0001219210-15-000138.txt : 20150529
0001219210-15-000138.hdr.sgml : 20150529
20150529171404
ACCESSION NUMBER: 0001219210-15-000138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150529
DATE AS OF CHANGE: 20150529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IKANOS COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001219210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 731721486
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 47669 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: (510) 979-0400
MAIL ADDRESS:
STREET 1: 47669 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: IKANOS COMMUNICATIONS
DATE OF NAME CHANGE: 20030219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pavlov George
CENTRAL INDEX KEY: 0001470798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51532
FILM NUMBER: 15900456
MAIL ADDRESS:
STREET 1: C/O TALLWOOD VENTURE CAPITAL
STREET 2: 3000 SAND HILL ROAD, BLDG 3, STE 240
CITY: MENLO PARK
STATE: CA
ZIP: 94025-7113
4
1
wf-form4_143293403488235.xml
FORM 4
X0306
4
2015-05-28
0
0001219210
IKANOS COMMUNICATIONS, INC.
IKAN
0001470798
Pavlov George
C/O TALLWOOD VENTURE CAPITAL
3000 SAND HILL ROAD, BLDG. 3, SUITE 240
MENLO PARK
CA
94025
1
0
1
0
Common Stock
2015-05-28
4
A
0
1750
0
A
9335
D
Common Stock
8449449
I
See Footnotes
Director Stock Option (right to buy)
1.84
2015-05-28
4
A
0
5000
0
A
2022-05-28
Common Stock
5000.0
5000
D
Tallwood III Annex, L.P. ("Tallwood III Annex") Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates" and, together with Tallwood III Annex, Tallwood III and Tallwood III Partners, the "Tallwood Funds") directly own 1,818,789, 5,845,193, 740,180, and 45,287 shares of Common Stock of the Company, respectively. (Continued in Footnote 2.)
Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners, and Tallwood III Associates. Tallwood III Annex Management, LLC ("TallwoodAnnex Management") is the general partner of Tallwood III Annex. Tallwood Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III, Tallwood IIIPartners, and Tallwood III Associates, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. Tallwood Annex Management may be deemed to share voting and dispositivepower with respect to the shares owned by Tallwood III Annex, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. (Continued in Footnote 3.)
The Reporting Person is a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the shares owned by the Tallwood Funds, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, that the Reporting Person is the beneficial owner of these shares.
The Tallwood Funds are parties to a stockholder agreement with respect to the securities of the Company, and as a result of which each such entity may be deemed to be a member of a group with respect to the securities of the Company owned by such entities. However, each Tallwood Fund disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of itspecuniary interest therein.
The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, that the reporting persons is the beneficial owner of these securities.
This grant will vest at the rate of 1/12 each month on the same day of the month as the transaction date.
/s/ Andrew S. Hughes, by power of attorney
2015-05-29