0000919574-17-005825.txt : 20170810
0000919574-17-005825.hdr.sgml : 20170810
20170810161447
ACCESSION NUMBER: 0000919574-17-005825
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
EFFECTIVENESS DATE: 20170810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C.
CENTRAL INDEX KEY: 0001218583
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10361
FILM NUMBER: 171021631
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172261740
MAIL ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC
DATE OF NAME CHANGE: 20030212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218583
XXXXXXXX
06-30-2017
06-30-2017
false
GRT CAPITAL PARTNERS L.L.C.
One Liberty Square
11th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10361
N
/s/ Timothy A. Krochuk
Managing Member
617-226-1700
/s/ Timothy A. Krochuk
Boston
MA
08-10-2017
0
242
171560
INFORMATION TABLE
2
infotable.xml
8POINT3 ENERGY PARTNERS LP
CL A RPT LTDPT
282539105
2259
149318
SH
SOLE
149318
0
0
ABBOTT LABS
COM
002824100
492
10130
SH
SOLE
10130
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
107
49761
SH
SOLE
49761
0
0
ADDVANTAGE TECHNOLOGIES GP I
COM NEW
006743306
36
22468
SH
SOLE
22468
0
0
AEROCENTURY CORP
COM
007737109
131
10449
SH
SOLE
10449
0
0
AGNICO EAGLE MINES LTD
COM
008474108
345
7648
SH
SOLE
7648
0
0
AGRIUM INC
COM
008916108
667
7367
SH
SOLE
7367
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
93
42051
SH
SOLE
42051
0
0
ALLIANZGI EQUITY & CONV INCO
COM
018829101
249
12600
SH
SOLE
12600
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
254
19400
SH
SOLE
19400
0
0
ALPHA PRO TECH LTD
COM
020772109
65
22000
SH
SOLE
22000
0
0
ALPHABET INC
CAP STK CL C
02079K107
727
800
SH
SOLE
800
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
133
20900
SH
SOLE
20900
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
847
16828
SH
SOLE
16828
0
0
AMERICAN EXPRESS CO
COM
025816109
2172
25778
SH
SOLE
25778
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1266
20242
SH
SOLE
20242
0
0
AMGEN INC
COM
031162100
426
2476
SH
SOLE
2476
0
0
ANTERO RES CORP
COM
03674X106
1353
62606
SH
SOLE
62606
0
0
ANTHEM INC
COM
036752103
1003
5330
SH
SOLE
5330
0
0
APPLE INC
COM
037833100
230
1600
SH
SOLE
1600
0
0
APPLIANCE RECYCLING CTRS AME
COM NEW
03814F205
58
73217
SH
SOLE
73217
0
0
ARDMORE SHIPPING CORP
COM
Y0207T100
303
37162
SH
SOLE
37162
0
0
ARTS WAY MFG INC
COM
043168103
67
22702
SH
SOLE
22702
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
480
8491
SH
SOLE
8491
0
0
ASPEN AEROGELS INC
COM
04523Y105
80
18000
SH
SOLE
18000
0
0
ATKORE INTL GROUP INC
COM
047649108
273
12128
SH
SOLE
12128
0
0
ATLANTIC AMERN CORP
COM
048209100
88
23369
SH
SOLE
23369
0
0
AVALON HLDGS CORP
CL A
05343P109
33
13625
SH
SOLE
13625
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
484
34800
SH
SOLE
34800
0
0
AVIS BUDGET GROUP
COM
053774105
945
34650
SH
SOLE
34650
0
0
BANK AMER CORP
COM
060505104
379
15616
SH
SOLE
15616
0
0
BARRETT BILL CORP
COM
06846N104
1919
625093
SH
SOLE
625093
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
1321
53046
SH
SOLE
53046
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6487
38300
SH
Call
SOLE
38300
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6081
35902
SH
SOLE
35902
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
607
10649
SH
SOLE
10649
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
235
83973
SH
SOLE
83973
0
0
BIOGEN INC
COM
09062X103
977
3600
SH
Put
SOLE
3600
0
0
BLACKROCK ENHANCED GBL DIV T
COM
092501105
191
14400
SH
SOLE
14400
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
489
61100
SH
SOLE
61100
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
213
13200
SH
SOLE
13200
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
336
21100
SH
SOLE
21100
0
0
BLUE HILLS BANCORP INC
COM
095573101
700
39123
SH
SOLE
39123
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
113
11600
SH
SOLE
11600
0
0
CABOT OIL & GAS CORP
COM
127097103
1359
54193
SH
SOLE
54193
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
5019
586996
SH
SOLE
586996
0
0
CALLON PETE CO DEL
COM
13123X102
5028
473918
SH
SOLE
473918
0
0
CANADIAN NAT RES LTD
COM
136385101
664
23000
SH
SOLE
23000
0
0
CARA THERAPEUTICS INC
COM
140755109
815
52937
SH
SOLE
52937
0
0
CARRIZO OIL & GAS INC
COM
144577103
370
21249
SH
SOLE
21249
0
0
CASCADIAN THERAPEUTICS INC
COM NEW
14740B606
216
58109
SH
SOLE
58109
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
385
49900
SH
SOLE
49900
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
308
19482
SH
SOLE
19482
0
0
CHAMPIONS ONCOLOGY INC
COM NEW
15870P307
106
41064
SH
SOLE
41064
0
0
CHRISTOPHER & BANKS CORP
COM
171046105
37
28000
SH
SOLE
28000
0
0
CIMAREX ENERGY CO
COM
171798101
2135
22708
SH
SOLE
22708
0
0
CITIGROUP INC
COM NEW
172967424
1332
19912
SH
SOLE
19912
0
0
COCA COLA CO
COM
191216100
753
16781
SH
SOLE
16781
0
0
COFFEE HLDGS INC
COM
192176105
74
16661
SH
SOLE
16661
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
258
10900
SH
SOLE
10900
0
0
CONCHO RES INC
COM
20605P101
3394
27930
SH
SOLE
27930
0
0
CONFORMIS INC
COM
20717E101
43
10000
SH
Call
SOLE
10000
0
0
CONFORMIS INC
COM
20717E101
34
8000
SH
SOLE
8000
0
0
CONTANGO OIL & GAS COMPANY
COM NEW
21075N204
317
47743
SH
SOLE
47743
0
0
CONTINENTAL RESOURCES INC
COM
212015101
572
17699
SH
SOLE
17699
0
0
COPART INC
COM
217204106
1976
62170
SH
SOLE
62170
0
0
CORE LABORATORIES N V
COM
N22717107
644
6358
SH
SOLE
6358
0
0
CROCS INC
COM
227046109
131
17000
SH
SOLE
17000
0
0
CRYSTAL ROCK HLDGS INC
COM
22940F103
84
103015
SH
SOLE
103015
0
0
CVS HEALTH CORP
COM
126650100
63
782
SH
SOLE
782
0
0
CVS HEALTH CORP
COM
126650100
1215
15100
SH
Put
SOLE
15100
0
0
DAVITA INC
COM
23918K108
1294
19974
SH
SOLE
19974
0
0
DAWSON GEOPHYSICAL CO NEW
COM
239360100
203
51896
SH
SOLE
51896
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
225
19700
SH
SOLE
19700
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1764
32816
SH
SOLE
32816
0
0
DEVON ENERGY CORP NEW
COM
25179M103
712
22256
SH
SOLE
22256
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
1351
15211
SH
SOLE
15211
0
0
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
321
18400
SH
SOLE
18400
0
0
DIXIE GROUP INC
CL A
255519100
138
31000
SH
SOLE
31000
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
106
95605
SH
SOLE
95605
0
0
ECLIPSE RES CORP
COM
27890G100
81
28270
SH
SOLE
28270
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
328
2773
SH
SOLE
2773
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
337
9934
SH
SOLE
9934
0
0
ENBRIDGE INC
COM
29250N105
471
11827
SH
SOLE
11827
0
0
ENERGEN CORP
COM
29265N108
3631
73549
SH
SOLE
73549
0
0
ENGLOBAL CORP
COM
293306106
30
23088
SH
SOLE
23088
0
0
EOG RES INC
COM
26875P101
887
9797
SH
SOLE
9797
0
0
EQT CORP
COM
26884L109
1600
27300
SH
SOLE
27300
0
0
EVOLVING SYS INC
COM NEW
30049R209
153
29615
SH
SOLE
29615
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1385
21700
SH
Put
SOLE
21700
0
0
F M C CORP
COM NEW
302491303
380
5202
SH
SOLE
5202
0
0
FARMLAND PARTNERS INC
COM
31154R109
204
22772
SH
SOLE
22772
0
0
FEDERATED INVS INC PA
CL B
314211103
294
10398
SH
SOLE
10398
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
348
7758
SH
SOLE
7758
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
943
11044
SH
SOLE
11044
0
0
FLEX LTD
ORD
Y2573F102
798
48937
SH
SOLE
48937
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
231
11428
SH
SOLE
11428
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
277
24731
SH
SOLE
24731
0
0
FREQUENCY ELECTRS INC
COM
358010106
105
11000
SH
SOLE
11000
0
0
FUEL TECH INC
COM
359523107
192
243417
SH
SOLE
243417
0
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
165
15200
SH
SOLE
15200
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
114
18314
SH
SOLE
18314
0
0
GASLOG PARTNERS LP
UNIT LTD PTNRP
Y2687W108
556
24543
SH
SOLE
24543
0
0
GASTAR EXPL INC NEW
COM
36729W202
1010
1090445
SH
SOLE
1090445
0
0
GENERAL AMERN INVS INC
COM
368802104
512
14900
SH
SOLE
14900
0
0
GILEAD SCIENCES INC
COM
375558103
1189
16800
SH
SOLE
16800
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
201
22486
SH
SOLE
22486
0
0
GLOBAL SHIP LEASE INC NEW
SHS A
Y27183105
84
68512
SH
SOLE
68512
0
0
GOLDCORP INC NEW
COM
380956409
392
30400
SH
Call
SOLE
30400
0
0
GREAT ELM CAP CORP
COM
390320109
237
22326
SH
SOLE
22326
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
287
4529
SH
SOLE
4529
0
0
GROUPON INC
COM
399473107
69
18000
SH
SOLE
18000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
2976
201771
SH
SOLE
201771
0
0
HANESBRANDS INC
COM
410345102
440
19000
SH
SOLE
19000
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
411
17953
SH
SOLE
17953
0
0
HARBORONE BANCORP INC
COM
41165F101
338
16948
SH
SOLE
16948
0
0
HARTE-HANKS INC
COM
416196103
50
48664
SH
SOLE
48664
0
0
HARVARD BIOSCIENCE INC
COM
416906105
31
12000
SH
SOLE
12000
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 3.250% 3/1
42330PAG2
98
100000
PRN
SOLE
100000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
371
5206
SH
SOLE
5206
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
72
13875
SH
SOLE
13875
0
0
HUDSON GLOBAL INC
COM
443787106
122
91087
SH
SOLE
91087
0
0
HUDSON TECHNOLOGIES INC
COM
444144109
972
115044
SH
SOLE
115044
0
0
IMAGE SENSING SYS INC
COM
45244C104
55
15350
SH
SOLE
15350
0
0
INDUSTRIAL SVCS AMER INC FLA
COM
456314103
221
148357
SH
SOLE
148357
0
0
INOTEK PHARMACEUTICALS CORP
COM
45780V102
39
20500
SH
SOLE
20500
0
0
INSIGNIA SYS INC
COM
45765Y105
67
65238
SH
SOLE
65238
0
0
INTERMOLECULAR INC
COM
45882D109
25
27607
SH
SOLE
27607
0
0
INUVO INC
COM NEW
46122W204
65
64000
SH
SOLE
64000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
346
5300
SH
SOLE
5300
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
340
2857
SH
SOLE
2857
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
275
1951
SH
SOLE
1951
0
0
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
144
12500
SH
SOLE
12500
0
0
JOHNSON & JOHNSON
COM
478160104
622
4703
SH
SOLE
4703
0
0
KAR AUCTION SVCS INC
COM
48238T109
304
7254
SH
SOLE
7254
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
91
22400
SH
Call
SOLE
22400
0
0
KRAFT HEINZ CO
COM
500754106
372
4338
SH
SOLE
4338
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
265
16200
SH
SOLE
16200
0
0
LGL GROUP INC
COM
50186A108
81
16795
SH
SOLE
16795
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
518
91600
SH
SOLE
91600
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
133
27100
SH
SOLE
27100
0
0
MAG SILVER CORP
COM
55903Q104
311
23842
SH
SOLE
23842
0
0
MAIDEN HOLDINGS LTD
SHS
G5753U112
155
14000
SH
SOLE
14000
0
0
MARATHON PETE CORP
COM
56585A102
1355
25901
SH
SOLE
25901
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
466
3836
SH
SOLE
3836
0
0
MEDNAX INC
COM
58502B106
444
7356
SH
SOLE
7356
0
0
MEI PHARMA INC
COM NEW
55279B202
117
49000
SH
SOLE
49000
0
0
MERCK & CO INC
COM
58933Y105
283
4414
SH
SOLE
4414
0
0
METHANEX CORP
COM
59151K108
989
22460
SH
SOLE
22460
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
118
19000
SH
SOLE
19000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
313
10000
SH
SOLE
10000
0
0
MICROSOFT CORP
COM
594918104
711
10309
SH
SOLE
10309
0
0
MITCHAM INDS INC
COM
606501104
154
39676
SH
SOLE
39676
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
81
47608
SH
SOLE
47608
0
0
MOHAWK INDS INC
COM
608190104
485
2005
SH
SOLE
2005
0
0
MONDELEZ INTL INC
CL A
609207105
542
12547
SH
SOLE
12547
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
129
13000
SH
SOLE
13000
0
0
MTS SYS CORP
COM
553777103
342
6600
SH
SOLE
6600
0
0
NCI BUILDING SYS INC
COM NEW
628852204
507
30355
SH
SOLE
30355
0
0
NETFLIX INC
COM
64110L106
224
1500
SH
Put
SOLE
1500
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
249
20900
SH
SOLE
20900
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
376
8169
SH
SOLE
8169
0
0
NEW GOLD INC CDA
COM
644535106
246
77300
SH
Call
SOLE
77300
0
0
NEWFIELD EXPL CO
COM
651290108
2180
76602
SH
SOLE
76602
0
0
NEXGEN ENERGY LTD
COM
65340P106
495
226000
SH
SOLE
226000
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
686
18536
SH
SOLE
18536
0
0
NOBLE ENERGY INC
COM
655044105
7732
273219
SH
SOLE
273219
0
0
NRG YIELD INC
CL A NEW
62942X306
278
16323
SH
SOLE
16323
0
0
NRG YIELD INC
CL C
62942X405
261
14806
SH
SOLE
14806
0
0
OCEAN BIO CHEM INC
COM
674631106
81
19874
SH
SOLE
19874
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
46
18000
SH
SOLE
18000
0
0
OLIN CORP
COM PAR $1
680665205
420
13884
SH
SOLE
13884
0
0
OPTICAL CABLE CORP
COM NEW
683827208
94
39002
SH
SOLE
39002
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
248
14350
SH
SOLE
14350
0
0
OTELCO INC
CL A NEW
688823301
178
23737
SH
SOLE
23737
0
0
OVASCIENCE INC
COM
69014Q101
24
15500
SH
SOLE
15500
0
0
PANERA BREAD CO
CL A
69840W108
378
1200
SH
SOLE
1200
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
659
27339
SH
SOLE
27339
0
0
PARSLEY ENERGY INC
CL A
701877102
2034
73310
SH
SOLE
73310
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
1171
49110
SH
SOLE
49110
0
0
PATTERSON COMPANIES INC
COM
703395103
352
7497
SH
SOLE
7497
0
0
PAYPAL HLDGS INC
COM
70450Y103
320
5969
SH
SOLE
5969
0
0
PCSB FINL CORP
COM
69324R104
387
22700
SH
SOLE
22700
0
0
PENN NATL GAMING INC
COM
707569109
408
19086
SH
SOLE
19086
0
0
PEPSICO INC
COM
713448108
1094
9476
SH
SOLE
9476
0
0
PHILLIPS 66
COM
718546104
896
10839
SH
SOLE
10839
0
0
PIONEER NAT RES CO
COM
723787107
5487
34385
SH
SOLE
34385
0
0
POINTS INTL LTD
COM NEW
730843208
127
14000
SH
SOLE
14000
0
0
PRETIUM RES INC
COM
74139C102
144
15000
SH
SOLE
15000
0
0
PROCTER AND GAMBLE CO
COM
742718109
430
4935
SH
SOLE
4935
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
2998
18593
SH
SOLE
18593
0
0
RAND LOGISTICS INC
COM
752182105
31
78853
SH
SOLE
78853
0
0
RANGE RES CORP
COM
75281A109
232
10000
SH
SOLE
10000
0
0
RELM WIRELESS CORP
COM
759525108
38
10000
SH
SOLE
10000
0
0
RESOLUTE ENERGY CORP
COM NEW
76116A306
7293
244972
SH
SOLE
244972
0
0
RETRACTABLE TECHNOLOGIES INC
COM
76129W105
55
43000
SH
SOLE
43000
0
0
RF INDS LTD
COM PAR $0.01
749552105
339
187612
SH
SOLE
187612
0
0
RMG NETWORKS HLDG CORP
COM
74966K102
55
83571
SH
SOLE
83571
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
251
29000
SH
SOLE
29000
0
0
ROYCE VALUE TR INC
COM
780910105
506
34700
SH
SOLE
34700
0
0
S&P GLOBAL INC
COM
78409V104
1738
11903
SH
SOLE
11903
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
356
29954
SH
SOLE
29954
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
4767
663926
SH
SOLE
663926
0
0
SCHMITT INDS INC ORE
COM NEW
806870200
194
112825
SH
SOLE
112825
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
386
9957
SH
SOLE
9957
0
0
SHERWIN WILLIAMS CO
COM
824348106
309
881
SH
SOLE
881
0
0
SIGMATRON INTL INC
COM
82661L101
190
29538
SH
SOLE
29538
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
616
18727
SH
SOLE
18727
0
0
SMTC CORP
COM NEW
832682207
50
38545
SH
SOLE
38545
0
0
SRC ENERGY INC
COM
78470V108
448
66577
SH
SOLE
66577
0
0
STRATTEC SEC CORP
COM
863111100
205
5800
SH
SOLE
5800
0
0
STRYKER CORP
COM
863667101
609
4389
SH
SOLE
4389
0
0
SUMMER INFANT INC
COM
865646103
90
50631
SH
SOLE
50631
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
208
8421
SH
SOLE
8421
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
220
49421
SH
SOLE
49421
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
217
19300
SH
SOLE
19300
0
0
TESLA INC
COM
88160R101
253
700
SH
Put
SOLE
700
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
352
10600
SH
Put
SOLE
10600
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1147
6572
SH
SOLE
6572
0
0
TOR MINERALS INTL INC
COM NEW
890878309
130
16076
SH
SOLE
16076
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
214
25272
SH
SOLE
25272
0
0
TRAVELERS COMPANIES INC
COM
89417E109
867
6855
SH
SOLE
6855
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
404
67335
SH
SOLE
67335
0
0
UNITED CONTL HLDGS INC
COM
910047109
905
12029
SH
SOLE
12029
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1426
7693
SH
SOLE
7693
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
375
4500
SH
SOLE
4500
0
0
VERASTEM INC
COM
92337C104
49
22405
SH
SOLE
22405
0
0
VERIFONE SYS INC
COM
92342Y109
829
45798
SH
SOLE
45798
0
0
VERMILION ENERGY INC
COM
923725105
331
10428
SH
SOLE
10428
0
0
VIKING THERAPEUTICS INC
COM
92686J106
92
85570
SH
SOLE
85570
0
0
VISA INC
COM CL A
92826C839
281
3000
SH
SOLE
3000
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
128
11800
SH
SOLE
11800
0
0
WAL-MART STORES INC
COM
931142103
499
6598
SH
SOLE
6598
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
464
120000
SH
SOLE
120000
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
68
3400
SH
Call
SOLE
3400
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
377
18950
SH
SOLE
18950
0
0
WHITING PETE CORP NEW
COM
966387102
3753
681135
SH
SOLE
681135
0
0
WIDEPOINT CORP
COM
967590100
41
89186
SH
SOLE
89186
0
0
WPX ENERGY INC
COM
98212B103
3285
340069
SH
SOLE
340069
0
0
WSI INDS INC
COM
92932Q102
130
40031
SH
SOLE
40031
0
0
YUME INC
COM
98872B104
93
19814
SH
SOLE
19814
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
970
7553
SH
SOLE
7553
0
0