0001085146-11-000674.txt : 20110516
0001085146-11-000674.hdr.sgml : 20110516
20110516152930
ACCESSION NUMBER: 0001085146-11-000674
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JD CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001219037
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10408
FILM NUMBER: 11846305
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
jdcapital1q2011.txt
JD CAPITAL MANAGEMENT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: JD Capital Management LLC
Address: Two Greenwich Plaza
2nd Floor
Greenwich, CT 06830
13F File Number: 028-10408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Zuzana Guggenheimer
Title: CFO
Phone: 203-485-8813
Signature, Place, and Date of Signing:
Zuzana Guggenheimer Greenwich, CT May 16, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 276
Form 13F Information Table Value Total: $1,831,730 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABERCROMBIE & FITCH CO CL A 002896207 933 15900 Sh Call Sole 15900 0 0
ABERCROMBIE & FITCH CO CL A 002896207 927 15800 Sh Put Sole 15800 0 0
AGNICO EAGLE MINES LTD COM 008474108 1991 30000 Sh Put Sole 30000 0 0
AGNICO EAGLE MINES LTD COM 008474108 929 14000 Sh Sole 14000 0 0
AK STL HLDG CORP COM 001547108 1668 105700 Sh Put Sole 105700 0 0
AK STL HLDG CORP COM 001547108 196 12400 Sh Call Sole 12400 0 0
AK STL HLDG CORP COM 001547108 274 17334 Sh Sole 17334 0 0
ALCOA INC COM 013817101 475 26900 Sh Put Sole 26900 0 0
ALCOA INC COM 013817101 1541 87300 Sh Call Sole 87300 0 0
ALCON INC COM SHS H01301102 13093 79105 Sh Sole 79105 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 1537 22700 Sh Call Sole 22700 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 6806 100500 Sh Put Sole 100500 0 0
ALLSTATE CORP COM 020002101 15598 490800 Sh Put Sole 490800 0 0
ALLSTATE CORP COM 020002101 15598 490800 Sh Call Sole 490800 0 0
AMERICAN EXPRESS CO COM 025816109 5664 125300 Sh Put Sole 125300 0 0
AMERICAN EXPRESS CO COM 025816109 2658 58800 Sh Call Sole 58800 0 0
AMERICAN EXPRESS CO COM 025816109 800 17710 Sh Sole 17710 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 10187 289900 Sh Put Sole 289900 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3363 95700 Sh Call Sole 95700 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1343 28000 Sh Sole 28000 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 3136 65400 Sh Put Sole 65400 0 0
ANNALY CAP MGMT INC COM 035710409 2792 160000 Sh Call Sole 160000 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 284 7861 Sh Sole 7861 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1808 50000 Sh Put Sole 50000 0 0
ARCH COAL INC COM 039380100 1421 39435 Sh Sole 39435 0 0
ARCH COAL INC COM 039380100 19674 545900 Sh Call Sole 545900 0 0
ASHLAND INC NEW COM 044209104 468 8100 Sh Put Sole 8100 0 0
ASHLAND INC NEW COM 044209104 4546 78700 Sh Call Sole 78700 0 0
ATHEROS COMMUNICATIONS INC COM 04743P108 6490 145313 Sh Sole 145313 0 0
BAKER HUGHES INC COM 057224107 4090 55700 Sh Call Sole 55700 0 0
BAKER HUGHES INC COM 057224107 2930 39900 Sh Put Sole 39900 0 0
BALL CORP COM 058498106 5105 142400 Sh Call Sole 142400 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 6679 321900 Sh Call Sole 321900 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 6225 300000 Sh Put Sole 300000 0 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 6130 500000 Sh Put Sole 500000 0 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1152 93933 Sh Sole 93933 0 0
BANK OF AMERICA CORPORATION COM 060505104 3999 300000 Sh Put Sole 300000 0 0
BANK OF AMERICA CORPORATION COM 060505104 736 55200 Sh Sole 55200 0 0
BANK OF AMERICA CORPORATION COM 060505104 1866 140000 Sh Call Sole 140000 0 0
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 881 30000 Sh Put Sole 30000 0 0
BARRICK GOLD CORP COM 067901108 8576 165200 Sh Put Sole 165200 0 0
BARRICK GOLD CORP COM 067901108 4049 78000 Sh Sole 78000 0 0
BIOGEN IDEC INC COM 09062X103 1857 25300 Sh Call Sole 25300 0 0
BLACKROCK INC COM 09247X101 12061 60000 Sh Sole 60000 0 0
BOISE INC COM 09746Y105 787 85887 Sh Sole 85887 0 0
BOISE INC COM 09746Y105 1832 200000 Sh Put Sole 200000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1390 52600 Sh Call Sole 52600 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1390 52600 Sh Put Sole 52600 0 0
CATERPILLAR INC DEL COM 149123101 202 1817 Sh Sole 1817 0 0
CHUBB CORP COM 171232101 1453 23700 Sh Call Sole 23700 0 0
CITIGROUP INC COM 172967101 710 160640 Sh Sole 160640 0 0
CITIGROUP INC COM 172967101 2219 502000 Sh Put Sole 502000 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 2103 21400 Sh Call Sole 21400 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 3518 35800 Sh Put Sole 35800 0 0
COMERICA INC COM 200340107 599 16322 Sh Sole 16322 0 0
COMERICA INC COM 200340107 944 25700 Sh Put Sole 25700 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 896 31639 Sh Sole 31639 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3179 112300 Sh Put Sole 112300 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1150 69022 Sh Sole 69022 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 3332 200000 Sh Put Sole 200000 0 0
CONSOL ENERGY INC COM 20854P109 418 7800 Sh Put Sole 7800 0 0
COVANTA HLDG CORP COM 22282E102 5517 323000 Sh Call Sole 323000 0 0
CROWN HOLDINGS INC COM 228368106 275 7121 Sh Sole 7121 0 0
CROWN HOLDINGS INC COM 228368106 640 16600 Sh Call Sole 16600 0 0
DEVON ENERGY CORP NEW COM 25179M103 6433 70100 Sh Call Sole 70100 0 0
DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 6389 357300 Sh Call Sole 357300 0 0
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 5139 124300 Sh Call Sole 124300 0 0
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 17921 433500 Sh Put Sole 433500 0 0
DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 1045 26000 Sh Call Sole 26000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 908 30000 Sh Put Sole 30000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 4783 158000 Sh Call Sole 158000 0 0
DOVER CORP COM 260003108 513 7800 Sh Call Sole 7800 0 0
DOW CHEM CO COM 260543103 1559 41300 Sh Call Sole 41300 0 0
DOW CHEM CO COM 260543103 3496 92600 Sh Put Sole 92600 0 0
DRESSER-RAND GROUP INC COM 261608103 12536 233800 Sh Call Sole 233800 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 478 8700 Sh Put Sole 8700 0 0
EARTHLINK INC COM 270321102 751 95900 Sh Call Sole 95900 0 0
EASTMAN CHEM CO COM 277432100 27293 274800 Sh Call Sole 274800 0 0
EASTMAN KODAK CO COM 277461109 807 249864 Sh Sole 249864 0 0
EASTMAN KODAK CO COM 277461109 1569 485900 Sh Call Sole 485900 0 0
EASTMAN KODAK CO COM 277461109 1787 553400 Sh Put Sole 553400 0 0
EATON CORP COM 278058102 4069 73400 Sh Put Sole 73400 0 0
EATON CORP COM 278058102 5544 100000 Sh Call Sole 100000 0 0
EL PASO CORP COM 28336L109 817 45400 Sh Call Sole 45400 0 0
ELDORADO GOLD CORP NEW COM 284902103 829 51000 Sh Sole 51000 0 0
ELDORADO GOLD CORP NEW COM 284902103 2202 135400 Sh Put Sole 135400 0 0
EOG RES INC COM 26875P101 6577 55500 Sh Put Sole 55500 0 0
EOG RES INC COM 26875P101 964 8134 Sh Sole 8134 0 0
EOG RES INC COM 26875P101 201 1700 Sh Call Sole 1700 0 0
EXXON MOBIL CORP COM 30231G102 44068 523803 Sh Sole 523803 0 0
EXXON MOBIL CORP COM 30231G102 90701 1078100 Sh Put Sole 1078100 0 0
FLOWSERVE CORP COM 34354P105 335 2600 Sh Put Sole 2600 0 0
FMC TECHNOLOGIES INC COM 30249U101 378 8000 Sh Call Sole 8000 0 0
FORD MTR CO DEL *W EXP 01/01/201 345370134 44001 6896694 Sh Sole 6896694 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 3097 207700 Sh Call Sole 207700 0 0
FRANKLIN RES INC COM 354613101 2452 19600 Sh Put Sole 19600 0 0
FRANKLIN RES INC COM 354613101 913 7300 Sh Call Sole 7300 0 0
FRANKLIN RES INC COM 354613101 291 2329 Sh Sole 2329 0 0
GENERAL MTRS CO JR PFD CNV SRB 37045V209 1926 40000 Sh Sole 40000 0 0
GENZYME CORP COM 372917104 44409 583144 Sh Sole 583144 0 0
GERDAU S A SPONSORED ADR 373737105 3125 250000 Sh Put Sole 250000 0 0
GERDAU S A SPONSORED ADR 373737105 2132 170529 Sh Sole 170529 0 0
GILEAD SCIENCES INC COM 375558103 2733 64400 Sh Call Sole 64400 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1135 65000 Sh Sole 65000 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2340 134000 Sh Put Sole 134000 0 0
GOLDCORP INC NEW COM 380956409 6275 126000 Sh Put Sole 126000 0 0
GOLDCORP INC NEW COM 380956409 2465 49500 Sh Sole 49500 0 0
HALLIBURTON CO COM 406216101 3778 75800 Sh Put Sole 75800 0 0
HALLIBURTON CO COM 406216101 10058 201800 Sh Call Sole 201800 0 0
HARLEY DAVIDSON INC COM 412822108 922 21700 Sh Call Sole 21700 0 0
HARMAN INTL INDS INC COM 413086109 206 4400 Sh Call Sole 4400 0 0
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 357 24000 Sh Sole 24000 0 0
HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1309 88000 Sh Put Sole 88000 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 757 28100 Sh Call Sole 28100 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 2844 105600 Sh Put Sole 105600 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 1056 39196 Sh Sole 39196 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 380 400000 Sh Sole 400000 0 0
HOST HOTELS & RESORTS INC COM 44107P104 198 11221 Sh Sole 11221 0 0
HOST HOTELS & RESORTS INC COM 44107P104 2642 150000 Sh Put Sole 150000 0 0
HUMAN GENOME SCIENCES INC COM 444903108 6863 250000 Sh Call Sole 250000 0 0
IAMGOLD CORP COM 450913108 2202 100000 Sh Put Sole 100000 0 0
IAMGOLD CORP COM 450913108 819 37200 Sh Sole 37200 0 0
ILLINOIS TOOL WKS INC COM 452308109 5028 93600 Sh Put Sole 93600 0 0
ILLINOIS TOOL WKS INC COM 452308109 2922 54400 Sh Call Sole 54400 0 0
ILLINOIS TOOL WKS INC COM 452308109 1107 20610 Sh Sole 20610 0 0
INTL PAPER CO COM 460146103 902 29900 Sh Put Sole 29900 0 0
ISHARES INC MSCI BRAZIL 464286400 15496 200000 Sh Put Sole 200000 0 0
ISHARES INC MSCI BRAZIL 464286400 8523 110000 Sh Call Sole 110000 0 0
ISHARES INC MSCI JAPAN 464286848 12372 1200000 Sh Put Sole 1200000 0 0
ISHARES INC MSCI JAPAN 464286848 2517 244000 Sh Sole 244000 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 13495 367000 Sh Sole 367000 0 0
ISHARES TR S&P NTL AMTFREE 464288414 1096 11021 Sh Sole 11021 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2343 97419 Sh Sole 97419 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8653 359800 Sh Put Sole 359800 0 0
JABIL CIRCUIT INC COM 466313103 646 31600 Sh Put Sole 31600 0 0
JABIL CIRCUIT INC COM 466313103 209 10233 Sh Sole 10233 0 0
JDS UNIPHASE CORP COM PAR $0.001 46612J507 361 17300 Sh Put Sole 17300 0 0
JDS UNIPHASE CORP COM PAR $0.001 46612J507 411 19700 Sh Call Sole 19700 0 0
JOY GLOBAL INC COM 481165108 830 8400 Sh Put Sole 8400 0 0
JOY GLOBAL INC COM 481165108 2856 28900 Sh Call Sole 28900 0 0
KINROSS GOLD CORP COM NO PAR 496902404 1181 75000 Sh Sole 75000 0 0
KINROSS GOLD CORP COM NO PAR 496902404 2726 173100 Sh Put Sole 173100 0 0
KRAFT FOODS INC CL A 50075N104 329 10500 Sh Put Sole 10500 0 0
KRAFT FOODS INC CL A 50075N104 260 8300 Sh Call Sole 8300 0 0
LEUCADIA NATL CORP COM 527288104 241 6429 Sh Sole 6429 0 0
LEUCADIA NATL CORP COM 527288104 1070 28500 Sh Put Sole 28500 0 0
LILLY ELI & CO COM 532457108 3517 100000 Sh Put Sole 100000 0 0
LILLY ELI & CO COM 532457108 3517 100000 Sh Call Sole 100000 0 0
LINCOLN NATL CORP IND COM 534187109 424 14100 Sh Call Sole 14100 0 0
LINCOLN NATL CORP IND COM 534187109 2118 70500 Sh Put Sole 70500 0 0
MACYS INC COM 55616P104 6841 282000 Sh Put Sole 282000 0 0
MACYS INC COM 55616P104 2595 106972 Sh Sole 106972 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 60114 1000900 Sh Put Sole 1000900 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 33634 560000 Sh Call Sole 560000 0 0
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1820 46400 Sh Put Sole 46400 0 0
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 392 10000 Sh Sole 10000 0 0
MCDONALDS CORP COM 580135101 15104 198500 Sh Call Sole 198500 0 0
MERCK & CO INC NEW COM 58933Y105 885 26800 Sh Put Sole 26800 0 0
MERCK & CO INC NEW COM 58933Y105 5011 151800 Sh Call Sole 151800 0 0
METLIFE INC COM 59156R108 4164 93100 Sh Call Sole 93100 0 0
METLIFE INC COM 59156R108 4433 99100 Sh Put Sole 99100 0 0
METLIFE INC UNIT 99/99/9999 59156R116 25432 300000 Sh Sole 300000 0 0
MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 5478 5000000 Prn Sole 5000000 0 0
MOLYCORP INC DEL COM 608753109 6482 108000 Sh Call Sole 108000 0 0
MOLYCORP INC DEL COM 608753109 10534 175500 Sh Put Sole 175500 0 0
NABORS INDUSTRIES LTD SHS G6359F103 504 16574 Sh Sole 16574 0 0
NABORS INDUSTRIES LTD SHS G6359F103 1662 54700 Sh Put Sole 54700 0 0
NETFLIX INC COM 64110L106 8686 36600 Sh Put Sole 36600 0 0
NETFLIX INC COM 64110L106 546 2298 Sh Sole 2298 0 0
NETFLIX INC COM 64110L106 5292 22300 Sh Call Sole 22300 0 0
NEWMONT MINING CORP COM 651639106 1146 21000 Sh Sole 21000 0 0
NEWMONT MINING CORP COM 651639106 4547 83300 Sh Put Sole 83300 0 0
NORTHERN TR CORP COM 665859104 1360 26800 Sh Call Sole 26800 0 0
NOVARTIS A G SPONSORED ADR 66987V109 30693 564728 Sh Call Sole 564728 0 0
NVIDIA CORP COM 67066G104 2712 146900 Sh Call Sole 146900 0 0
OPEN TEXT CORP COM 683715106 623 10000 Sh Put Sole 10000 0 0
PACCAR INC COM 693718108 246 4700 Sh Put Sole 4700 0 0
PACKAGING CORP AMER COM 695156109 4544 157300 Sh Call Sole 157300 0 0
PAN AMERICAN SILVER CORP COM 697900108 962 25900 Sh Put Sole 25900 0 0
PAN AMERICAN SILVER CORP COM 697900108 412 11100 Sh Sole 11100 0 0
PARKER HANNIFIN CORP COM 701094104 3891 41100 Sh Call Sole 41100 0 0
PARKER HANNIFIN CORP COM 701094104 407 4300 Sh Put Sole 4300 0 0
PATRIOT COAL CORP COM 70336T104 266 10300 Sh Call Sole 10300 0 0
PDL BIOPHARMA INC COM 69329Y104 580 100000 Sh Call Sole 100000 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 34976 865100 Sh Call Sole 865100 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 22997 568800 Sh Put Sole 568800 0 0
PFIZER INC COM 717081103 11012 542182 Sh Sole 542182 0 0
PFIZER INC COM 717081103 55911 2752900 Sh Call Sole 2752900 0 0
PMI GROUP INC NOTE 4.500% 4/1 69344MAK7 5856 7500000 Prn Sole 7500000 0 0
PRAXAIR INC COM 74005P104 2642 26000 Sh Call Sole 26000 0 0
PRUDENTIAL FINL INC COM 744320102 234 3800 Sh Put Sole 3800 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 612 42500 Sh Call Sole 42500 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 515 35733 Sh Sole 35733 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3554 246600 Sh Put Sole 246600 0 0
RAMBUS INC DEL COM 750917106 1980 100000 Sh Call Sole 100000 0 0
RANDGOLD RES LTD ADR 752344309 815 10000 Sh Call Sole 10000 0 0
RANDGOLD RES LTD ADR 752344309 612 7500 Sh Sole 7500 0 0
RANDGOLD RES LTD ADR 752344309 2153 26400 Sh Put Sole 26400 0 0
RESEARCH IN MOTION LTD COM 760975102 5657 100000 Sh Put Sole 100000 0 0
RESEARCH IN MOTION LTD COM 760975102 5654 100000 Sh Sole 100000 0 0
RESEARCH IN MOTION LTD COM 760975102 5657 100000 Sh Call Sole 100000 0 0
RIO TINTO PLC SPONSORED ADR 767204100 711 10000 Sh Call Sole 10000 0 0
RIO TINTO PLC SPONSORED ADR 767204100 711 10000 Sh Put Sole 10000 0 0
ROBERT HALF INTL INC COM 770323103 676 22100 Sh Call Sole 22100 0 0
ROCKWELL AUTOMATION INC COM 773903109 438 4627 Sh Sole 4627 0 0
ROCKWELL AUTOMATION INC COM 773903109 1202 12700 Sh Put Sole 12700 0 0
ROCKWOOD HLDGS INC COM 774415103 10243 208100 Sh Call Sole 208100 0 0
ROCKWOOD HLDGS INC COM 774415103 773 15700 Sh Put Sole 15700 0 0
ROYAL GOLD INC COM 780287108 351 6700 Sh Sole 6700 0 0
ROYAL GOLD INC COM 780287108 765 14600 Sh Put Sole 14600 0 0
SALESFORCE COM INC COM 79466L302 828 6200 Sh Call Sole 6200 0 0
SANDISK CORP COM 80004C101 10131 219800 Sh Put Sole 219800 0 0
SANDISK CORP COM 80004C101 1267 27500 Sh Call Sole 27500 0 0
SANDISK CORP COM 80004C101 2166 47000 Sh Sole 47000 0 0
SCHLUMBERGER LTD COM 806857108 6957 74600 Sh Put Sole 74600 0 0
SCHLUMBERGER LTD COM 806857108 4654 49900 Sh Call Sole 49900 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 27841 713700 Sh Put Sole 713700 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 25449 850000 Sh Put Sole 850000 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 22396 676000 Sh Put Sole 676000 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 32802 411000 Sh Put Sole 411000 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 31332 1909300 Sh Put Sole 1909300 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 30185 801100 Sh Put Sole 801100 0 0
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 40359 1548100 Sh Put Sole 1548100 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 15255 478200 Sh Put Sole 478200 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 11320 282800 Sh Put Sole 282800 0 0
SILVER STD RES INC COM 82823L106 628 20000 Sh Put Sole 20000 0 0
SILVER WHEATON CORP COM 828336107 1084 25000 Sh Sole 25000 0 0
SILVER WHEATON CORP COM 828336107 2775 64000 Sh Put Sole 64000 0 0
SOTHEBYS COM 835898107 3682 70000 Sh Put Sole 70000 0 0
SOTHEBYS COM 835898107 1168 22200 Sh Call Sole 22200 0 0
SOUTHERN CO COM 842587107 1635 42900 Sh Put Sole 42900 0 0
SOUTHERN CO COM 842587107 540 14164 Sh Sole 14164 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 2517 18000 Sh Sole 18000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 25475 182200 Sh Call Sole 182200 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 101242 763572 Sh Sole 763572 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 96759 730200 Sh Put Sole 730200 0 0
STANLEY BLACK & DECKER INC COM 854502101 4604 60100 Sh Put Sole 60100 0 0
STANLEY BLACK & DECKER INC COM 854502101 1792 23400 Sh Sole 23400 0 0
STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 241 2000 Sh Sole 2000 0 0
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2342 40300 Sh Put Sole 40300 0 0
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 926 15925 Sh Sole 15925 0 0
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1424 24500 Sh Call Sole 24500 0 0
SUNTRUST BKS INC COM 867914103 1606 55684 Sh Sole 55684 0 0
SUNTRUST BKS INC COM 867914103 5964 206800 Sh Put Sole 206800 0 0
SUPERVALU INC COM 868536103 146 16300 Sh Call Sole 16300 0 0
SYSCO CORP COM 871829107 2961 106900 Sh Call Sole 106900 0 0
SYSCO CORP COM 871829107 2078 75000 Sh Put Sole 75000 0 0
TEEKAY CORPORATION COM Y8564W103 7142 193400 Sh Call Sole 193400 0 0
TEREX CORP NEW COM 880779103 1993 53800 Sh Put Sole 53800 0 0
TEXTRON INC COM 883203101 200 7300 Sh Call Sole 7300 0 0
TEXTRON INC COM 883203101 1312 47900 Sh Put Sole 47900 0 0
TEXTRON INC NOTE 4.500% 5/0 883203BN0 26857 12500000 Prn Sole 12500000 0 0
TIDEWATER INC COM 886423102 209 3500 Sh Call Sole 3500 0 0
TITANIUM METALS CORP COM NEW 888339207 414 22300 Sh Put Sole 22300 0 0
TITANIUM METALS CORP COM NEW 888339207 494 26600 Sh Call Sole 26600 0 0
TRINITY INDS INC COM 896522109 411 11200 Sh Call Sole 11200 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1204 16200 Sh Put Sole 16200 0 0
UNITED PARCEL SERVICE INC CL B 911312106 6689 90000 Sh Call Sole 90000 0 0
UNITED STATES STL CORP NEW COM 912909108 5809 107700 Sh Call Sole 107700 0 0
UNITED STATES STL CORP NEW COM 912909108 4498 83385 Sh Sole 83385 0 0
UNITED STATES STL CORP NEW COM 912909108 24694 457800 Sh Put Sole 457800 0 0
VALE S A ADR 91912E105 32106 962700 Sh Put Sole 962700 0 0
VALE S A ADR 91912E105 14487 434400 Sh Call Sole 434400 0 0
VALE S A ADR 91912E105 2073 62155 Sh Sole 62155 0 0
VISA INC COM CL A 92826C839 405 5500 Sh Put Sole 5500 0 0
VISA INC COM CL A 92826C839 1487 20200 Sh Call Sole 20200 0 0
VORNADO RLTY TR SH BEN INT 929042109 3001 34300 Sh Put Sole 34300 0 0
VORNADO RLTY TR SH BEN INT 929042109 1693 19343 Sh Sole 19343 0 0
WAL MART STORES INC COM 931142103 10410 200000 Sh Call Sole 200000 0 0
WYNN RESORTS LTD COM 983134107 967 7600 Sh Call Sole 7600 0 0
WYNN RESORTS LTD COM 983134107 305 2400 Sh Put Sole 2400 0 0
XL GROUP PLC SHS G98290102 2167 88100 Sh Call Sole 88100 0 0
XL GROUP PLC SHS G98290102 1496 60800 Sh Put Sole 60800 0 0
YAMANA GOLD INC COM 98462Y100 1206 98000 Sh Sole 98000 0 0
YAMANA GOLD INC COM 98462Y100 2437 198000 Sh Put Sole 198000 0 0
ZIONS BANCORPORATION COM 989701107 311 13500 Sh Call Sole 13500 0 0