SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
GOETZ JAMES J

(Last) (First) (Middle)
3000 SAND HILL ROAD, SUITE 4-250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/05/2013
3. Issuer Name and Ticker or Trading Symbol
BARRACUDA NETWORKS INC [ CUDA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 962,489 I By Sequoia Capital Growth Fund III, LP(1)
Common Stock 49,707 I By Sequoia Capital Growth III Principals Fund, LLC(1)
Common Stock 10,535 I By Sequoia Capital Growth Partners III, LP(1)
Common Stock 40,913 I By Sequoia Capital Franchise Partners, L.P.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (2) (2) Common Stock 2,666,646 (2) I By Sequoia Capital Growth Fund III, LP(1)
Series A Convertible Preferred Stock (2) (2) Common Stock 130,590 (2) I By Sequoia Capital Growth III Principals Fund, LLC(1)
Series A Convertible Preferred Stock (2) (2) Common Stock 29,397 (2) I By Sequoia Capital Growth Partners III, LP(1)
Series A Convertible Preferred Stock (2) (2) Common Stock 113,066 (2) I By Sequoia Capital Franchise Partners, L.P.
Series B Convertible Preferred Stock (2) (2) Common Stock 2,584,845 (2) I By Sequoia Capital Growth Fund III, LP(1)
Series B Convertible Preferred Stock (2) (2) Common Stock 30,719 (2) I By Sequoia Capital Growth III Principals Fund, LLC(1)
Series B Convertible Preferred Stock (2) (2) Common Stock 6,804 (2) I By Sequoia Capital Growth Partners III, LP(1)
Series B Convertible Preferred Stock (2) (2) Common Stock 26,235 (2) I By Sequoia Capital Franchise Partners, L.P.(1)
Explanation of Responses:
1. James J. Goetz is a managing member of SCGF III Management, LLC ("SCGF III Management"). SCGF III Management is the general partner of Sequoia Capital Growth Partners III, L.P. ("SCGP III") and Sequoia Capital Growth Fund III, L.P. ("SCGF III") and is the managing member of Sequoia Capital Growth III Principals Fund, LLC ("SCG III"). In addition, Mr. Goetz is a limited partner of Sequoia Capital Franchise Partners, L.P. ("SCFP"). By virtue of these relationships, Mr. Goetz may be deemed to share beneficial ownership of the shares held by SCGP III, SCGF III, SCG III and SCFP. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
2. Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Melinda Dunn, by power of attorney for James Goetz 11/05/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.