-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TpLPRGhx1A3PUULmUYJ7Xn5IaeKFdBG2CNQEyDgUJ9WWjpj0F8mSfoxt8Ulh+0aE /FG1DxCEGTxpg7gIGmfAkA== 0001193125-08-177664.txt : 20080814 0001193125-08-177664.hdr.sgml : 20080814 20080814111323 ACCESSION NUMBER: 0001193125-08-177664 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 081016270 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 2008 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title:. General Counsel Phone:. 312-499-2974 Signature, Place, and Date of Signing: /s/ Scott Schroeder New York, NY 08/14/2008 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 706 Form 13F Information Table Value Total: 1,507,801 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 28-11212 Luxor Capital Group, LP 2 28-11227 Hayground Cove Asset Management LLC 3 28-10466 DKR Capital Partners L.P. 4 28-12494 Visium Asset Management, LLC
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ --------- ---- --- ------------ -------- --------- ------- ---- Comstock Resources Inc Common Stock 205768203 51,080 605,000 SH SOLE NONE 605,000 0 0 Arch Coal Inc Common Stock 039380100 37,515 500,000 SH SOLE NONE 500,000 0 0 Newfield Exploration Co Common Stock 651290108 35,594 545,500 SH SOLE NONE 545,500 0 0 Baker Hughes Inc Common Stock 057224107 34,936 400,000 SH SOLE NONE 400,000 0 0 Venoco Inc Common Stock 92275P307 34,202 1,473,600 SH SOLE NONE 1,473,600 0 0 Royal Dutch Shell PLC ADR 780259206 30,641 375,000 SH SOLE NONE 375,000 0 0 EXCO Resources Inc Common Stock 269279402 27,184 736,500 SH SOLE NONE 736,500 0 0 Exxon Mobil Corp Common Stock 30231G102 26,439 300,000 SH SOLE NONE 300,000 0 0 Bentley Pharmaceuticals Inc Common Stock 082657107 25,354 1,569,894 SH SOLE NONE 1,569,894 0 0 Chevron Corp Common Stock 166764100 24,783 250,000 SH SOLE NONE 250,000 0 0 BP PLC ADR 055622104 24,350 350,000 SH SOLE NONE 350,000 0 0 Whiting Petroleum Corp Common Stock 966387102 21,216 200,000 SH SOLE NONE 200,000 0 0 Unum Group Common Stock 91529Y106 15,338 750,000 SH SOLE NONE 750,000 0 0 Williams Cos Inc Common Stock 969457100 14,713 365,000 SH SOLE NONE 365,000 0 0 Oil States International Inc Common Stock 678026105 14,104 222,319 SH SOLE NONE 222,319 0 0 Nationwide Financial Services Common Stock 638612101 13,683 285,000 SH SOLE NONE 285,000 0 0 ConocoPhillips Common Stock 20825C104 13,215 140,000 SH SOLE NONE 140,000 0 0 Pride International Inc Common Stock 74153Q102 13,005 275,000 SH SOLE NONE 275,000 0 0 Union Pacific Corp Common Stock 907818108 13,001 172,200 SH SOLE NONE 172,200 0 0 Cypress Semiconductor Corp Common Stock 232806109 12,870 520,000 SH SOLE NONE 520,000 0 0 Helix Energy Solutions Group Inc Common Stock 42330P107 12,492 300,000 SH SOLE NONE 300,000 0 0 Entergy Corp Common Stock 29364G103 12,482 103,600 SH SOLE NONE 103,600 0 0 PetroHawk Energy Corp Common Stock 716495106 11,771 254,188 SH SOLE NONE 254,188 0 0 Cabot Oil & Gas Corp Common Stock 127097103 11,514 170,000 SH SOLE NONE 170,000 0 0 SLM Corp Common Stock 78442P106 10,730 554,500 SH SOLE NONE 554,500 0 0 Immersion Corp Common Stock 452521107 10,417 1,529,654 SH SOLE NONE 1,529,654 0 0 Research In Motion Ltd Common Stock 760975102 10,404 89,000 SH SOLE NONE 89,000 0 0 Quest Software Inc Common Stock 74834T103 10,367 700,000 SH SOLE NONE 700,000 0 0 ITT Educational Services Inc Common Stock 45068B109 9,916 120,000 SH SOLE NONE 120,000 0 0 Apple Inc Common Stock 037833100 8,791 52,500 SH SOLE NONE 52,500 0 0 i2 Technologies Inc Common Stock 465754208 8,743 703,350 SH SOLE NONE 703,350 0 0 SPDR Trust Series 1 ETF 78462F103 8,460 66,101 SH SOLE NONE 66,101 0 0 Dell Inc Common Stock 24702R101 7,800 356,500 SH SHARED-OTHER 2 0 356,500 0 Exelon Corp Common Stock 30161N101 7,647 85,000 SH SOLE NONE 85,000 0 0 Swift Energy Co Common Stock 870738101 7,267 110,000 SH SOLE NONE 110,000 0 0 Computer Sciences Corp Common Stock 205363104 7,056 150,650 SH SHARED-OTHER 2 0 150,650 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------- ---- Great Atlantic & Pacific Tea Co Common Stock 390064103 6,652 291,500 SH SOLE NONE 291,500 0 0 OM Group Inc Common Stock 670872100 6,646 202,679 SH SOLE NONE 202,679 0 0 Celanese Corp Common Stock 150870103 6,564 143,750 SH SOLE NONE 143,750 0 0 Keycorp Common Stock 493267108 6,314 575,000 SH SOLE NONE 575,000 0 0 Wal-Mart Stores Inc Common Stock 931142103 6,292 111,950 SH SHARED-OTHER 2 0 111,950 0 Amazon.com Inc Common Stock 023135106 6,116 83,400 SH SHARED-OTHER 2 0 83,400 0 Tiffany & Co Common Stock 886547108 6,108 149,900 SH SHARED-OTHER 2 0 149,900 0 Netezza Corp Common Stock 64111N101 6,075 525,954 SH SOLE NONE 525,954 0 0 ACE Ltd Common Stock 004432874 6,060 110,000 SH SOLE NONE 110,000 0 0 ATP Oil & Gas Corp Common Stock 00208J108 6,048 153,239 SH SOLE NONE 153,239 0 0 Hanover Insurance Group Inc/The Common Stock 410867105 5,950 140,000 SH SOLE NONE 140,000 0 0 Fifth Third Bancorp Common Stock 316773100 5,854 575,000 SH SOLE NONE 575,000 0 0 CapitalSource Inc REIT 14055X102 5,828 526,000 SH SOLE NONE 526,000 0 0 Gymboree Corp Common Stock 403777105 5,610 140,000 SH SOLE NONE 140,000 0 0 Electronic Arts Inc Common Stock 285512109 5,549 124,900 SH SHARED-OTHER 2 0 124,900 0 Franklin Resources Inc Common Stock 354613101 5,499 60,000 SH SOLE NONE 60,000 0 0 Estee Lauder Cos Inc/The Common Stock 518439104 5,458 117,500 SH SHARED-OTHER 2 0 117,500 0 Validus Holdings Ltd Common Stock G9319H102 5,313 250,000 SH SOLE NONE 250,000 0 0 UltraShort Real Estate ProShares ETF 74347R552 5,250 50,000 SH SOLE NONE 50,000 0 0 American Ecology Corp Common Stock 025533407 5,168 175,000 SH SOLE NONE 175,000 0 0 Solera Holdings Inc Common Stock 83421A104 5,148 186,110 SH SOLE NONE 186,110 0 0 Victory Acquisition Corp Unit 92644D209 5,125 500,000 SH SOLE NONE 500,000 0 0 Google Inc Common Stock 38259P508 5,106 9,700 SH SOLE NONE 9,700 0 0 Annaly Capital Management Inc REIT 035710409 5,041 325,000 SH SOLE NONE 325,000 0 0 MetLife Inc Common Stock 59156R108 5,013 95,000 SH SOLE NONE 95,000 0 0 Air Products & Chemicals Inc Common Stock 009158106 4,943 50,000 SH SOLE NONE 50,000 0 0 WMS Industries Inc Common Stock 929297109 4,912 165,000 SH SOLE NONE 165,000 0 0 Triplecrown Acquisition Corp Unit 89677G208 4,875 500,000 SH SOLE NONE 500,000 0 0 Mattel Inc Common Stock 577081102 4,747 277,300 SH SHARED-OTHER 2 0 277,300 0 Danaher Corp Common Stock 235851102 4,638 60,000 SH SOLE NONE 60,000 0 0 QUALCOMM Inc Common Stock 747525103 4,628 104,300 SH SHARED-OTHER 2 0 104,300 0 NYSE Euronext Common Stock 629491101 4,559 90,000 SH SOLE NONE 90,000 0 0 Archer-Daniels-Midland Co Common Stock 039483102 4,489 133,000 SH SOLE NONE 133,000 0 0 Biodel Inc Common Stock 09064M105 4,458 342,900 SH SOLE NONE 342,900 0 0 SunTrust Banks Inc Common Stock 867914103 4,346 120,000 SH SOLE NONE 120,000 0 0 Goodrich Petroleum Corp Common Stock 382410405 4,312 52,000 SH SOLE NONE 52,000 0 0 Portfolio Recovery Associates Inc Common Stock 73640Q105 4,275 114,000 SH SOLE NONE 114,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ --------- ---- --- ------------ -------- --------- ------- ---- BHP Billiton Ltd ADR 088606108 4,260 50,000 SH SOLE NONE 50,000 0 0 3PAR Inc Common Stock 88580F109 4,236 540,300 SH SOLE NONE 540,300 0 0 Aeropostale Inc Common Stock 007865108 4,230 135,000 SH SOLE NONE 135,000 0 0 Capella Education Co Common Stock 139594105 4,176 70,000 SH SOLE NONE 70,000 0 0 CVS/Caremark Corp Common Stock 126650100 4,056 102,500 SH SOLE NONE 102,500 0 0 Captaris Inc Common Stock 14071N104 4,029 994,821 SH SOLE NONE 994,821 0 0 TD Ameritrade Holding Corp Common Stock 87236Y108 4,014 221,900 SH SOLE NONE 221,900 0 0 Petroleum Development Corp Common Stock 716578109 4,007 60,259 SH SOLE NONE 60,259 0 0 EMCOR Group Inc Common Stock 29084Q100 3,994 140,000 SH SOLE NONE 140,000 0 0 Complete Production Services Inc Common Stock 20453E109 3,952 108,500 SH SOLE NONE 108,500 0 0 Cummins Inc Common Stock 231021106 3,931 60,000 SH SOLE NONE 60,000 0 0 MFA Mortgage Investments Inc REIT 55272X102 3,912 600,000 SH SOLE NONE 600,000 0 0 FCStone Group Inc Common Stock 31308T100 3,910 140,000 SH SOLE NONE 140,000 0 0 Crown Holdings Inc Common Stock 228368106 3,899 150,000 SH SOLE NONE 150,000 0 0 SPDR Gold Trust ETF 78463V107 3,885 42,500 SH SOLE NONE 42,500 0 0 Starbucks Corp Common Stock 855244109 3,876 246,250 SH SHARED-OTHER 2 0 246,250 0 Potash Corp of Saskatchewan Common Stock 73755L107 3,831 16,760 SH SOLE NONE 16,760 0 0 TIBCO Software Inc Common Stock 88632Q103 3,825 500,000 SH SOLE NONE 500,000 0 0 Owens Corning Inc Common Stock 690742101 3,799 166,996 SH SOLE NONE 166,996 0 0 ON Semiconductor Corp Common Stock 682189105 3,760 410,000 SH SOLE NONE 410,000 0 0 Urban Outfitters Inc Common Stock 917047102 3,743 120,000 SH SOLE NONE 120,000 0 0 SP Acquisition Holdings Inc Common Stock 78470A104 3,720 400,000 SH SOLE NONE 400,000 0 0 Chelsea Therapeutics Common Stock 163428105 3,719 762,127 SH SHARED-OTHER 4 0 762,127 0 International Inc First Horizon National Corp Common Stock 320517105 3,715 500,000 SH SOLE NONE 500,000 0 0 IDEX Corp Common Stock 45167R104 3,684 100,000 SH SOLE NONE 100,000 0 0 Wal-Mart Stores Inc Common Stock 931142103 3,653 65,000 SH SOLE NONE 65,000 0 0 Costco Wholesale Corp Common Stock 22160K105 3,633 51,800 SH SHARED-OTHER 2 0 51,800 0 Walgreen Co Common Stock 931422109 3,625 111,500 SH SHARED-OTHER 2 0 111,500 0 Teva Pharmaceutical Industries ADR 881624209 3,574 3,500,000 PRN SOLE NONE 3,500,000 0 0 Ltd POSCO ADR 693483109 3,569 27,500 SH SOLE NONE 27,500 0 0 Bally Technologies Inc Common Stock 05874B107 3,566 105,500 SH SOLE NONE 105,500 0 0 AllianceBernstein Holding LP Ltd Part 01881G106 3,554 65,000 SH SOLE NONE 65,000 0 0 Netlogic Microsystems Inc Common Stock 64118B100 3,519 106,000 SH SOLE NONE 106,000 0 0 Lundin Mining Corp Common Stock 550372106 3,467 571,144 SH SOLE NONE 571,144 0 0 Pegasystems Inc Common Stock 705573103 3,435 255,219 SH SOLE NONE 255,219 0 0 General Dynamics Corp Common Stock 369550108 3,376 40,100 SH SOLE NONE 40,100 0 0 Wyeth Common Stock 983024100 3,357 70,000 SH SOLE NONE 70,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------- ---- optionsXpress Holdings Inc Common Stock 684010101 3,351 150,000 SH SOLE NONE 150,000 0 0 Invitrogen Corp Common Stock 46185R100 3,337 85,000 SH SOLE NONE 85,000 0 0 Perini Corp Common Stock 713839108 3,305 100,000 SH SOLE NONE 100,000 0 0 Rent-A-Center Inc/TX Common Stock 76009N100 3,291 160,000 SH SOLE NONE 160,000 0 0 Willbros Group Inc Common Stock 969199108 3,286 75,000 SH SOLE NONE 75,000 0 0 American Public Education Inc Common Stock 02913V103 3,231 82,770 SH SOLE NONE 82,770 0 0 Bunge Ltd Common Stock G16962105 3,231 30,000 SH SOLE NONE 30,000 0 0 NorthWestern Corp Common Stock 668074305 3,178 125,000 SH SOLE NONE 125,000 0 0 GFI Group Inc Common Stock 361652209 3,154 350,000 SH SOLE NONE 350,000 0 0 Affiliated Managers Group Inc Common Stock 008252108 3,152 35,000 SH SOLE NONE 35,000 0 0 Abercrombie & Fitch Co Common Stock 002896207 3,134 50,000 SH SOLE NONE 50,000 0 0 Omnicare Inc Common Stock 681904108 3,129 119,350 SH SHARED-OTHER 2 0 119,350 0 Endurance Specialty Holdings Ltd Common Stock G30397106 3,079 100,000 SH SOLE NONE 100,000 0 0 QUALCOMM Inc Common Stock 747525103 3,062 69,000 SH SOLE NONE 69,000 0 0 UnitedHealth Group Inc Common Stock 91324P102 3,056 116,400 SH SHARED-OTHER 2 0 116,400 0 Daktronics Inc Common Stock 234264109 3,026 150,000 SH SOLE NONE 150,000 0 0 Hatteras Financial Corp REIT 41902R202 3,000 125,000 SH SOLE NONE 125,000 0 0 Webster Financial Corp Common Stock 947890109 2,976 160,000 SH SOLE NONE 160,000 0 0 Novell Inc Common Stock 670006105 2,945 500,000 SH SOLE NONE 500,000 0 0 Global Consumer Acquisition Corp Common Stock 378983100 2,942 318,698 SH SHARED-OTHER 2 0 318,698 0 Barr Pharmaceuticals Inc Common Stock 068306109 2,926 64,900 SH SOLE NONE 64,900 0 0 Buffalo Wild Wings Inc Common Stock 119848109 2,913 117,300 SH SOLE NONE 117,300 0 0 CommScope Inc Common Stock 203372107 2,902 55,000 SH SOLE NONE 55,000 0 0 Petroleo Brasileiro SA ADR 71654V101 2,891 49,893 SH SHARED-OTHER 1 0 49,893 0 KBW Inc Common Stock 482423100 2,881 140,000 SH SOLE NONE 140,000 0 0 ABB Ltd ADR 000375204 2,832 100,000 SH SOLE NONE 100,000 0 0 Merck & Co Inc Common Stock 589331107 2,827 75,000 SH SOLE NONE 75,000 0 0 Liberty Acquisition Holdings Corp Common Stock 53015Y107 2,778 300,000 SH SOLE NONE 300,000 0 0 Flowserve Corp Common Stock 34354P105 2,734 20,000 SH SOLE NONE 20,000 0 0 Kennametal Inc Common Stock 489170100 2,731 83,900 SH SOLE NONE 83,900 0 0 Walter Industries Inc Common Stock 93317Q105 2,719 25,000 SH SOLE NONE 25,000 0 0 Philip Morris International Inc Common Stock 718172109 2,716 55,000 SH SOLE NONE 55,000 0 0 Knight Capital Group Inc Common Stock 499005106 2,697 150,000 SH SOLE NONE 150,000 0 0 Technology Select Sector SPDR Fund ETF 81369Y803 2,688 117,338 SH SOLE NONE 117,338 0 0 Axis Capital Holdings Ltd Common Stock G0692U109 2,683 90,000 SH SOLE NONE 90,000 0 0 Marsh & McLennan Cos Inc Common Stock 571748102 2,655 100,000 SH SOLE NONE 100,000 0 0 BGC Partners Inc Common Stock 05541T101 2,643 350,000 SH SOLE NONE 350,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------ ---- Navistar International Corp Common Stock 63934E108 2,633 40,000 SH SOLE NONE 40,000 0 0 Activision Blizzard Inc Common Stock 00507V109 2,610 76,600 SH SOLE NONE 76,600 0 0 Dycom Industries Inc Common Stock 267475101 2,608 179,600 SH SOLE NONE 179,600 0 0 Virgin Media Inc Common Stock 92769L101 2,545 187,000 SH SOLE NONE 187,000 0 0 Mueller Water Products Inc Common Stock 624758108 2,526 313,000 SH SOLE NONE 313,000 0 0 Bank of America Corp Common Stock 060505104 2,506 105,000 SH SOLE NONE 105,000 0 0 DXP Enterprises Inc Common Stock 233377407 2,499 60,010 SH SOLE NONE 60,010 0 0 Mechel ADR 583840103 2,477 50,000 SH SOLE NONE 50,000 0 0 Lockheed Martin Corp Common Stock 539830109 2,467 25,000 SH SOLE NONE 25,000 0 0 Armstrong World Industries Inc Common Stock 04247X102 2,443 83,600 SH SOLE NONE 83,600 0 0 Ameriprise Financial Inc Common Stock 03076C106 2,440 60,000 SH SOLE NONE 60,000 0 0 Polo Ralph Lauren Corp Common Stock 731572103 2,430 38,700 SH SHARED-OTHER 2 0 38,700 0 UnionBanCal Corp Common Stock 908906100 2,425 60,000 SH SOLE NONE 60,000 0 0 Kohl's Corp Common Stock 500255104 2,402 60,000 SH SOLE NONE 60,000 0 0 KBW Regional Banking ETF ETF 78464A698 2,397 90,000 SH SOLE NONE 90,000 0 0 Seagate Technology Common Stock G7945J104 2,391 125,000 SH SOLE NONE 125,000 0 0 Safeway Inc Common Stock 786514208 2,364 82,800 SH SHARED-OTHER 2 0 82,800 0 NCI Building Systems Inc Common Stock 628852105 2,362 64,300 SH SOLE NONE 64,300 0 0 American Axle & Manufacturing Common Stock 024061103 2,328 291,400 SH SOLE NONE 291,400 0 0 Holdings Inc Omniture Inc Common Stock 68212S109 2,321 125,000 SH SOLE NONE 125,000 0 0 PacWest Bancorp Common Stock 695263103 2,306 155,000 SH SOLE NONE 155,000 0 0 Dr Pepper Snapple Group Inc Common Stock 26138E109 2,288 108,300 SH SOLE NONE 108,300 0 0 PrivateBancorp Inc Common Stock 742962103 2,279 75,000 SH SOLE NONE 75,000 0 0 Lincoln National Corp Common Stock 534187109 2,266 50,000 SH SOLE NONE 50,000 0 0 SAVVIS Inc Common Stock 805423308 2,259 175,000 SH SOLE NONE 175,000 0 0 EnergySolutions Inc Common Stock 292756202 2,235 100,000 SH SOLE NONE 100,000 0 0 Equinix Inc Common Stock 29444U502 2,231 25,000 SH SOLE NONE 25,000 0 0 Calamos Asset Management Inc Common Stock 12811R104 2,222 130,500 SH SOLE NONE 130,500 0 0 Netease.com ADR 64110W102 2,201 101,000 SH SOLE NONE 101,000 0 0 Carmax Inc Common Stock 143130102 2,199 155,000 SH SOLE NONE 155,000 0 0 HMS Holdings Corp Common Stock 40425J101 2,179 101,500 SH SOLE NONE 101,500 0 0 Investment Technology Group Inc Common Stock 46145F105 2,175 65,000 SH SOLE NONE 65,000 0 0 Fortress Investment Group LLC Common Stock 34958B106 2,156 175,000 SH SOLE NONE 175,000 0 0 National City Corp Common Stock 635405103 2,147 450,000 SH SOLE NONE 450,000 0 0 Pool Corp Common Stock 73278L105 2,131 120,000 SH SOLE NONE 120,000 0 0 EMC Corp/Massachusetts Common Stock 268648102 2,130 145,000 SH SOLE NONE 145,000 0 0 TCF Financial Corp Common Stock 872275102 2,105 175,000 SH SOLE NONE 175,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------- ---- Powershares QQQ ETF 73935A104 2,096 46,405 SH SOLE NONE 46,405 0 0 Penson Worldwide Inc Common Stock 709600100 2,091 175,000 SH SOLE NONE 175,000 0 0 3M Co Common Stock 88579Y101 2,088 30,005 SH SOLE NONE 30,005 0 0 Maguire Properties Inc REIT 559775101 2,069 170,000 SH SOLE NONE 170,000 0 0 Life Time Fitness Inc Common Stock 53217R207 2,069 70,000 SH SOLE NONE 70,000 0 0 Schering-Plough Corp Common Stock 806605101 2,067 105,000 SH SOLE NONE 105,000 0 0 E*Trade Financial Corp Common Stock 269246104 2,065 657,500 SH SOLE NONE 657,500 0 0 Yahoo! Inc Common Stock 984332106 2,056 99,500 SH SOLE NONE 99,500 0 0 Transglobe Energy Corp Common Stock 893662106 2,049 405,000 SH SOLE NONE 405,000 0 0 ICF International Inc Common Stock 44925C103 2,044 123,000 SH SOLE NONE 123,000 0 0 Invesco Ltd Common Stock G491BT108 2,038 85,000 SH SOLE NONE 85,000 0 0 NorthStar Realty Finance Corp REIT 66704R100 2,032 244,200 SH SOLE NONE 244,200 0 0 AMB Property Corp REIT 00163T109 2,015 40,000 SH SOLE NONE 40,000 0 0 America Movil SAB de CV ADR 02364W105 2,010 38,100 SH SOLE NONE 38,100 0 0 Astoria Financial Corp Common Stock 046265104 2,008 100,000 SH SOLE NONE 100,000 0 0 Cia Siderurgica Nacional SA ADR 20440W105 1,998 45,000 SH SOLE NONE 45,000 0 0 Och-Ziff Capital Management Common Stock 67551U105 1,996 105,000 SH SOLE NONE 105,000 0 0 Group LLC Seanergy Maritime Corp Common Stock Y73760103 1,954 200,000 SH SOLE NONE 200,000 0 0 Dana Holding Corp Common Stock 235825205 1,952 364,900 SH SOLE NONE 364,900 0 0 DIRECTV Group Inc/The Common Stock 25459L106 1,943 75,000 SH SOLE NONE 75,000 0 0 CapitalSource Inc REIT 14055X102 1,926 173,850 SH SHARED-OTHER 1 0 173,850 0 SVB Financial Group Common Stock 78486Q101 1,924 40,000 SH SOLE NONE 40,000 0 0 Rockwell Collins Inc Common Stock 774341101 1,918 40,000 SH SOLE NONE 40,000 0 0 Synaptics Inc Common Stock 87157D109 1,887 50,000 SH SOLE NONE 50,000 0 0 Toll Brothers Inc Common Stock 889478103 1,873 100,000 SH SOLE NONE 100,000 0 0 Fluor Corp Common Stock 343412102 1,861 10,000 SH SOLE NONE 10,000 0 0 Alternative Asset Management Common Stock 02149U101 1,860 200,000 SH SOLE NONE 200,000 0 0 Acquisition Corp MMC Energy Inc Common Stock 55312Q208 1,854 823,800 SH SOLE NONE 823,800 0 0 NetFlix Inc Common Stock 64110L106 1,825 70,000 SH SOLE NONE 70,000 0 0 Lexmark International Inc Common Stock 529771107 1,822 54,500 SH SHARED-OTHER 2 0 54,500 0 San Gold Corp Common Stock 79780P104 1,819 826,842 SH SOLE NONE 826,842 0 0 Teleflex Inc Common Stock 879369106 1,807 32,500 SH SOLE NONE 32,500 0 0 E*Trade Financial Corp Option - Put 269246104 1,800 20,000 SH PUT SOLE NONE 20,000 0 0 Asia Special Situation Acquisition Common Stock G0538M105 1,798 195,000 SH SOLE NONE 195,000 0 0 Corp Cleveland-Cliffs Inc Common Stock 185896107 1,788 15,000 SH SOLE NONE 15,000 0 0 Cia de Bebidas das Americas ADR 20441W203 1,765 27,700 SH SOLE NONE 27,700 0 0 Meritage Homes Corp Common Stock 59001A102 1,745 115,000 SH SOLE NONE 115,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------ ---- Lululemon Athletica Inc Common Stock 550021109 1,744 60,000 SH SOLE NONE 60,000 0 0 EchoStar Corp Common Stock 278768106 1,720 55,107 SH SOLE NONE 55,107 0 0 Microsoft Corp Common Stock 594918104 1,719 62,500 SH SOLE NONE 62,500 0 0 WellPoint Inc Common Stock 94973V107 1,718 36,048 SH SHARED-OTHER 1 0 36,048 0 JPMorgan Chase & Co Common Stock 46625H100 1,716 50,000 SH SOLE NONE 50,000 0 0 Lincoln Educational Services Corp Common Stock 533535100 1,709 146,925 SH SOLE NONE 146,925 0 0 Verigy Ltd Common Stock 999900288 1,703 75,000 SH SOLE NONE 75,000 0 0 Limelight Networks Inc Common Stock 53261M104 1,693 443,200 SH SOLE NONE 443,200 0 0 WR Berkley Corp Common Stock 084423102 1,691 70,000 SH SOLE NONE 70,000 0 0 GrafTech International Ltd Common Stock 384313102 1,688 62,900 SH SOLE NONE 62,900 0 0 Orbitz Worldwide Inc Common Stock 68557K109 1,679 335,100 SH SOLE NONE 335,100 0 0 American Capital Ltd Common Stock 02503Y103 1,664 70,000 SH SOLE NONE 70,000 0 0 UBS AG ADR 002489948 1,653 80,000 SH SOLE NONE 80,000 0 0 SPX Corp Common Stock 784635104 1,647 12,500 SH SOLE NONE 12,500 0 0 Gulfport Energy Corp Common Stock 402635304 1,643 99,770 SH SHARED-OTHER 1 0 99,770 0 Constellation Energy Group Inc Common Stock 210371100 1,642 20,000 SH SOLE NONE 20,000 0 0 Mine Safety Appliances Co Common Stock 602720104 1,600 40,000 SH SOLE NONE 40,000 0 0 SkillSoft PLC ADR 830928107 1,582 175,000 SH SOLE NONE 175,000 0 0 Millicom International Cellular SA Common Stock 003870570 1,553 15,000 SH SOLE NONE 15,000 0 0 Victory Acquisition Corp Common Stock 92644D100 1,542 162,000 SH SOLE NONE 162,000 0 0 UCBH Holdings Inc Common Stock 90262T308 1,541 685,000 SH SOLE NONE 685,000 0 0 Stoneleigh Partners Acquisition Corp Common Stock 861923100 1,530 200,000 SH SOLE NONE 200,000 0 0 Garmin Ltd Common Stock G37260109 1,499 35,000 SH SOLE NONE 35,000 0 0 UTi Worldwide Inc Common Stock G87210103 1,496 75,000 SH SOLE NONE 75,000 0 0 Nike Inc Common Stock 654106103 1,490 25,000 SH SOLE NONE 25,000 0 0 CMS Energy Corp Common Stock 125896100 1,490 100,000 SH SOLE NONE 100,000 0 0 2020 ChinaCap Acquirco Inc Common Stock 90212G109 1,486 200,000 SH SOLE NONE 200,000 0 0 Bristow Group Inc Common Stock 110394103 1,485 30,000 SH SOLE NONE 30,000 0 0 Semiconductor HOLDRs Trust ETF 816636203 1,483 50,000 SH SOLE NONE 50,000 0 0 Financial Select Sector SPDR Fund ETF 81369Y605 1,473 72,723 SH SOLE NONE 72,723 0 0 VMware Inc Common Stock 928563402 1,443 26,800 SH SOLE NONE 26,800 0 0 Blockbuster Inc Common Stock 093679108 1,438 575,000 SH SOLE NONE 575,000 0 0 PNC Financial Services Group Inc Common Stock 693475105 1,431 25,055 SH SOLE NONE 25,055 0 0 Safety Insurance Group Inc Common Stock 78648T100 1,426 40,000 SH SOLE NONE 40,000 0 0 CVB Financial Corp Common Stock 126600105 1,416 150,000 SH SOLE NONE 150,000 0 0 Alliance Data Systems Corp Common Stock 018581108 1,414 25,000 SH SOLE NONE 25,000 0 0 Raytheon Co Common Stock 755111507 1,407 25,000 SH SOLE NONE 25,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------ ---- LoopNet Inc Common Stock 543524300 1,391 123,114 SH SOLE NONE 123,114 0 0 South Financial Group Inc/The Common Stock 837841105 1,372 350,000 SH SOLE NONE 350,000 0 0 Intersil Corp Common Stock 46069S109 1,338 55,000 SH SOLE NONE 55,000 0 0 CACI International Inc Common Stock 127190304 1,331 29,081 SH SOLE NONE 29,081 0 0 Juniper Networks Inc Common Stock 48203R104 1,331 60,000 SH SOLE NONE 60,000 0 0 MetroPCS Communications Inc Common Stock 591708102 1,328 75,000 SH SOLE NONE 75,000 0 0 GlaxoSmithKline PLC ADR 37733W105 1,327 30,000 SH SOLE NONE 30,000 0 0 Raymond James Financial Inc Common Stock 754730109 1,320 50,000 SH SOLE NONE 50,000 0 0 Popular Inc Common Stock 733174106 1,318 200,000 SH SOLE NONE 200,000 0 0 IAMGOLD Corp Common Stock 450913108 1,314 217,234 SH SOLE NONE 217,234 0 0 Sierra Wireless Inc Common Stock 826516106 1,314 90,000 SH SOLE NONE 90,000 0 0 Central European Media Enterprises Common Stock G20045202 1,313 14,500 SH SOLE NONE 14,500 0 0 Ltd Natus Medical Inc Common Stock 639050103 1,312 62,650 SH SOLE NONE 62,650 0 0 Bancorpsouth Inc Common Stock 059692103 1,312 75,000 SH SOLE NONE 75,000 0 0 iShares Russell 2000 Index Fund Option - Put 464287655 1,312 4,250 SH PUT SOLE NONE 4,250 0 0 Reinsurance Group of America Inc Common Stock 759351109 1,306 30,000 SH SOLE NONE 30,000 0 0 Powerwave Technologies Inc Common Stock 739363109 1,305 307,000 SH SOLE NONE 307,000 0 0 Lear Corp Common Stock 521865105 1,269 89,500 SH SOLE NONE 89,500 0 0 Citizens Republic Bancorp Inc Common Stock 174420109 1,269 450,000 SH SOLE NONE 450,000 0 0 Golden Star Resources Ltd Common Stock 38119T104 1,267 470,949 SH SOLE NONE 470,949 0 0 Neutral Tandem Inc Common Stock 64128B108 1,246 71,208 SH SOLE NONE 71,208 0 0 MEMC Electronic Materials Inc Common Stock 552715104 1,231 20,000 SH SOLE NONE 20,000 0 0 eBay Inc Common Stock 278642103 1,230 45,000 SH SOLE NONE 45,000 0 0 Bank of New York Mellon Corp/The Common Stock 064058100 1,226 32,409 SH SOLE NONE 32,409 0 0 Teekay Corp Common Stock Y8564W103 1,226 27,135 SH SHARED-OTHER 1 0 27,135 0 MGIC Investment Corp Common Stock 552848103 1,222 200,000 SH SOLE NONE 200,000 0 0 Ivanhoe Mines Ltd/CA Common Stock 46579N103 1,221 111,949 SH SOLE NONE 111,949 0 0 Micros Systems Inc Common Stock 594901100 1,220 40,000 SH SOLE NONE 40,000 0 0 Inverness Medical Innovations Inc Common Stock 46126P106 1,215 36,616 SH SHARED-OTHER 4 0 36,616 0 Nordstrom Inc Common Stock 655664100 1,212 40,000 SH SOLE NONE 40,000 0 0 AFC Enterprises Common Stock 00104Q107 1,199 150,100 SH SOLE NONE 150,100 0 0 Volcom Inc Common Stock 92864N101 1,197 50,000 SH SOLE NONE 50,000 0 0 Family Dollar Stores Inc Common Stock 307000109 1,196 60,000 SH SOLE NONE 60,000 0 0 Staples Inc Common Stock 855030102 1,188 50,000 SH SOLE NONE 50,000 0 0 Brinker International Inc Common Stock 109641100 1,179 62,400 SH SHARED-OTHER 2 0 62,400 0 Freddie Mac Option - Put 313400301 1,170 3,000 SH PUT SOLE NONE 3,000 0 0 BE Aerospace Inc Common Stock 073302101 1,165 50,000 SH SOLE NONE 50,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------- ---- CA Inc Common Stock 12673P105 1,155 50,000 SH SOLE NONE 50,000 0 0 AON Corp Common Stock 037389103 1,149 25,000 SH SOLE NONE 25,000 0 0 BB&T Corp Common Stock 054937107 1,139 50,000 SH SOLE NONE 50,000 0 0 China Holdings Acquisition Corp Common Stock 16942N106 1,135 125,000 SH SOLE NONE 125,000 0 0 United States Steel Corp Common Stock 912909108 1,127 6,100 SH SOLE NONE 6,100 0 0 Consol Energy Inc Common Stock 20854P109 1,124 10,000 SH SOLE NONE 10,000 0 0 United Community Banks Inc/GA Common Stock 90984P105 1,109 130,000 SH SOLE NONE 130,000 0 0 ADC Telecommunications Inc Common Stock 000886309 1,108 75,000 SH SOLE NONE 75,000 0 0 Cheesecake Factory/The Common Stock 163072101 1,101 69,200 SH SHARED-OTHER 2 0 69,200 0 Douglas Emmett Inc REIT 25960P109 1,099 50,000 SH SOLE NONE 50,000 0 0 Prologis REIT 743410102 1,087 20,000 SH SOLE NONE 20,000 0 0 Silicon Laboratories Inc Common Stock 826919102 1,083 30,000 SH SOLE NONE 30,000 0 0 FiberTower Corp Common Stock 31567R100 1,074 767,280 SH SOLE NONE 767,280 0 0 Cache Inc Common Stock 127150308 1,070 100,000 SH SOLE NONE 100,000 0 0 True Religion Apparel Inc Common Stock 89784N104 1,066 40,000 SH SOLE NONE 40,000 0 0 Blue Nile Inc Common Stock 09578R103 1,063 25,000 SH SOLE NONE 25,000 0 0 M&T Bank Corp Common Stock 55261F104 1,058 15,000 SH SOLE NONE 15,000 0 0 Midcap SPDR Trust Series 1 ETF 595635103 1,057 7,102 SH SOLE NONE 7,102 0 0 iShares Russell 2000 Index Fund ETF 464287655 1,046 15,153 SH SOLE NONE 15,153 0 0 Allergan Inc/United States Common Stock 018490102 1,041 20,000 SH SOLE NONE 20,000 0 0 United States Oil Fund LP ETF 91232N108 1,023 9,000 SH SOLE NONE 9,000 0 0 M/I Homes Inc Common Stock 55305B101 1,022 65,000 SH SOLE NONE 65,000 0 0 Teekay Offshore Partners LP Ltd Part Y8565J101 1,022 51,732 SH SHARED-OTHER 1 0 51,732 0 Vignette Corp Common Stock 926734401 1,020 85,000 SH SOLE NONE 85,000 0 0 NutriSystem Inc Common Stock 67069D108 1,000 70,700 SH SOLE NONE 70,700 0 0 Sims Group Ltd ADR 829160100 998 25,000 SH SOLE NONE 25,000 0 0 BJ's Wholesale Club Inc Common Stock 05548J106 968 25,000 SH SOLE NONE 25,000 0 0 Centerpoint Energy Inc Common Stock 15189T107 963 60,000 SH SOLE NONE 60,000 0 0 Iconix Brand Group Inc Common Stock 451055107 961 79,584 SH SHARED-OTHER 1 0 79,584 0 E*Trade Financial Corp Common Stock 269246104 961 306,148 SH SHARED-OTHER 1 0 306,148 0 Capital Trust Inc/NY REIT 14052H506 961 50,000 SH SOLE NONE 50,000 0 0 Texas Capital Bancshares Inc Common Stock 88224Q107 960 60,000 SH SOLE NONE 60,000 0 0 MF Global Ltd Common Stock G60642108 947 150,000 SH SOLE NONE 150,000 0 0 Sports Properties Acquisition Corp Common Stock 84920F107 935 100,000 SH SOLE NONE 100,000 0 0 UltraShort S&P500 ProShares ETF 74347R883 933 14,000 SH SOLE NONE 14,000 0 0 NRDC Acquisition Corp Common Stock 62941R102 933 100,000 SH SOLE NONE 100,000 0 0 Kaiser Aluminum Corp Common Stock 483007704 931 17,400 SH SOLE NONE 17,400 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ --------- ---- ---- ------------ -------- ------- --------- ---- Digimarc Corp Common Stock 253807101 927 65,500 SH SOLE NONE 65,500 0 0 Cohen & Steers Inc Common Stock 19247A100 909 35,000 SH SOLE NONE 35,000 0 0 Boston Properties Inc REIT 101121101 902 10,000 SH SOLE NONE 10,000 0 0 Regional Bank HOLDRs Trust ETF 75902E100 902 10,000 SH SOLE NONE 10,000 0 0 Assured Guaranty Ltd Common Stock G0585R106 900 50,000 SH SOLE NONE 50,000 0 0 Insite Vision Inc Common Stock 457660108 899 1,658,787 SH SHARED-OTHER 4 0 1,658,787 0 Electronic Arts Inc Common Stock 285512109 889 20,000 SH SOLE NONE 20,000 0 0 Vornado Realty Trust REIT 929042109 880 10,000 SH SOLE NONE 10,000 0 0 Walter Industries Inc Common Stock 93317Q105 880 8,088 SH SHARED-OTHER 1 0 8,088 0 Pfizer Inc Common Stock 717081103 874 50,000 SH SOLE NONE 50,000 0 0 Financial Select Sector SPDR Option - Put 81369Y605 867 3,000 SH PUT SOLE NONE 3,000 0 0 Fund Huntington Bancshares Inc/OH Common Stock 446150104 866 150,000 SH SOLE NONE 150,000 0 0 Intel Corp Common Stock 458140100 859 40,000 SH SOLE NONE 40,000 0 0 Oscient Pharmaceuticals Corp Common Stock 68812R303 858 1,377,650 PRN SHARED-OTHER 4 0 1,377,650 0 Rambus Inc Common Stock 750917106 858 45,000 SH SOLE NONE 45,000 0 0 Watsco Inc Common Stock 942622200 836 20,000 SH SOLE NONE 20,000 0 0 Pacific Capital Bancorp NA Common Stock 69404P101 827 60,000 SH SOLE NONE 60,000 0 0 Hatteras Financial Corp REIT 41902R103 825 35,896 SH SOLE NONE 35,896 0 0 Parker Hannifin Corp Common Stock 701094104 820 11,500 SH SOLE NONE 11,500 0 0 Wendy's International Inc Common Stock 950590109 817 30,000 SH SOLE NONE 30,000 0 0 Data Domain Inc Common Stock 23767P109 817 35,000 SH SOLE NONE 35,000 0 0 Park National Corp Common Stock 700658107 809 15,000 SH SOLE NONE 15,000 0 0 Netscout Systems Inc Common Stock 64115T104 801 75,000 SH SOLE NONE 75,000 0 0 Beacon Roofing Supply Inc Common Stock 073685109 796 75,000 SH SOLE NONE 75,000 0 0 SPDR Trust Series 1 Option - Put 78462F103 795 1,000 SH PUT SOLE NONE 1,000 0 0 Dillard's Inc Common Stock 254067101 783 67,700 SH SOLE NONE 67,700 0 0 Federal National Mortgage Option - Put 313586109 780 2,000 SH PUT SOLE NONE 2,000 0 0 Association Echelon Corp Common Stock 27874N105 772 70,833 SH SOLE NONE 70,833 0 0 Kansas City Southern Common Stock 485170302 770 17,500 SH SOLE NONE 17,500 0 0 Northeast Utilities Common Stock 664397106 766 30,000 SH SOLE NONE 30,000 0 0 Equity Residential REIT 29476L107 765 20,000 SH SOLE NONE 20,000 0 0 Media & Entertainment Holdings Common Stock 58439W108 760 100,000 SH SOLE NONE 100,000 0 0 Inc PHH Corp Common Stock 693320202 756 49,259 SH SHARED-OTHER 1 0 49,259 0 Newmont Mining Corp Option - Call 651639106 755 755 SH CALL SOLE NONE 755 0 0 Riverbed Technology Inc Common Stock 768573107 755 55,000 SH SOLE NONE 55,000 0 0 First Trust/Four Corners Senior Closed-End 33733U108 754 53,119 SH SHARED-OTHER 3 0 53,119 0 Floating Rate Income Fund II Fund Informatica Corp Common Stock 45666Q102 752 50,000 SH SOLE NONE 50,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ --------- ---- ---- ------------ -------- --------- ------- ---- Nucor Corp Common Stock 670346105 747 10,000 SH SOLE NONE 10,000 0 0 Voltaire Ltd Common Stock M97613109 746 150,000 SH SOLE NONE 150,000 0 0 Republic Services Inc Common Stock 760759100 743 25,000 SH SOLE NONE 25,000 0 0 PPG Industries Inc Common Stock 693506107 734 12,800 SH SOLE NONE 12,800 0 0 Thornburg Mortgage Inc Option - Put 885218107 729 2,949 SH PUT SHARED-OTHER 1 0 2,949 0 Iconix Brand Group Inc Common Stock 451055107 725 60,000 SH SOLE NONE 60,000 0 0 Stewart Enterprises Inc Common Stock 860370105 720 100,000 SH SOLE NONE 100,000 0 0 Core Laboratories NV Common Stock 000020038 712 5,000 SH SOLE NONE 5,000 0 0 Alliance Imaging Inc Common Stock 018606202 711 82,013 SH SHARED-OTHER 3 0 82,013 0 KBL Healthcare Acquisition Common Stock 48241N107 708 95,000 SH SOLE NONE 95,000 0 0 Corp III Unisource Energy Corp Common Stock 909205106 698 22,500 SH SOLE NONE 22,500 0 0 Red Robin Gourmet Burgers Inc Common Stock 75689M101 694 25,000 SH SOLE NONE 25,000 0 0 Ebix Inc Common Stock 278715206 684 8,807 SH SHARED-OTHER 1 0 8,807 0 US Cellular Corp Common Stock 911684108 667 11,800 SH SOLE NONE 11,800 0 0 Medarex Inc Common Stock 583916101 665 100,679 SH SHARED-OTHER 1 0 100,679 0 United Community Banks Inc/ Option - Put 90984P105 661 1,100 SH PUT SOLE NONE 1,100 0 0 GA MicroStrategy Inc Common Stock 594972408 648 10,000 SH SOLE NONE 10,000 0 0 AmeriCredit Corp Common Stock 03060R101 647 75,000 SH SOLE NONE 75,000 0 0 Regional Bank HOLDRs Trust Option - Call 75902E100 645 1,500 SH CALL SOLE NONE 1,500 0 0 CryptoLogic Ltd Common Stock 00B1W7FC2 645 44,900 SH SOLE NONE 44,900 0 0 Cardiodynamics International Common Stock 141597302 643 466,301 SH SOLE NONE 466,301 0 0 Corp Penn National Gaming Inc Common Stock 707569109 643 20,000 SH SOLE NONE 20,000 0 0 Palm Inc Common Stock 696643105 636 118,000 SH SOLE NONE 118,000 0 0 Arris Group Inc Common Stock 04269Q100 634 75,000 SH SOLE NONE 75,000 0 0 Lakes Entertainment Inc Common Stock 51206P109 632 96,000 SH SOLE NONE 96,000 0 0 City National Corp/CA Common Stock 178566105 631 15,000 SH SOLE NONE 15,000 0 0 PowerShares DB Gold Double ETF 25154H749 627 27,500 SH SOLE NONE 27,500 0 0 Long ETN Data Domain Inc Option - Put 23767P109 620 9,000 SH PUT SOLE NONE 9,000 0 0 Sucampo Pharmaceuticals Inc Common Stock 864909106 613 57,092 SH SOLE NONE 57,092 0 0 Zila Inc Common Stock 989513205 613 2,041,696 SH SOLE NONE 2,041,696 0 0 State Bancorp Inc/NY Common Stock 855716106 611 48,900 SH SOLE NONE 48,900 0 0 Aurizon Mines Ltd Common Stock 05155P106 611 124,378 SH SOLE NONE 124,378 0 0 LKQ Corp Common Stock 501889208 608 33,650 SH SOLE NONE 33,650 0 0 Micron Technology Inc Common Stock 595112103 600 100,000 SH SOLE NONE 100,000 0 0 National Financial Partners Common Stock 63607P208 595 30,000 SH SOLE NONE 30,000 0 0 Corp Advanced Micro Devices Inc Common Stock 007903107 583 100,000 SH SOLE NONE 100,000 0 0 Commvault Systems Inc Common Stock 204166102 582 35,000 SH SOLE NONE 35,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ --------- ---- ---- ------------ -------- --------- ------- ---- Circuit City Stores Inc Common Stock 172737108 578 200,000 SH SOLE NONE 200,000 0 0 United States Steel Corp Common Stock 912909108 568 3,075 SH SHARED-OTHER 2 0 3,075 0 Green Mountain Coffee Common Stock 393122106 564 15,000 SH SOLE NONE 15,000 0 0 Roasters Inc SonoSite Inc Common Stock 83568G104 560 20,000 SH SOLE NONE 20,000 0 0 Titan International Inc Common Stock 88830M102 552 15,500 SH SOLE NONE 15,500 0 0 Nuance Communications Inc Common Stock 67020Y100 548 35,000 SH SOLE NONE 35,000 0 0 BOK Financial Corp Common Stock 05561Q201 535 10,000 SH SOLE NONE 10,000 0 0 Dell Inc Option - Call 24702R101 534 2,448 SH CALL SHARED-OTHER 2 0 2,448 0 Marvell Technology Group Ltd Common Stock G5876H105 530 30,000 SH SOLE NONE 30,000 0 0 iPath MSCI India Index ETN ETF 06739F291 523 10,000 SH SOLE NONE 10,000 0 0 China Life Insurance Co Ltd ADR 16939P106 522 10,000 SH SOLE NONE 10,000 0 0 Quanex Building Products Corp Common Stock 747619104 520 35,000 SH SOLE NONE 35,000 0 0 RAIT Financial Trust REIT 749227104 519 70,000 SH SOLE NONE 70,000 0 0 eLong Inc ADR 290138205 518 73,000 SH SOLE NONE 73,000 0 0 NII Holdings Inc Common Stock 62913F201 518 10,900 SH SOLE NONE 10,900 0 0 Silver Wheaton Corp Common Stock 828336107 517 35,316 SH SOLE NONE 35,316 0 0 Canon Inc ADR 138006309 512 10,000 SH SOLE NONE 10,000 0 0 Cardero Resource Corp Common Stock 14140U105 511 238,978 SH SHARED-OTHER 1 0 238,978 0 Netease.com Option - Call 64110W102 510 2,550 SH CALL SOLE NONE 2,550 0 0 CME Group Inc Option - Put 12572Q105 508 200 SH PUT SOLE NONE 200 0 0 BB&T Corp Option - Call 054937107 504 3,250 SH CALL SOLE NONE 3,250 0 0 TVI Corp Common Stock 872916101 503 1,289,272 SH SOLE NONE 1,289,272 0 0 Temecula Valley Bancorp Inc Option - Put 87972L104 500 1,160 SH PUT SOLE NONE 1,160 0 0 Pacific Rim Mining Corp Common Stock 694915208 487 601,252 SH SOLE NONE 601,252 0 0 Pantry Inc/The Common Stock 698657103 480 45,000 SH SOLE NONE 45,000 0 0 Target Corp Common Stock 87612E106 465 10,000 SH SOLE NONE 10,000 0 0 Cowen Group Inc Common Stock 223621103 463 60,000 SH SOLE NONE 60,000 0 0 Computer Sciences Corp Option - Call 205363104 460 800 SH CALL SHARED-OTHER 2 0 800 0 Wachovia Corp Option - Put 929903102 456 1,000 SH PUT SOLE NONE 1,000 0 0 Lennox International Inc Common Stock 526107107 455 15,700 SH SOLE NONE 15,700 0 0 Sterling Bancshares Inc/TX Common Stock 858907108 455 50,000 SH SOLE NONE 50,000 0 0 Greenfield Online Inc Common Stock 395150105 452 30,300 SH SOLE NONE 30,300 0 0 Energy East Corp Common Stock 29266M109 451 18,234 SH SOLE NONE 18,234 0 0 Atheros Communications Inc Common Stock 04743P108 450 15,000 SH SOLE NONE 15,000 0 0 Pier 1 Imports Inc Common Stock 720279108 447 130,000 SH SOLE NONE 130,000 0 0 Vishay Intertechnology Inc Common Stock 928298108 444 50,000 SH SOLE NONE 50,000 0 0 Altra Holdings Inc Common Stock 02208R106 420 25,000 SH SOLE NONE 25,000 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------ ---------- ------ -------- ---- --- ------------ -------- ------- ------ ---- MercadoLibre Inc Common Stock 58733R102 410 11,895 SH SOLE NONE 11,895 0 0 Mosaic Co/The Common Stock 61945A107 403 2,783 SH SHARED-OTHER 2 0 2,783 0 Veeco Instruments Inc Common Stock 922417100 402 25,000 SH SOLE NONE 25,000 0 0 Graham Corp Common Stock 384556106 398 5,373 SH SOLE NONE 5,373 0 0 Patriot Coal Corp Common Stock 70336T104 397 2,590 SH SHARED-OTHER 1 0 2,590 0 CV Therapeutics Inc Common Stock 126667104 391 47,500 SH SOLE NONE 47,500 0 0 MBIA Inc Option - Put 55262C100 390 1,500 SH PUT SOLE NONE 1,500 0 0 Advanta Corp Option - Put 007942204 383 1,050 SH PUT SOLE NONE 1,050 0 0 Pzena Investment Management Inc Common Stock 74731Q103 383 30,000 SH SOLE NONE 30,000 0 0 VeriSign Inc Common Stock 92343E102 378 10,000 SH SOLE NONE 10,000 0 0 Brown-Forman Corp Common Stock 115637209 378 5,000 SH SOLE NONE 5,000 0 0 Baidu.com ADR 056752108 376 1,200 SH SOLE NONE 1,200 0 0 Nvidia Corp Common Stock 67066G104 374 20,000 SH SOLE NONE 20,000 0 0 Momenta Pharmaceuticals Inc Common Stock 60877T100 369 30,000 SH SOLE NONE 30,000 0 0 DivX Inc Common Stock 255413106 367 50,000 SH SOLE NONE 50,000 0 0 Umpqua Holdings Corp Common Stock 904214103 364 30,000 SH SOLE NONE 30,000 0 0 Liberty Media Corp-- Tracking Stk 53071M500 363 15,000 SH SOLE NONE 15,000 0 0 Entertainment Lamar Advertising Co Common Stock 512815101 360 10,000 SH SOLE NONE 10,000 0 0 BMC Software Inc Common Stock 055921100 360 10,000 SH SOLE NONE 10,000 0 0 East West Bancorp Inc Common Stock 27579R104 353 50,000 SH SOLE NONE 50,000 0 0 Salesforce.com Inc Option - Put 79466L302 350 750 SH PUT SOLE NONE 750 0 0 Monsanto Co Common Stock 61166W101 348 2,750 SH SOLE NONE 2,750 0 0 Gramercy Capital Corp/New York REIT 384871109 348 30,000 SH SOLE NONE 30,000 0 0 Ixia Common Stock 45071R109 348 50,000 SH SOLE NONE 50,000 0 0 priceline.com Inc Common Stock 741503403 346 3,000 SH SOLE NONE 3,000 0 0 Penn National Gaming Inc Option - Put 707569109 346 700 SH PUT SOLE NONE 700 0 0 Citigroup Inc Common Stock 172967101 344 20,550 SH SOLE NONE 20,550 0 0 Redwood Trust Inc Option - Put 758075402 344 800 SH PUT SOLE NONE 800 0 0 Ezcorp Inc Option - Put 302301106 341 1,500 SH PUT SOLE NONE 1,500 0 0 Salesforce.com Inc Common Stock 79466L302 341 5,000 SH SOLE NONE 5,000 0 0 Frontier Financial Corp Common Stock 35907K105 341 40,000 SH SOLE NONE 40,000 0 0 Liberty Acquisition Holdings Corp Equity WRT 53015Y115 341 150,000 SH SOLE NONE 150,000 0 0 Anheuser-Busch Cos Inc Common Stock 035229103 339 5,450 SH SHARED-OTHER 2 0 5,450 0 PowerShares DB Commodity Option - Put 73935S105 337 1,806 SH PUT SOLE NONE 1,806 0 0 Index Tracking Fund PowerShares DB Commodity ETF 73935S105 336 7,500 SH SOLE NONE 7,500 0 0 Index Tracking Fund Amazon.com Inc Option - Put 023135106 336 850 SH PUT SOLE NONE 850 0 0 FirstFed Financial Corp Common Stock 337907109 331 41,115 SH SHARED-OTHER 1 0 41,115 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------- ---- Stone Energy Corp Common Stock 861642106 330 5,000 SH SHARED-OTHER 2 0 5,000 0 CoBiz Financial Inc Common Stock 190897108 329 50,000 SH SOLE NONE 50,000 0 0 FirstFed Financial Corp Common Stock 337907109 322 40,000 SH SOLE NONE 40,000 0 0 Revlon Inc Common Stock 761525500 320 377,038 SH SHARED-OTHER 3 0 377,038 0 Boyd Gaming Corp Common Stock 103304101 314 25,000 SH SOLE NONE 25,000 0 0 Lattice Semiconductor Corp Common Stock 518415104 313 100,000 SH SOLE NONE 100,000 0 0 Skyworks Solutions Inc Common Stock 83088M102 313 31,670 SH SOLE NONE 31,670 0 0 Advanced Life Sciences Holdings Common Stock 00765H107 312 296,941 SH SOLE NONE 296,941 0 0 Inc Sterling Financial Corp/WA Common Stock 859319105 311 75,000 SH SOLE NONE 75,000 0 0 Asset Acceptance Capital Corp Common Stock 04543P100 306 25,000 SH SOLE NONE 25,000 0 0 Rubicon Technology Inc Common Stock 78112T107 305 15,000 SH SOLE NONE 15,000 0 0 Casella Waste Systems Inc Common Stock 147448104 305 25,000 SH SOLE NONE 25,000 0 0 Alcatel-Lucent ADR 013904305 302 50,000 SH SOLE NONE 50,000 0 0 Community Bancorp/NV Common Stock 20343T100 301 60,000 SH SOLE NONE 60,000 0 0 Maguire Properties Inc Option - Put 559775101 300 1,000 SH PUT SOLE NONE 1,000 0 0 Ford Motor Co Option - Call 345370860 300 10,000 SH CALL SOLE NONE 10,000 0 0 Southwestern Energy Co Common Stock 845467109 295 6,200 SH SOLE NONE 6,200 0 0 Energy Conversion Devices Inc Common Stock 292659109 295 4,000 SH SOLE NONE 4,000 0 0 Claude Resources Inc Common Stock 182873109 291 330,205 SH SOLE NONE 330,205 0 0 LivePerson Inc Common Stock 538146101 289 103,000 SH SOLE NONE 103,000 0 0 Resource Capital Corp REIT 76120W302 288 40,000 SH SOLE NONE 40,000 0 0 Goldcorp Inc Option - Call 380956409 283 212 SH CALL SOLE NONE 212 0 0 SPDR S&P Metals & Mining ETF Option - Put 78464A755 283 649 SH PUT SOLE NONE 649 0 0 Newcastle Investment Corp REIT 65105M108 280 40,000 SH SOLE NONE 40,000 0 0 CROCS Inc Common Stock 227046109 280 35,000 SH SOLE NONE 35,000 0 0 Phoenix Technologies Ltd Common Stock 719153108 275 25,000 SH SOLE NONE 25,000 0 0 Virgin Mobile USA Inc Common Stock 92769R108 275 100,000 SH SOLE NONE 100,000 0 0 Teva Pharmaceutical Industries ADR 881624209 275 6,000 SH SOLE NONE 6,000 0 0 Ltd MSC.Software Corp Common Stock 553531104 275 25,000 SH SOLE NONE 25,000 0 0 Jarden Corp Common Stock 471109108 274 15,000 SH SOLE NONE 15,000 0 0 Thomas Weisel Partners Group Common Stock 884481102 274 50,000 SH SOLE NONE 50,000 0 0 Inc Fortress Investment Group LLC Option - Put 34958B106 273 1,000 SH PUT SOLE NONE 1,000 0 0 Regions Financial Corp Option - Put 7591EP100 265 2,000 SH PUT SOLE NONE 2,000 0 0 Aixtron AG ADR 009606104 257 25,000 SH SOLE NONE 25,000 0 0 Cadence Design Systems Inc Common Stock 127387108 253 25,000 SH SOLE NONE 25,000 0 0 Kinross Gold Corp Option - Call 496902404 252 655 SH CALL SOLE NONE 655 0 0 Advent Software Inc Common Stock 007974108 252 6,981 SH SOLE NONE 6,981 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------- ---- Cabot Oil & Gas Corp Common Stock 127097103 251 3,700 SH SHARED-OTHER 2 0 3,700 0 SLM Corp Option - Call 78442P106 250 2,000 SH CALL SOLE NONE 2,000 0 0 Ariba Inc Common Stock 04033V203 249 16,900 SH SOLE NONE 16,900 0 0 GigaMedia Ltd Common Stock 999900013 246 20,600 SH SOLE NONE 20,600 0 0 General Moly Inc Common Stock 370373102 244 31,000 SH SOLE NONE 31,000 0 0 Loews Corp Common Stock 540424108 244 5,200 SH SHARED-OTHER 2 0 5,200 0 Fording Canadian Coal Trust Unit 345425102 244 2,550 SH SHARED-OTHER 2 0 2,550 0 AmeriCredit Corp Option - Put 03060R101 240 1,500 SH PUT SOLE NONE 1,500 0 0 Unum Group Option - Call 91529Y106 238 2,500 SH CALL SOLE NONE 2,500 0 0 International Business Machines Common Stock 459200101 237 2,000 SH SOLE NONE 2,000 0 0 Corp Mentor Graphics Corp Common Stock 587200106 237 15,000 SH SOLE NONE 15,000 0 0 Check Point Software Common Stock 001082411 237 10,000 SH SOLE NONE 10,000 0 0 Technologies General Motors Corp Option - Put 370442105 236 4,000 SH PUT SOLE NONE 4,000 0 0 Prana Biotechnology Ltd ADR 739727105 234 62,826 SH SOLE NONE 62,826 0 0 GrafTech International Ltd Common Stock 384313102 233 8,700 SH SHARED-OTHER 2 0 8,700 0 IMS Health Inc Common Stock 449934108 233 10,000 SH SOLE NONE 10,000 0 0 Gold Fields Ltd Option - Call 38059T106 228 942 SH CALL SOLE NONE 942 0 0 Golar LNG Ltd Common Stock G9456A100 228 14,699 SH SHARED-OTHER 1 0 14,699 0 LandAmerica Financial Group Option - Put 514936103 224 1,000 SH PUT SOLE NONE 1,000 0 0 Inc PNC Financial Services Group Common Stock 693475105 223 3,900 SH SHARED-OTHER 2 0 3,900 0 Inc Hewlett-Packard Co Common Stock 428236103 221 5,000 SH SOLE NONE 5,000 0 0 Infinera Corp Common Stock 45667G103 221 25,000 SH SOLE NONE 25,000 0 0 Emulex Corp Option - Put 292475209 220 2,000 SH PUT SOLE NONE 2,000 0 0 Nymex Holdings Inc Common Stock 62948N104 220 2,600 SH SHARED-OTHER 2 0 2,600 0 SP Acquisition Holdings Inc Unit 78470A203 217 362,300 SH SOLE NONE 362,300 0 0 Elan Corp PLC Option - Call 284131208 215 1,000 SH CALL SOLE NONE 1,000 0 0 Alsius Corp Common Stock 021211107 214 178,451 SH SHARED-OTHER 4 0 178,451 0 American International Group Inc Option - Put 026874107 208 500 SH PUT SOLE NONE 500 0 0 Jefferies Group Inc Option - Put 472319102 207 600 SH PUT SOLE NONE 600 0 0 Secure Computing Corp Common Stock 813705100 207 50,000 SH SOLE NONE 50,000 0 0 Concho Resources Inc Common Stock 20605P101 205 5,500 SH SHARED-OTHER 2 0 5,500 0 Corus Bankshares Inc Option - Put 220873103 200 2,000 SH PUT SOLE NONE 2,000 0 0 Alesco Financial Inc REIT 014485106 200 100,000 SH SOLE NONE 100,000 0 0 Retail HOLDRs Trust Option - Put 76127U101 195 300 SH PUT SOLE NONE 300 0 0 SPDR S&P Homebuilders ETF Option - Put 78464A888 195 750 SH PUT SOLE NONE 750 0 0 Tiffany & Co Option - Call 886547108 192 336 SH CALL SHARED-OTHER 2 0 336 0 First American Corp Option - Put 318522307 190 500 SH PUT SOLE NONE 500 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- --------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------ ---- TRW Automotive Holdings Common Stock 87264S106 185 10,000 SH SOLE NONE 10,000 0 0 Corp Seanergy Maritime Corp Equity WRT Y73760111 181 100,000 SH SOLE NONE 100,000 0 0 Rambus Inc Option - Call 750917106 180 2,000 SH CALL SOLE NONE 2,000 0 0 Mattel Inc Option - Call 577081102 178 1,000 SH CALL SHARED-OTHER 2 0 1,000 0 Security Bank Corp/GA Common Stock 814047106 176 30,000 SH SOLE NONE 30,000 0 0 FirstMerit Corp Option - Put 337915102 175 500 SH PUT SOLE NONE 500 0 0 Unum Group Option - Put 91529Y106 175 3,500 SH PUT SOLE NONE 3,500 0 0 FPL Group Inc Option - Call 302571104 175 1,000 SH CALL SOLE NONE 1,000 0 0 QAD Inc Common Stock 74727D108 169 25,000 SH SOLE NONE 25,000 0 0 Central Sun Mining Inc Common Stock 155432107 169 86,163 SH SOLE NONE 86,163 0 0 FCStone Group Inc Option - Put 31308T100 169 1,250 SH PUT SOLE NONE 1,250 0 0 Carmax Inc Option - Put 143130102 168 500 SH PUT SOLE NONE 500 0 0 Tyson Foods Inc Common Stock 902494103 167 11,200 SH SHARED-OTHER 2 0 11,200 0 UBS AG Option - Call 002489948 160 1,000 SH CALL SOLE NONE 1,000 0 0 Corning Inc Option - Put 219350105 158 750 SH PUT SOLE NONE 750 0 0 Horizon Financial Corp Common Stock 44041F105 156 25,000 SH SOLE NONE 25,000 0 0 Citrix Systems Inc Option - Put 177376100 150 1,000 SH PUT SOLE NONE 1,000 0 0 ON Semiconductor Corp Option - Call 682189105 150 7,500 SH CALL SOLE NONE 7,500 0 0 CIT Group Inc Option - Call 125581108 146 5,596 SH CALL SOLE NONE 5,596 0 0 AMR Corp Common Stock 001765106 145 28,350 SH SOLE NONE 28,350 0 0 BankUnited Financial Corp Common Stock 06652B103 144 150,000 SH SOLE NONE 150,000 0 0 LDK Solar Co Ltd Option - Put 50183L107 144 500 SH PUT SOLE NONE 500 0 0 Continental Airlines Inc Common Stock 210795308 143 14,175 SH SOLE NONE 14,175 0 0 Puget Energy Inc Option - Put 745310102 140 1,000 SH PUT SOLE NONE 1,000 0 0 Van Kampen Senior Income Closed-End Fund 920961109 139 24,092 SH SHARED-OTHER 3 0 24,092 0 Trust Deerfield Capital Corp REIT 244331104 134 170,000 SH SOLE NONE 170,000 0 0 United States Oil Fund LP Option - Put 91232N108 133 530 SH PUT SOLE NONE 530 0 0 Umpqua Holdings Corp Option - Put 904214103 131 552 SH PUT SOLE NONE 552 0 0 Aruba Networks Inc Common Stock 043176106 131 25,000 SH SOLE NONE 25,000 0 0 Starent Networks Corp Option - Put 85528P108 128 500 SH PUT SOLE NONE 500 0 0 Rodman & Renshaw Capital Common Stock 77487R100 127 69,107 SH SHARED-OTHER 4 0 69,107 0 Group Inc Victory Acquisition Corp Equity WRT 92644D118 127 195,000 SH SOLE NONE 195,000 0 0 Frontier Financial Corp Option - Put 35907K105 126 300 SH PUT SOLE NONE 300 0 0 Warner Chilcott Ltd Option - Put G9435N108 124 900 SH PUT SOLE NONE 900 0 0 NPS Pharmaceuticals Inc Common Stock 62936P103 124 27,799 SH SHARED-OTHER 4 0 27,799 0 Furniture Brands Option - Put 360921100 118 500 SH PUT SOLE NONE 500 0 0 International Inc Take-Two Interactive Option - Put 874054109 118 1,000 SH PUT SOLE NONE 1,000 0 0 Software Inc
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------- ---- STEC Inc Option - Put 784774101 114 500 SH PUT SOLE NONE 500 0 0 HD Partners Acquisition Corp Equity WRT 40415K118 113 200,000 SH SOLE NONE 200,000 0 0 iShares Russell 2000 Index Fund Option - Call 464287655 112 1,000 SH CALL SOLE NONE 1,000 0 0 ASML Holding NV Option - Put N07059186 110 750 SH PUT SOLE NONE 750 0 0 Brightpoint Inc Common Stock 109473405 110 15,000 SH SOLE NONE 15,000 0 0 BlackRock Inc Option - Put 09247X101 107 100 SH PUT SOLE NONE 100 0 0 2020 ChinaCap Acquirco Inc Equity WRT 90212G117 100 200,000 SH SOLE NONE 200,000 0 0 J Crew Group Inc Option - Call 46612H402 99 600 SH CALL SOLE NONE 600 0 0 Knot Inc/The Common Stock 499184109 98 10,000 SH SOLE NONE 10,000 0 0 KSW Inc Common Stock 48268R106 94 19,762 SH SOLE NONE 19,762 0 0 RadioShack Corp Option - Call 750438103 94 850 SH CALL SOLE NONE 850 0 0 China Holdings Acquisition Corp Equity WRT 16942N114 93 125,000 SH SOLE NONE 125,000 0 0 MF Global Ltd Option - Put G60642108 90 2,000 SH PUT SOLE NONE 2,000 0 0 Apple Inc Option - Call 037833100 89 350 SH CALL SOLE NONE 350 0 0 Bunge Ltd Option - Call G16962105 88 250 SH CALL SOLE NONE 250 0 0 Immersion Corp Option - Call 452521107 88 2,500 SH CALL SOLE NONE 2,500 0 0 Merrill Lynch & Co Inc Option - Put 590188108 86 500 SH PUT SOLE NONE 500 0 0 Great Atlantic & Pacific Tea Co Option - Put 390064103 85 1,000 SH PUT SOLE NONE 1,000 0 0 Investment Technology Group Option - Call 46145F105 85 1,000 SH CALL SOLE NONE 1,000 0 0 Inc Stoneleigh Partners Acquisition Equity WRT 861923126 80 200,000 SH SOLE NONE 200,000 0 0 Corp CV Therapeutics Inc Option - Call 126667104 79 2,400 SH CALL SOLE NONE 2,400 0 0 Trimble Navigation Ltd Option - Put 896239100 79 750 SH PUT SOLE NONE 750 0 0 American Express Co Option - Call 025816109 77 1,000 SH CALL SOLE NONE 1,000 0 0 Vineyard National Bancorp Common Stock 927426106 76 20,000 SH SOLE NONE 20,000 0 0 Prudential Financial Inc Option - Call 744320102 72 300 SH CALL SOLE NONE 300 0 0 Energy East Corp Option - Call 29266M109 71 400 SH CALL SOLE NONE 400 0 0 AES Corp/The Option - Put 00130H105 70 500 SH PUT SOLE NONE 500 0 0 QLogic Corp Option - Put 747277101 70 1,000 SH PUT SOLE NONE 1,000 0 0 Atherogenics Inc Common Stock 047439104 68 619,120 PRN SHARED-OTHER 4 0 619,120 0 Schering-Plough Corp Option - Call 806605101 68 750 SH CALL SOLE NONE 750 0 0 Wyeth Option - Call 983024100 68 500 SH CALL SOLE NONE 500 0 0 Viacom Inc Option - Call 92553P201 63 500 SH CALL SOLE NONE 500 0 0 Hollywood Media Corp Common Stock 436233100 62 25,000 SH SOLE NONE 25,000 0 0 VMware Inc Option - Put 928563402 60 150 SH PUT SOLE NONE 150 0 0 Nvidia Corp Option - Call 67066G104 60 4,000 SH CALL SOLE NONE 4,000 0 0 PMI Group Inc/The Option - Call 69344M101 60 4,000 SH CALL SOLE NONE 4,000 0 0 MEMC Electronic Materials Inc Option - Call 552715104 59 650 SH CALL SOLE NONE 650 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------- ---- Sealy Corp Common Stock 812139301 57 10,000 SH SOLE NONE 10,000 0 0 Anadigics Inc Option - Put 032515108 55 650 SH PUT SOLE NONE 650 0 0 United Community Financial Corp/ Common Stock 909839102 54 14,400 SH SOLE NONE 14,400 0 0 OH Cognizant Technology Solutions Option - Put 192446102 53 400 SH PUT SOLE NONE 400 0 0 Corp Columbus Acquisition Corp Unit 198851206 53 250,000 SH SOLE NONE 250,000 0 0 Fifth Third Bancorp Option - Call 316773100 53 500 SH CALL SOLE NONE 500 0 0 Golden Star Resources Ltd Option - Call 38119T104 52 1,302 SH CALL SOLE NONE 1,302 0 0 SAP AG Option - Put 803054204 52 350 SH PUT SOLE NONE 350 0 0 Consumer Portfolio Services Common Stock 210502100 51 35,000 SH SOLE NONE 35,000 0 0 Semtech Corp Option - Put 816850101 51 500 SH PUT SOLE NONE 500 0 0 Dillard's Inc Option - Put 254067101 50 1,000 SH PUT SOLE NONE 1,000 0 0 E*Trade Financial Corp Option - Call 269246104 50 10,000 SH CALL SOLE NONE 10,000 0 0 FirstFed Financial Corp Option - Call 337907109 50 2,000 SH CALL SOLE NONE 2,000 0 0 Merck & Co Inc Option - Call 589331107 50 500 SH CALL SOLE NONE 500 0 0 BHP Billiton Ltd Option - Put 088606108 50 192 SH PUT SOLE NONE 192 0 0 Och-Ziff Capital Management Group Option - Put 67551U105 49 341 SH PUT SOLE NONE 341 0 0 LLC Starbucks Corp Option - Call 855244109 49 1,000 SH CALL SOLE NONE 1,000 0 0 MercadoLibre Inc Option - Call 58733R102 49 250 SH CALL SOLE NONE 250 0 0 Asia Special Situation Acquisition Equity WRT G0538M121 48 95,000 SH SOLE NONE 95,000 0 0 Corp Nokia OYJ Option - Call 654902204 48 500 SH CALL SOLE NONE 500 0 0 eBay Inc Option - Call 278642103 47 1,000 SH CALL SOLE NONE 1,000 0 0 iShares Lehman 20+ Year Treasury Option - Put 464287432 47 200 SH PUT SOLE NONE 200 0 0 Bond Fund Intel Corp Option - Call 458140100 47 1,000 SH CALL SOLE NONE 1,000 0 0 East West Bancorp Inc Option - Call 27579R104 45 1,500 SH CALL SOLE NONE 1,500 0 0 Thornburg Mortgage Inc Common Stock 885218107 45 220,985 SH SHARED-OTHER 1 0 220,985 0 Western Digital Corp Option - Put 958102105 44 250 SH PUT SOLE NONE 250 0 0 Invitrogen Corp Option - Call 46185R100 44 950 SH CALL SOLE NONE 950 0 0 North American Insurance Leaders Equity WRT 65687M112 40 55,000 SH SOLE NONE 55,000 0 0 Inc Pfizer Inc Option - Call 717081103 40 500 SH CALL SOLE NONE 500 0 0 H&R Block Inc Option - Put 093671105 39 1,000 SH PUT SOLE NONE 1,000 0 0 Advanced Medical Optics Inc Option - Put 00763M108 39 250 SH PUT SOLE NONE 250 0 0 Idexx Laboratories Inc Option - Put 45168D104 39 100 SH PUT SOLE NONE 100 0 0 Bancorpsouth Inc Option - Put 059692103 36 500 SH PUT SOLE NONE 500 0 0 Media & Entertainment Holdings Inc Equity WRT 58439W116 36 100,000 SH SOLE NONE 100,000 0 0 Talbots Inc Option - Put 874161102 36 750 SH PUT SOLE NONE 750 0 0 Atheros Communications Inc Option - Call 04743P108 35 250 SH CALL SOLE NONE 250 0 0 Kohl's Corp Option - Put 500255104 34 200 SH PUT SOLE NONE 200 0 0
Sum Of Sum Of SHS/ INVESTMENT OTHER DESCRIPTION TYPE ISIN/CUSIP AMOUNT QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE - ----------- ------------- ---------- ------ -------- ---- ---- ------------ -------- ------- ------ ---- Powershares QQQ Option - Put 73935A104 34 500 SH PUT SOLE NONE 500 0 0 NRDC Acquisition Corp Common Stock 62941R102 34 100,000 SH SOLE NONE 100,000 0 0 Community Bankers Trust Equity WRT 203612114 34 50,000 SH SOLE NONE 50,000 0 0 Corp Xilinx Inc Option - Put 983919101 33 350 SH PUT SOLE NONE 350 0 0 CVS/Caremark Corp Option - Put 126650100 33 250 SH PUT SOLE NONE 250 0 0 Sports Properties Acquisition Equity WRT 84920F115 28 50,000 SH SOLE NONE 50,000 0 0 Corp Activision Blizzard Inc Option - Put 00507V109 27 450 SH PUT SOLE NONE 450 0 0 SanDisk Corp Option - Put 80004C101 27 500 SH PUT SOLE NONE 500 0 0 Hewlett-Packard Co Option - Call 428236103 26 350 SH CALL SOLE NONE 350 0 0 Discover Financial Services Option - Call 254709108 25 1,250 SH CALL SOLE NONE 1,250 0 0 EMC Corp/Massachusetts Option - Call 268648102 25 1,350 SH CALL SOLE NONE 1,350 0 0 Alternative Asset Management Equity WRT 02149U119 23 60,000 SH SOLE NONE 60,000 0 0 Acquisition Corp Washington Mutual Inc Option - Call 939322103 23 1,000 SH CALL SOLE NONE 1,000 0 0 Nvidia Corp Option - Put 67066G104 23 500 SH PUT SOLE NONE 500 0 0 Memory Pharmaceuticals Common Stock 58606R403 20 50,000 SH SOLE NONE 50,000 0 0 Corp SPDR Trust Series 1 Option - Call 78462F103 19 1,000 SH CALL SOLE NONE 1,000 0 0 General Electric Co Option - Call 369604103 18 500 SH CALL SOLE NONE 500 0 0 Monster Worldwide Inc Option - Put 611742107 18 250 SH PUT SOLE NONE 250 0 0 Yahoo! Inc Option - Call 984332106 18 1,500 SH CALL SOLE NONE 1,500 0 0 Boise Inc Equity WRT 09746Y113 18 62,500 SH SOLE NONE 62,500 0 0 FCStone Group Inc Option - Call 31308T100 17 250 SH CALL SOLE NONE 250 0 0 Advanced Micro Devices Inc Option - Call 007903107 17 1,500 SH CALL SOLE NONE 1,500 0 0 Equinix Inc Option - Call 29444U502 17 150 SH CALL SOLE NONE 150 0 0 Cia Vale do Rio Doce Option - Put 204412209 16 214 SH PUT SHARED-OTHER 1 0 214 0 Natus Medical Inc Option - Call 639050103 16 100 SH CALL SOLE NONE 100 0 0 Riverbed Technology Inc Option - Put 768573107 15 500 SH PUT SOLE NONE 500 0 0 Expedia Inc Option - Call 30212P105 15 1,500 SH CALL SOLE NONE 1,500 0 0 Sierra Wireless Inc Option - Call 826516106 13 250 SH CALL SOLE NONE 250 0 0 Virgin Media Inc Option - Call 92769L101 13 2,500 SH CALL SOLE NONE 2,500 0 0 OfficeMax Inc Option - Call 67622P101 10 500 SH CALL SOLE NONE 500 0 0 Juniper Networks Inc Option - Call 48203R104 5 350 SH CALL SOLE NONE 350 0 0 Tyco International Ltd Option - Call G9143X208 5 281 SH CALL SHARED-OTHER 1 0 281 0 Sun Microsystems Inc Option - Call 866810203 5 500 SH CALL SOLE NONE 500 0 0 Huntsman Corp Option - Call 447011107 4 1,500 SH CALL SOLE NONE 1,500 0 0 Netlogic Microsystems Inc Option - Call 64118B100 4 250 SH CALL SOLE NONE 250 0 0 STEC Inc Option - Call 784774101 4 500 SH CALL SOLE NONE 500 0 0 Forticell Bioscience Inc Common Stock 34958N100 3 52,000 SH SOLE NONE 52,000 0 0 Barr Pharmaceuticals Inc Option - Put 068306109 1 250 SH PUT SOLE NONE 250 0 0 Intersil Corp Option - Call 46069S109 1 500 SH CALL SOLE NONE 500 0 0 NetApp Inc Option - Call 64110D104 1 500 SH CALL SOLE NONE 500 0 0 SanDisk Corp Option - Call 80004C101 1 250 SH CALL SOLE NONE 250 0 0
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