0000919574-17-007992.txt : 20171114 0000919574-17-007992.hdr.sgml : 20171114 20171114115355 ACCESSION NUMBER: 0000919574-17-007992 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 171199542 BUSINESS ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-226-1740 MAIL ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 09-30-2017 09-30-2017 false SHEPHERD KAPLAN KROCHUK, LLC

125 Summer Street Floor 22 Boston MA 02110

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 11-14-2017 0 217 120684 INFORMATION TABLE 2 infotable.xml 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT 282539105 621 41331 SH SOLE 41331 0 0 ABBOTT LABS COM 002824100 541 10130 SH SOLE 10130 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 229 49761 SH SOLE 49761 0 0 AGNICO EAGLE MINES LTD COM 008474108 346 7648 SH SOLE 7648 0 0 AGRIUM INC COM 008916108 790 7367 SH SOLE 7367 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 112 49051 SH SOLE 49051 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 232 11200 SH SOLE 11200 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 200 14900 SH SOLE 14900 0 0 ALPHA PRO TECH LTD COM 020772109 81 20000 SH SOLE 20000 0 0 ALPHABET INC CAP STK CL C 02079K107 767 800 SH SOLE 800 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 139 20900 SH SOLE 20900 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 799 16828 SH SOLE 16828 0 0 AMERICAN EXPRESS CO COM 025816109 2214 24478 SH SOLE 24478 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1243 20242 SH SOLE 20242 0 0 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