 q1100241_13fhr-crescendo2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager filing this Report: Name: Crescendo Partners II, L.P. Address: 777 Third Avenue, 37th Floor New York, New York 10017 Form 13F File Number: 28-13837 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Rosenfeld Title: Managing Member of General Partner of Crescendo Partners II, L.P. Phone: 212-319-7676 Signature, Place, and Date of Signing: /s/ Eric Rosenfeld, New York, NY, November 14, 2011 Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------------------------- Form 13F Information Table Entry Total: 5 ----------------------------- Form 13F Information Table Value Total: $39,224 ----------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 28-13838 Eric Rosenfeld
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------- -------------- --------- -------- -------------------- -------- ---------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP ($1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ---------- -------- --------------------- BUILD A BEAR WORKSHOP COM 120076104 3,856 756,039 SH OTHER 1 0 756,039 0 CHARMING SHOPPES INC COM 161133103 15,486 5,956,125 SH OTHER 1 0 5,956,125 0 COTT CORP QUE COM 22163N106 667 97,419 SH OTHER 1 0 97,419 0 CPI AEROSTRUCTURES INC COM NEW 125919308 7,220 760,000 SH OTHER 1 0 760,000 0 O CHARLEYS INC COM 670823103 11,995 2,019,324 SH OTHER 1 0 2,019,324 0