UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
IKANOS COMMUNICATIONS, INC.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
45173E105
(CUSIP Number)
September 29, 2014
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 45173E105 |
1. | Names of reporting persons
Alcatel-Lucent Participations | |||||
2. | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) ¨
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
France | |||||
Number of shares beneficially owned by each reporting person with |
5. | Sole voting power
13,774,068 (1) | ||||
6. | Shared voting power
0 | |||||
7. | Sole dispositive power
13,774,068 (1) | |||||
8. | Shared dispositive power
0 | |||||
9. |
Aggregate amount beneficially owned by each reporting person
13,774,068 | |||||
10. | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
| |||||
11. | Percent of class represented by amount in Row (9)
9.8% (2) | |||||
12. | Type of reporting person (see instructions)
CO |
(1) | Includes 1,578,947 shares underlying currently exercisable warrants held by the reporting person. |
(2) | Based on 99,283,662 shares outstanding as of September 26, 2014, an additional 39,634,144 shares issued on September 29, 2014, and an additional 1,578,947 shares underlying currently exercisable warrants held by the reporting person and issued on September 29, 2014. |
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Item 1. | ||||||
(a) | Name of Issuer
Ikanos Communications, Inc. | |||||
(b) | Address of Issuers Principal Executive Offices
47669 Fremont Boulevard Fremont, California 94538 | |||||
Item 2. | ||||||
(a) | Name of Person Filing
Alcatel-Lucent Participations | |||||
(b) | Address of Principal Business Office or, if none, Residence
148/152 Route de la Reine 92100 Boulogne-Billancourt | |||||
(c) | Citizenship
France | |||||
(d) | Title of Class of Securities
Common Stock, $0.001 par value | |||||
(e) | CUSIP Number
45173E105 | |||||
| ||||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||||
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||
(e) | ¨ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||||
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||||
(g) | ¨ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||||
(h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
(j) | ¨ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | ||||
Item 4. | Ownership | |||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||||||
(a) | Amount beneficially owned:
13,774,068 (1) | |||||
(b) | Percent of class:
9.8% (2) |
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(c) | Number of shares as to which the person has: | |||||
| ||||||
(i) | Sole power to vote or to direct the vote
13,774,068 (1) | |||||
(ii) | Shared power to vote or to direct the vote
0 | |||||
(iii) | Sole power to dispose or to direct the disposition of
13,774,068 (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of
0 |
(1) | Includes 1,578,947 shares underlying currently exercisable warrants held by the reporting person. |
(2) | Based on 99,283,662 shares outstanding as of September 26, 2014, an additional 39,634,144 shares issued on September 29, 2014, and an additional 1,578,947 shares underlying currently exercisable warrants held by the reporting person and issued on September 29, 2014. |
Item 5. | Ownership of Five Percent or Less of a Class | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | ||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | |
Not applicable. | ||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | |
Not applicable. | ||
Item 8. | Identification and Classification of Members of the Group | |
Not applicable. | ||
Item 9. | Notice of Dissolution of Group | |
Not applicable. | ||
Item 10. | Certification | |
Not applicable. |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
October , 2014 |
(Date) |
/s/ |
(Signature) |
Thomas Geary |
CEO and Chairman of the Board of Directors of Alcatel-Lucent Participations |
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