-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMK4odE/VwTYMhCOIydnHqwphJPz6GwOIIKBvuPe2339jhu+82MlNwzc0GLG/aI+ qP1k1bFT0Ls6JrsZo+dqOw== 0001085146-09-003531.txt : 20091116 0001085146-09-003531.hdr.sgml : 20091116 20091116161604 ACCESSION NUMBER: 0001085146-09-003531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001219037 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10408 FILM NUMBER: 091187058 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 jdcap3q09.txt JD CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JD Capital Management LLC Address: Two Greenwich Plaza 2nd Floor Greenwich, CT 06830 13F File Number: 28-10408 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donnald McCarty Title: CFO Phone: 203-485-8800 Signature, Place, and Date of Signing: Donald McCarthy Greenwich, CT November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 113 Form13F Information Table Value Total: $928,456 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN INTL GROUP INC COM NEW 026874784 3295 74700 Shr Sole 0 74700 0 0 AMERICAN INTL GROUP INC CALL 026874904 17865 405000 Shr Call Sole 0 405000 0 0 AMERICAN INTL GROUP INC PUT 026874954 20741 470200 Shr Put Sole 0 470200 0 0 ANADARKO PETE CORP CALL 032511907 2428 38700 Shr Call Sole 0 38700 0 0 APACHE CORP CALL 037411905 1837 20000 Shr Call Sole 0 20000 0 0 AT&T INC COM 00206R102 13505 500000 Shr Sole 0 500000 0 0 BAKER HUGHES INC CALL 057224907 27993 656200 Shr Call Sole 0 656200 0 0 BAKER HUGHES INC COM 057224107 427 10000 Shr Sole 0 10000 0 0 BANK OF AMERICA CORPORATION CALL 060505904 22487 1329000 Shr Call Sole 0 1329000 0 0 BANK OF AMERICA CORPORATION COM 060505104 13837 817800 Shr Sole 0 817800 0 0 CABOT OIL & GAS CORP CALL 127097903 615 17200 Shr Call Sole 0 17200 0 0 CADBURY PLC CALL 12721E902 5121 100000 Shr Call Sole 0 100000 0 0 CADBURY PLC SPONS ADR 12721E102 2304 45000 Shr Sole 0 45000 0 0 CAMERON INTERNATIONAL CORP CALL 13342B905 1271 33600 Shr Call Sole 0 33600 0 0 CARNIVAL CORP PUT 143658950 8320 250000 Shr Put Sole 0 250000 0 0 CF INDS HLDGS INC CALL 125269900 23455 272000 Shr Call Sole 0 272000 0 0 CF INDS HLDGS INC COM 125269100 1716 19900 Shr Sole 0 19900 0 0 CHESAPEAKE ENERGY CORP CALL 165167907 878 30900 Shr Call Sole 0 30900 0 0 CHEVRON CORP NEW CALL 166764900 2747 39000 Shr Call Sole 0 39000 0 0 CIT GROUP INC COM 125581108 230 189800 Shr Sole 0 189800 0 0 CIT GROUP INC CALL 125581908 24 20200 Shr Call Sole 0 20200 0 0 CITIGROUP INC COM 172967101 17220 3557877 Shr Sole 0 3557877 0 0 CITIGROUP INC PUT 172967951 38176 7887500 Shr Put Sole 0 7887500 0 0 CONOCOPHILLIPS CALL 20825C904 1852 41000 Shr Call Sole 0 41000 0 0 CONSOL ENERGY INC CALL 20854P909 1128 25000 Shr Call Sole 0 25000 0 0 DEVON ENERGY CORP NEW CALL 25179M903 1818 27000 Shr Call Sole 0 27000 0 0 DIRECTV GROUP INC CALL 25459L906 6895 250000 Shr Call Sole 0 250000 0 0 DIREXION SHS ETF TR PUT 25459W950 5428 40000 Shr Put Sole 0 40000 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 2733 21250 Shr Sole 0 21250 0 0 DIREXION SHS ETF TR PUT 25459W958 434 22000 Shr Put Sole 0 22000 0 0 DIREXION SHS ETF TR PUT 25459W956 7360 89620 Shr Call Sole 0 89620 0 0 DIREXION SHS ETF TR PUT 25459W958 7779 199000 Shr Put Sole 0 199000 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 5913 72000 Shr Sole 0 72000 0 0 DIREXION SHS ETF TR PUT 25459W955 3486 27100 Shr Call Sole 0 27100 0 0 DIREXION SHS ETF TR PUT 25459W955 42573 331000 Shr Put Sole 0 331000 0 0 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 2186 105160 Shr Sole 0 105160 0 0 DIREXION SHS ETF TR PUT 25459W957 4607 102100 Shr Put Sole 0 102100 0 0 DIREXION SHS ETF TR PUT 25459W952 54287 1063400 Shr Put Sole 0 1063400 0 0 DIREXION SHS ETF TR PUT 25459W956 38292 466240 Shr Put Sole 0 466240 0 0 EL PASO CORP CALL 28336L909 477 46200 Shr Call Sole 0 46200 0 0 ENCANA CORP COM 292505104 2881 50000 Shr Sole 0 50000 0 0 ENSCO INTL INC CALL 26874Q900 391 9200 Shr Call Sole 0 9200 0 0 EOG RES INC CALL 26875P901 1253 15000 Shr Call Sole 0 15000 0 0 EQT CORP CALL 26884L909 630 14800 Shr Call Sole 0 14800 0 0 GENERAL ELECTRIC CO CALL 369604903 15289 931100 Shr Call Sole 0 931100 0 0 GENERAL ELECTRIC CO COM 369604103 12915 786569 Shr Sole 0 786569 0 0 GSI GROUP INC CDA COM 36229U102 128 170762 Shr Sole 0 170762 0 0 HALLIBURTON CO CALL 406216901 1424 52500 Shr Call Sole 0 52500 0 0 HERSHEY CO CALL 427866908 5868 151000 Shr Call Sole 0 151000 0 0 HESS CORP CALL 42809H907 962 18000 Shr Call Sole 0 18000 0 0 INTEL CORP COM 458140100 1526 78000 Shr Sole 0 78000 0 0 ISHARES SILVER TRUST CALL 46428Q909 7371 450000 Shr Call Sole 0 450000 0 0 ISHARES TR INDEX PUT 464287959 4267 100000 Shr Put Sole 0 100000 0 0 ISHARES TR INDEX CALL 464287909 13654 320000 Shr Call Sole 0 320000 0 0 ISHARES TR INDEX PUT 464287954 4092 100000 Shr Call Sole 0 100000 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 48142 880431 Shr Sole 0 880431 0 0 ISHARES TR INDEX PUT 464287956 8136 100000 Shr Call Sole 0 100000 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 63461 1487249 Shr Sole 0 1487249 0 0 MARATHON OIL CORP CALL 565849906 1404 44000 Shr Call Sole 0 44000 0 0 MARKET VECTORS ETF TR CALL 57060U900 14493 320000 Shr Call Sole 0 320000 0 0 MARKET VECTORS ETF TR PUT 57060U950 14493 320000 Shr Put Sole 0 320000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 747 16500 Shr Sole 0 16500 0 0 MASSEY ENERGY CORP CALL 576206906 335 12000 Shr Call Sole 0 12000 0 0 MGM MIRAGE PUT 552953951 3612 300000 Shr Put Sole 0 300000 0 0 MURPHY OIL CORP CALL 626717902 1318 22900 Shr Call Sole 0 22900 0 0 NABORS INDUSTRIES LTD CALL G6359F903 424 20300 Shr Call Sole 0 20300 0 0 NATIONAL OILWELL VARCO INC CALL 637071901 1165 27000 Shr Call Sole 0 27000 0 0 NOBLE CORPORATION BAAR CALL H5833N903 527 13900 Shr Call Sole 0 13900 0 0 NOBLE ENERGY INC CALL 655044905 1313 19900 Shr Call Sole 0 19900 0 0 OCCIDENTAL PETE CORP DEL CALL 674599905 1646 21000 Shr Call Sole 0 21000 0 0 OMNITURE INC COM 68212S109 4078 190205 Shr Sole 0 190205 0 0 PEABODY ENERGY CORP CALL 704549904 1332 35800 Shr Call Sole 0 35800 0 0 PEROT SYS CORP CL A 714265105 297 10000 Shr Sole 0 10000 0 0 PFIZER INC PUT 717081953 2569 155232 Shr Put Sole 0 155232 0 0 PFIZER INC COM 717081103 337 20357 Shr Sole 0 20357 0 0 PFIZER INC CALL 717081903 22789 1376980 Shr Call Sole 0 1376980 0 0 PIONEER NAT RES CO CALL 723787907 363 10000 Shr Call Sole 0 10000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7986 350400 Shr Sole 0 350400 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 4254 152312 Shr Sole 0 152312 0 0 PROSHARES TR PUT 74347R957 6646 151000 Shr Call Sole 0 151000 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 5574 222517 Shr Sole 0 222517 0 0 PROSHARES TR PUT 74347R953 13174 2229100 Shr Put Sole 0 2229100 0 0 PROSHARES TR PUT 74347R950 3140 525000 Shr Call Sole 0 525000 0 0 PROSHARES TR PSHS ULTRA R/EST 74347R677 1334 223000 Shr Sole 0 223000 0 0 PROSHARES TR PUT 74347R952 2659 274400 Shr Call Sole 0 274400 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 360 37200 Shr Sole 0 37200 0 0 PROSHARES TR PUT 74347R957 19893 452000 Shr Put Sole 0 452000 0 0 PROSHARES TR PUT 74347R957 38011 6356400 Shr Put Sole 0 6356400 0 0 PROSHARES TR PUT 74347R952 8115 304600 Shr Put Sole 0 304600 0 0 RANGE RES CORP CALL 75281A909 622 12600 Shr Call Sole 0 12600 0 0 ROWAN COS INC CALL 779382900 277 12000 Shr Call Sole 0 12000 0 0 SCHERING PLOUGH CORP COM 806605101 989 35000 Shr Sole 0 35000 0 0 SCHLUMBERGER LTD CALL 806857908 1073 18000 Shr Call Sole 0 18000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14681 272280 Shr Sole 0 272280 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4278 149200 Shr Sole 0 149200 0 0 SLM CORP CALL 78442P906 872 100000 Shr Call Sole 0 100000 0 0 SLM CORP COM 78442P106 1308 150000 Shr Sole 0 150000 0 0 SMITH INTL INC CALL 832110900 964 33600 Shr Call Sole 0 33600 0 0 SOUTHWESTERN ENERGY CO CALL 845467909 1707 40000 Shr Call Sole 0 40000 0 0 SPDR GOLD TRUST CALL 78463V907 43524 440300 Shr Call Sole 0 440300 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 514 130000 Shr Sole 0 130000 0 0 SUN MICROSYSTEMS INC COM NEW 866810203 6897 758700 Shr Sole 0 758700 0 0 SUN MICROSYSTEMS INC PUT 866810953 4595 505500 Shr Put Sole 0 505500 0 0 SUNOCO INC CALL 86764P909 410 14400 Shr Call Sole 0 14400 0 0 TESORO CORP CALL 881609901 225 15000 Shr Call Sole 0 15000 0 0 TIM HORTONS INC PUT 88706M953 1302 46000 Shr Put Sole 0 46000 0 0 VALERO ENERGY CORP NEW CALL 91913Y900 213 11000 Shr Call Sole 0 11000 0 0 WEATHERFORD INTERNATIONAL LT CALL H27013903 726 35000 Shr Call Sole 0 35000 0 0 WELLS FARGO & CO NEW CALL 949746901 32399 1149700 Shr Call Sole 0 1149700 0 0 WELLS FARGO & CO NEW PUT 949746951 2818 100000 Shr Put Sole 0 100000 0 0 WILLIAMS COS INC DEL CALL 969457900 1179 66000 Shr Call Sole 0 66000 0 0 WYETH COM 983024100 14919 307100 Shr Sole 0 307100 0 0 XTO ENERGY INC CALL 98385X906 1446 35000 Shr Call Sole 0 35000 0 0
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