0001085146-11-001240.txt : 20111114
0001085146-11-001240.hdr.sgml : 20111111
20111114151424
ACCESSION NUMBER: 0001085146-11-001240
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JD CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001219037
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10408
FILM NUMBER: 111201602
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
jdcapital3q2011.txt
JD CAPITAL MANAGEMENT LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/11
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: JD Capital Management LLC
Address: Two Greenwich Plaza
2nd Floor
Greenwich, CT 06830
13F File Number: 028-10408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Zuzana Guggenheimer
Title: CFO
Phone: 203-485-8813
Signature, Place, and Date of Signing:
Zuzana Guggenheimer Greenwich, CT November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 292
Form 13F Information Table Value Total: $1,290,686 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABERCROMBIE & FITCH CO CL A 002896207 332 5400 Sh Put Sole 5400 0 0
ABERCROMBIE & FITCH CO CL A 002896207 5885 95600 Sh Call Sole 95600 0 0
ACE LTD SHS H0023R105 470 7751 Sh Sole 7751 0 0
ACE LTD SHS H0023R105 921 15200 Sh Put Sole 15200 0 0
AFLAC INC COM 001055102 1486 42520 Sh Sole 42520 0 0
AFLAC INC COM 001055102 3243 92800 Sh Call Sole 92800 0 0
AFLAC INC COM 001055102 3380 96700 Sh Put Sole 96700 0 0
AGNICO EAGLE MINES LTD COM 008474108 3524 59200 Sh Put Sole 59200 0 0
AGNICO EAGLE MINES LTD COM 008474108 1405 23600 Sh Sole 23600 0 0
AK STL HLDG CORP COM 001547108 3937 602000 Sh Put Sole 602000 0 0
AK STL HLDG CORP COM 001547108 3561 544456 Sh Sole 544456 0 0
AK STL HLDG CORP COM 001547108 2662 407000 Sh Call Sole 407000 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 4653 125796 Sh Sole 125796 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 3625 98000 Sh Call Sole 98000 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 4657 125900 Sh Put Sole 125900 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 3868 218643 Sh Sole 218643 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 4028 227700 Sh Put Sole 227700 0 0
AMAZON COM INC COM 023135106 23785 110000 Sh Call Sole 110000 0 0
AMAZON COM INC COM 023135106 23785 110000 Sh Put Sole 110000 0 0
AMERICAN EXPRESS CO COM 025816109 281 6268 Sh Sole 6268 0 0
AMERICAN EXPRESS CO COM 025816109 772 17200 Sh Put Sole 17200 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1199 54621 Sh Call Sole 54621 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 7630 347627 Sh Put Sole 347627 0 0
ANADARKO PETE CORP COM 032511107 328 5200 Sh Put Sole 5200 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2287 55301 Sh Sole 55301 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 5112 123600 Sh Put Sole 123600 0 0
AON CORP COM 037389103 288 6860 Sh Sole 6860 0 0
AON CORP COM 037389103 638 15200 Sh Put Sole 15200 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2682 168600 Sh Put Sole 168600 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2547 160069 Sh Sole 160069 0 0
ASHLAND INC NEW COM 044209104 216 4900 Sh Put Sole 4900 0 0
AUTOZONE INC COM 053332102 4213 13200 Sh Sole 13200 0 0
AUTOZONE INC COM 053332102 7661 24000 Sh Call Sole 24000 0 0
AUTOZONE INC COM 053332102 12129 38000 Sh Put Sole 38000 0 0
BALL CORP COM 058498106 295 9500 Sh Call Sole 9500 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 1876 126839 Sh Sole 126839 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 3341 225900 Sh Put Sole 225900 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 2542 171900 Sh Call Sole 171900 0 0
BANK OF AMERICA CORPORATION COM 060505104 493 80500 Sh Sole 80500 0 0
BANK OF AMERICA CORPORATION COM 060505104 294 48000 Sh Call Sole 48000 0 0
BANK OF AMERICA CORPORATION COM 060505104 1829 298800 Sh Put Sole 298800 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 335 18000 Sh Put Sole 18000 0 0
BARRICK GOLD CORP COM 067901108 6248 133940 Sh Sole 133940 0 0
BARRICK GOLD CORP COM 067901108 15021 322000 Sh Put Sole 322000 0 0
BAXTER INTL INC COM 071813109 382 6800 Sh Put Sole 6800 0 0
BB&T CORP COM 054937107 422 19800 Sh Call Sole 19800 0 0
BB&T CORP COM 054937107 294 13800 Sh Put Sole 13800 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 695 9780 Sh Sole 9780 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2131 30000 Sh Put Sole 30000 0 0
BIOGEN IDEC INC COM 09062X103 2953 31700 Sh Call Sole 31700 0 0
BJS WHOLESALE CLUB INC COM 05548J106 7455 145494 Sh Sole 145494 0 0
BOEING CO COM 097023105 309 5100 Sh Call Sole 5100 0 0
BOEING CO COM 097023105 230 3800 Sh Put Sole 3800 0 0
BROADCOM CORP CL A 111320107 546 16400 Sh Call Sole 16400 0 0
BROADCOM CORP CL A 111320107 330 9900 Sh Put Sole 9900 0 0
CAPITAL ONE FINL CORP COM 14040H105 523 13200 Sh Put Sole 13200 0 0
CHUBB CORP COM 171232101 360 6000 Sh Put Sole 6000 0 0
CISCO SYS INC COM 17275R102 3100 200000 Sh Call Sole 200000 0 0
CITIGROUP INC COM NEW 172967424 3569 139331 Sh Sole 139331 0 0
CITIGROUP INC COM NEW 172967424 615 24000 Sh Call Sole 24000 0 0
CITIGROUP INC COM NEW 172967424 1045 40800 Sh Put Sole 40800 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 205 4000 Sh Put Sole 4000 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 5885 115000 Sh Call Sole 115000 0 0
CLOROX CO DEL COM 189054109 28814 434400 Sh Call Sole 434400 0 0
CME GROUP INC COM 12572Q105 788 3200 Sh Put Sole 3200 0 0
CME GROUP INC COM 12572Q105 269 1093 Sh Sole 1093 0 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 343 16000 Sh Put Sole 16000 0 0
COMERICA INC COM 200340107 2366 103017 Sh Sole 103017 0 0
COMERICA INC COM 200340107 2196 95600 Sh Put Sole 95600 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2375 299138 Sh Sole 299138 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2382 300000 Sh Put Sole 300000 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2264 60000 Sh Put Sole 60000 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1113 29500 Sh Sole 29500 0 0
CROWN HOLDINGS INC COM 228368106 612 20000 Sh Call Sole 20000 0 0
D R HORTON INC COM 23331A109 1808 200000 Sh Call Sole 200000 0 0
DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 3167 48000 Sh Call Sole 48000 0 0
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 133 10000 Sh Sole 10000 0 0
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 565 42400 Sh Call Sole 42400 0 0
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 639 48000 Sh Put Sole 48000 0 0
DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 7712 235200 Sh Call Sole 235200 0 0
DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 1115 34000 Sh Put Sole 34000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 1017 95800 Sh Put Sole 95800 0 0
DRESSER-RAND GROUP INC COM 261608103 405 10000 Sh Call Sole 10000 0 0
EASTMAN CHEM CO COM 277432100 2498 72900 Sh Call Sole 72900 0 0
EASTMAN KODAK CO COM 277461109 279 357803 Sh Sole 357803 0 0
EASTMAN KODAK CO COM 277461109 462 591600 Sh Call Sole 591600 0 0
EASTMAN KODAK CO COM 277461109 615 787800 Sh Put Sole 787800 0 0
ELDORADO GOLD CORP NEW COM 284902103 1094 63800 Sh Sole 63800 0 0
ELDORADO GOLD CORP NEW COM 284902103 4162 242800 Sh Put Sole 242800 0 0
EMERSON ELEC CO COM 291011104 1425 34500 Sh Put Sole 34500 0 0
EMERSON ELEC CO COM 291011104 1301 31500 Sh Call Sole 31500 0 0
EXPEDIA INC DEL COM 30212P105 4638 180100 Sh Put Sole 180100 0 0
EXPEDIA INC DEL COM 30212P105 11124 432000 Sh Sole 432000 0 0
FIRST SOLAR INC COM 336433107 1359 21492 Sh Sole 21492 0 0
FIRST SOLAR INC COM 336433107 1479 23400 Sh Put Sole 23400 0 0
FLOWSERVE CORP COM 34354P105 570 7700 Sh Call Sole 7700 0 0
FORD MTR CO DEL *W EXP 01/01/201 345370134 8652 3915116 Sh Sole 3915116 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 2297 237500 Sh Call Sole 237500 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 1251 129400 Sh Put Sole 129400 0 0
FOSTER WHEELER AG COM H27178104 3429 192746 Sh Sole 192746 0 0
FOSTER WHEELER AG COM H27178104 5161 290100 Sh Put Sole 290100 0 0
FRANKLIN RES INC COM 354613101 689 7200 Sh Put Sole 7200 0 0
FRANKLIN RES INC COM 354613101 263 2753 Sh Sole 2753 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V118 32277 2772909 Sh Sole 2772909 0 0
GERDAU S A SPONSORED ADR 373737105 344 48289 Sh Sole 48289 0 0
GERDAU S A SPONSORED ADR 373737105 357 50000 Sh Put Sole 50000 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1393 90900 Sh Sole 90900 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2972 194000 Sh Put Sole 194000 0 0
GOLDCORP INC NEW COM 380956409 3930 86100 Sh Sole 86100 0 0
GOLDCORP INC NEW COM 380956409 10867 238100 Sh Put Sole 238100 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1090 11525 Sh Sole 11525 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 265 2800 Sh Call Sole 2800 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 2383 25200 Sh Put Sole 25200 0 0
GOODRICH CORP COM 382388106 20395 169000 Sh Call Sole 169000 0 0
GOOGLE INC CL A 38259P508 1133 2200 Sh Sole 2200 0 0
GOOGLE INC CL A 38259P508 2730 5300 Sh Put Sole 5300 0 0
HARBIN ELECTRIC INC COM 41145W109 2065 100000 Sh Call Sole 100000 0 0
HARBIN ELECTRIC INC COM 41145W109 518 25100 Sh Put Sole 25100 0 0
HARBIN ELECTRIC INC COM 41145W109 358 17328 Sh Sole 17328 0 0
HARLEY DAVIDSON INC COM 412822108 275 8000 Sh Call Sole 8000 0 0
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 775 66100 Sh Sole 66100 0 0
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1896 161600 Sh Put Sole 161600 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 40 400000 Sh Sole 400000 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 2670 300000 Sh Call Sole 300000 0 0
HOME DEPOT INC COM 437076102 549 16700 Sh Sole 16700 0 0
HOME DEPOT INC COM 437076102 1354 41200 Sh Put Sole 41200 0 0
HONEYWELL INTL INC COM 438516106 268 6100 Sh Call Sole 6100 0 0
HUMAN GENOME SCIENCES INC COM 444903108 2183 172000 Sh Call Sole 172000 0 0
IAMGOLD CORP COM 450913108 1294 65400 Sh Sole 65400 0 0
IAMGOLD CORP COM 450913108 3525 178200 Sh Put Sole 178200 0 0
ILLINOIS TOOL WKS INC COM 452308109 946 22752 Sh Sole 22752 0 0
ILLINOIS TOOL WKS INC COM 452308109 6315 151800 Sh Call Sole 151800 0 0
ILLINOIS TOOL WKS INC COM 452308109 2517 60500 Sh Put Sole 60500 0 0
ISHARES INC MSCI BRAZIL 464286400 24668 474300 Sh Put Sole 474300 0 0
ISHARES INC MSCI JAPAN 464286848 3741 395500 Sh Sole 395500 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 2313 80000 Sh Call Sole 80000 0 0
ISHARES TR BARCLYS 20+ YR 464287432 10389 86000 Sh Sole 86000 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 776 50000 Sh Call Sole 50000 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5584 359800 Sh Put Sole 359800 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4671 300944 Sh Sole 300944 0 0
JABIL CIRCUIT INC COM 466313103 397 22300 Sh Put Sole 22300 0 0
JOHNSON CTLS INC COM 478366107 6205 235300 Sh Call Sole 235300 0 0
JOY GLOBAL INC COM 481165108 1009 16168 Sh Sole 16168 0 0
JOY GLOBAL INC COM 481165108 1223 19600 Sh Put Sole 19600 0 0
JPMORGAN CHASE & CO COM 46625H100 1000 33200 Sh Call Sole 33200 0 0
JPMORGAN CHASE & CO COM 46625H100 2626 87200 Sh Put Sole 87200 0 0
JPMORGAN CHASE & CO COM 46625H100 831 27600 Sh Sole 27600 0 0
KINROSS GOLD CORP COM NO PAR 496902404 1024 69300 Sh Sole 69300 0 0
KINROSS GOLD CORP COM NO PAR 496902404 3187 215600 Sh Put Sole 215600 0 0
KLA-TENCOR CORP COM 482480100 279 7300 Sh Call Sole 7300 0 0
KOHLS CORP COM 500255104 339 6900 Sh Call Sole 6900 0 0
KOHLS CORP COM 500255104 334 6800 Sh Put Sole 6800 0 0
KRAFT FOODS INC CL A 50075N104 4846 144300 Sh Put Sole 144300 0 0
KRAFT FOODS INC CL A 50075N104 460 13700 Sh Sole 13700 0 0
KRAFT FOODS INC CL A 50075N104 1629 48500 Sh Call Sole 48500 0 0
LINCOLN NATL CORP IND COM 534187109 275 17600 Sh Call Sole 17600 0 0
MACYS INC COM 55616P104 526 20000 Sh Call Sole 20000 0 0
MACYS INC COM 55616P104 8314 315900 Sh Put Sole 315900 0 0
MACYS INC COM 55616P104 2971 112890 Sh Sole 112890 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 18765 340000 Sh Call Sole 340000 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 55190 1000000 Sh Put Sole 1000000 0 0
MASTERCARD INC CL A 57636Q104 829 2613 Sh Sole 2613 0 0
MASTERCARD INC CL A 57636Q104 1903 6000 Sh Put Sole 6000 0 0
METLIFE INC COM 59156R108 2527 90200 Sh Call Sole 90200 0 0
METLIFE INC COM 59156R108 437 15600 Sh Put Sole 15600 0 0
METLIFE INC UNIT 99/99/9999 59156R116 17009 300000 Sh Sole 300000 0 0
MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 2813 5000000 Prn Sole 5000000 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 439 14100 Sh Sole 14100 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 1154 37100 Sh Put Sole 37100 0 0
MOLYCORP INC DEL COM 608753109 3589 109200 Sh Put Sole 109200 0 0
MORGAN STANLEY COM NEW 617446448 173 12795 Sh Sole 12795 0 0
MORGAN STANLEY COM NEW 617446448 508 37600 Sh Put Sole 37600 0 0
MOSAIC CO NEW COM 61945C103 2938 60000 Sh Call Sole 60000 0 0
MOTOROLA MOBILITY HLDGS INC COM 620097105 4730 125200 Sh Sole 125200 0 0
MOTOROLA MOBILITY HLDGS INC COM 620097105 4723 125000 Sh Put Sole 125000 0 0
NETAPP INC COM 64110D104 417 12300 Sh Put Sole 12300 0 0
NEW GOLD INC CDA COM 644535106 569 55300 Sh Sole 55300 0 0
NEW GOLD INC CDA COM 644535106 1465 142400 Sh Put Sole 142400 0 0
NEWMONT MINING CORP COM 651639106 2883 45800 Sh Sole 45800 0 0
NEWMONT MINING CORP COM 651639106 10248 162800 Sh Put Sole 162800 0 0
NOVARTIS A G SPONSORED ADR 66987V109 4969 89100 Sh Call Sole 89100 0 0
NYSE EURONEXT COM 629491101 9526 409900 Sh Call Sole 409900 0 0
PACCAR INC COM 693718108 1103 32600 Sh Call Sole 32600 0 0
PACCAR INC COM 693718108 920 27200 Sh Put Sole 27200 0 0
PAN AMERICAN SILVER CORP COM 697900108 600 22400 Sh Sole 22400 0 0
PAN AMERICAN SILVER CORP COM 697900108 1210 45200 Sh Put Sole 45200 0 0
PARKER HANNIFIN CORP COM 701094104 3302 52300 Sh Call Sole 52300 0 0
PAYCHEX INC COM 704326107 309 11700 Sh Put Sole 11700 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 12465 555230 Sh Sole 555230 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 17176 765100 Sh Call Sole 765100 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 12770 568800 Sh Put Sole 568800 0 0
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 16369 13725000 Prn Sole 13725000 0 0
PMI GROUP INC NOTE 4.500% 4/1 69344MAK7 4179 13500000 Prn Sole 13500000 0 0
PNC FINL SVCS GROUP INC COM 693475105 1002 20800 Sh Put Sole 20800 0 0
PNC FINL SVCS GROUP INC COM 693475105 414 8593 Sh Sole 8593 0 0
POTASH CORP SASK INC COM 73755L107 1294 29943 Sh Sole 29943 0 0
POTASH CORP SASK INC COM 73755L107 1560 36100 Sh Put Sole 36100 0 0
PRECISION CASTPARTS CORP COM 740189105 497 3200 Sh Call Sole 3200 0 0
PRICE T ROWE GROUP INC COM 74144T108 229 4800 Sh Sole 4800 0 0
PRICE T ROWE GROUP INC COM 74144T108 459 9600 Sh Put Sole 9600 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347R297 15552 800000 Sh Put Sole 800000 0 0
PROSHARES TR II SHRT SILV NEW 74347W643 1143 66800 Sh Put Sole 66800 0 0
PROSHARES TR II ULTRA SILVER 74347W841 1825 35200 Sh Call Sole 35200 0 0
PROSHARES TR II ULTRA SILVER 74347W841 2696 52000 Sh Put Sole 52000 0 0
PRUDENTIAL FINL INC COM 744320102 4235 90377 Sh Sole 90377 0 0
PRUDENTIAL FINL INC COM 744320102 6462 137900 Sh Put Sole 137900 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 747 27401 Sh Sole 27401 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 7491 274800 Sh Put Sole 274800 0 0
RANDGOLD RES LTD ADR 752344309 4875 50400 Sh Put Sole 50400 0 0
RANDGOLD RES LTD ADR 752344309 1074 11100 Sh Sole 11100 0 0
RESEARCH IN MOTION LTD COM 760975102 406 20000 Sh Call Sole 20000 0 0
RIO TINTO PLC SPONSORED ADR 767204100 2186 49600 Sh Call Sole 49600 0 0
ROCKWOOD HLDGS INC COM 774415103 987 29300 Sh Call Sole 29300 0 0
ROWAN COS INC COM 779382100 235 7800 Sh Call Sole 7800 0 0
ROWAN COS INC COM 779382100 320 10600 Sh Put Sole 10600 0 0
ROYAL GOLD INC COM 780287108 410 6400 Sh Sole 6400 0 0
ROYAL GOLD INC COM 780287108 1691 26400 Sh Put Sole 26400 0 0
SAKS INC COM 79377W108 5075 580000 Sh Put Sole 580000 0 0
SAKS INC COM 79377W108 3404 389000 Sh Sole 389000 0 0
SANDISK CORP COM 80004C101 14011 347200 Sh Put Sole 347200 0 0
SANDISK CORP COM 80004C101 3579 88700 Sh Sole 88700 0 0
SANDISK CORP COM 80004C101 7716 191200 Sh Call Sole 191200 0 0
SCHWAB CHARLES CORP NEW COM 808513105 227 20100 Sh Sole 20100 0 0
SCHWAB CHARLES CORP NEW COM 808513105 388 34400 Sh Put Sole 34400 0 0
SEABRIDGE GOLD INC COM 811916105 450 20000 Sh Put Sole 20000 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8302 282800 Sh Put Sole 282800 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 21449 676000 Sh Put Sole 676000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 25211 850000 Sh Put Sole 850000 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 24880 713700 Sh Put Sole 713700 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 711 12153 Sh Sole 12153 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 24048 411000 Sh Put Sole 411000 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5078 430000 Sh Call Sole 430000 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14282 1209300 Sh Put Sole 1209300 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 997 34120 Sh Sole 34120 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 23408 801100 Sh Put Sole 801100 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 36535 1548100 Sh Put Sole 1548100 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9353 278200 Sh Put Sole 278200 0 0
SIGMA ALDRICH CORP COM 826552101 1211 19600 Sh Sole 19600 0 0
SIGMA ALDRICH CORP COM 826552101 1996 32300 Sh Put Sole 32300 0 0
SILVER STD RES INC COM 82823L106 299 16300 Sh Sole 16300 0 0
SILVER STD RES INC COM 82823L106 668 36400 Sh Put Sole 36400 0 0
SILVER WHEATON CORP COM 828336107 1440 48900 Sh Sole 48900 0 0
SILVER WHEATON CORP COM 828336107 3086 104800 Sh Put Sole 104800 0 0
SIMON PPTY GROUP INC NEW COM 828806109 1815 16500 Sh Sole 16500 0 0
SIMON PPTY GROUP INC NEW COM 828806109 6599 60000 Sh Put Sole 60000 0 0
SOTHEBYS COM 835898107 1136 41200 Sh Put Sole 41200 0 0
SOTHEBYS COM 835898107 1003 36370 Sh Sole 36370 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 28925 183000 Sh Sole 183000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 13125 116000 Sh Put Sole 116000 0 0
STARBUCKS CORP COM 855244109 336 9000 Sh Put Sole 9000 0 0
STATE STR CORP COM 857477103 357 11100 Sh Sole 11100 0 0
STATE STR CORP COM 857477103 798 24800 Sh Put Sole 24800 0 0
SUNPOWER CORP COM CL A 867652109 1011 125000 Sh Sole 125000 0 0
SUNPOWER CORP COM CL A 867652109 1011 125000 Sh Put Sole 125000 0 0
SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 4440 5000000 Prn Sole 5000000 0 0
SUNTRUST BKS INC COM 867914103 759 42300 Sh Call Sole 42300 0 0
SYSCO CORP COM 871829107 4574 176600 Sh Put Sole 176600 0 0
SYSCO CORP COM 871829107 4810 185700 Sh Call Sole 185700 0 0
SYSCO CORP COM 871829107 1769 68300 Sh Sole 68300 0 0
TECK RESOURCES LTD CL B 878742204 9487 325000 Sh Sole 325000 0 0
TECK RESOURCES LTD CL B 878742204 2055 70400 Sh Call Sole 70400 0 0
TECK RESOURCES LTD CL B 878742204 11110 380600 Sh Put Sole 380600 0 0
TEMPLE INLAND INC COM 879868107 9631 307000 Sh Call Sole 307000 0 0
TEREX CORP NEW COM 880779103 1405 136900 Sh Call Sole 136900 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2464 66200 Sh Call Sole 66200 0 0
TEXTRON INC COM 883203101 6670 378100 Sh Put Sole 378100 0 0
TEXTRON INC COM 883203101 851 48238 Sh Sole 48238 0 0
TEXTRON INC COM 883203101 6467 366600 Sh Call Sole 366600 0 0
TEXTRON INC NOTE 4.500% 5/0 883203BN0 22742 15000000 Prn Sole 15000000 0 0
TRAVELERS COMPANIES INC COM 89417E109 375 7700 Sh Sole 7700 0 0
TRAVELERS COMPANIES INC COM 89417E109 1072 22000 Sh Put Sole 22000 0 0
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