0000919574-13-005065.txt : 20130814
0000919574-13-005065.hdr.sgml : 20130814
20130814131945
ACCESSION NUMBER: 0000919574-13-005065
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001218583
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10361
FILM NUMBER: 131036621
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172261740
MAIL ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218583
XXXXXXXX
06-30-2013
06-30-2013
false
GRT CAPITAL PARTNERS LLC
One Liberty Square
11th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10361
N
/s/ Timothy A. Krochuk
Managing member
617-226-1700
/s/ Timothy A. Krochuk
Boston
MA
08-14-2013
2
836
506849
1
0001542728
028-14914
GRT Value Fund, a series of Advisors Inner Circle Fund II
2
0001502631
028-15243
Orinda Asset Management LLC
INFORMATION TABLE
2
infotable.xml
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329
48000
SH
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48000
0
0
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SHS CLASS A
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118
1642
SH
SOLE
1642
0
0
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SHS CLASS A
G1151C101
170
2364
SH
DFND
2
2364
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
1746
188337
SH
SOLE
188337
0
0
ACTUANT CORP
CL A NEW
00508X203
572
17350
SH
DFND
1
17350
0
0
ACTUANT CORP
CL A NEW
00508X203
962
29177
SH
SOLE
29177
0
0
ADDVANTAGE TECHNOLOGIES GP I
COM NEW
006743306
140
61576
SH
SOLE
61576
0
0
ADVANCED ENERGY INDS
COM
007973100
1156
66381
SH
DFND
1
66381
0
0
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COM
007973100
220
12619
SH
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0
0
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COM
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1803
65469
SH
DFND
1
65469
0
0
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COM
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1287
46717
SH
SOLE
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0
0
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COM
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84
970
SH
DFND
1
970
0
0
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COM
008916108
87
1000
SH
Call
SOLE
1000
0
0
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COM
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SOLE
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CL A
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101
3672
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SOLE
3672
0
0
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CL A
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143
5178
SH
DFND
2
5178
0
0
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COM
009207101
526
51127
SH
SOLE
51127
0
0
ALAMOS GOLD INC
COM
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160
13210
SH
DFND
1
13210
0
0
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COM
011527108
585
48392
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0
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COM
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210
124125
SH
SOLE
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SPONSORED ADR
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109
60000
SH
SOLE
60000
0
0
ALCOA INC
COM
013817101
469
60000
SH
SOLE
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0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
1216
46230
SH
DFND
1
46230
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
340
12918
SH
SOLE
12918
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
118
652
SH
SOLE
652
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
168
926
SH
DFND
2
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COM NEW
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113
5654
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0
ALLIANCE FIBER OPTIC PRODS I
COM NEW
018680306
162
8093
SH
DFND
2
8093
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
406
54370
SH
SOLE
54370
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
219
2659
SH
DFND
1
2659
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
154
1869
SH
SOLE
1869
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
179
2170
SH
DFND
2
2170
0
0
ALLIED NEVADA GOLD CORP
COM
019344100
32
5000
SH
Call
SOLE
5000
0
0
ALLIED NEVADA GOLD CORP
COM
019344100
446
68900
SH
SOLE
68900
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
104
19805
SH
DFND
1
19805
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
2898
553133
SH
SOLE
553133
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
523
255341
SH
SOLE
255341
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
333
14967
SH
SOLE
14967
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
165
28365
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SOLE
28365
0
0
AMBASSADORS GROUP INC
COM
023177108
51
14340
SH
SOLE
14340
0
0
AMC NETWORKS INC
CL A
00164V103
119
1814
SH
SOLE
1814
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0
AMC NETWORKS INC
CL A
00164V103
141
2162
SH
DFND
2
2162
0
0
AMERICAN EXPRESS CO
COM
025816109
2064
27604
SH
SOLE
27604
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
117
2400
SH
SOLE
2400
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
167
3410
SH
DFND
2
3410
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1249
27939
SH
SOLE
27939
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
332
9912
SH
DFND
1
9912
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
36
1088
SH
SOLE
1088
0
0
AMERICAN SELECT PORTFOLIO IN
COM
029570108
132
13020
SH
SOLE
13020
0
0
AMERICAN STRATEGIC INCOME II
COM
03009T101
111
15800
SH
SOLE
15800
0
0
AMERISERV FINL INC
COM
03074A102
144
52587
SH
SOLE
52587
0
0
AMERN STRATEGIC INCOME PTFL
COM
030099105
120
14610
SH
SOLE
14610
0
0
AMGEN INC
COM
031162100
353
3580
SH
SOLE
3580
0
0
AMN HEALTHCARE SERVICES INC
COM
001744101
856
59743
SH
DFND
1
59743
0
0
AMN HEALTHCARE SERVICES INC
COM
001744101
90
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SH
SOLE
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0
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ANACOR PHARMACEUTICALS INC
COM
032420101
206
36780
SH
SOLE
36780
0
0
ANGIES LIST INC
COM
034754101
305
11500
SH
Put
SOLE
11500
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
104
4311
SH
SOLE
4311
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
144
5981
SH
DFND
2
5981
0
0
APPLE INC
COM
037833100
238
600
SH
SOLE
600
0
0
APPLIANCE RECYCLING CTRS AME
COM NEW
03814F205
103
39958
SH
SOLE
39958
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
121
30169
SH
DFND
1
30169
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
241
60231
SH
SOLE
60231
0
0
ARCH COAL INC
COM
039380100
238
63000
SH
Call
SOLE
63000
0
0
ARCH COAL INC
COM
039380100
2523
667457
SH
SOLE
667457
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
125
9720
SH
DFND
1
9720
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
330
25723
SH
SOLE
25723
0
0
ASCENT CAP GROUP INC
COM SER A
043632108
108
1384
SH
SOLE
1384
0
0
ASCENT CAP GROUP INC
COM SER A
043632108
152
1949
SH
DFND
2
1949
0
0
ASHLAND INC NEW
COM
044209104
695
8320
SH
DFND
1
8320
0
0
ASHLAND INC NEW
COM
044209104
267
3196
SH
SOLE
3196
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
94
2522
SH
SOLE
2522
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
133
3580
SH
DFND
2
3580
0
0
ASSURANT INC
COM
04621X108
105
2072
SH
SOLE
2072
0
0
ASSURANT INC
COM
04621X108
150
2941
SH
DFND
2
2941
0
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
93
22551
SH
SOLE
22551
0
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
125
30491
SH
DFND
2
30491
0
0
ATLANTIC AMERN CORP
COM
048209100
154
39417
SH
SOLE
39417
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
2044
53530
SH
DFND
1
53530
0
0
ATMI INC
COM
00207R101
336
14220
SH
DFND
1
14220
0
0
ATMI INC
COM
00207R101
186
7851
SH
SOLE
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0
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AUDIENCE INC
COM
05070J102
89
6746
SH
SOLE
6746
0
0
AUDIENCE INC
COM
05070J102
128
9653
SH
DFND
2
9653
0
0
AURICO GOLD INC
COM
05155C105
336
76990
SH
DFND
1
76990
0
0
AURICO GOLD INC
COM
05155C105
520
118910
SH
SOLE
118910
0
0
AVALON HLDGS CORP
CL A
05343P109
117
33966
SH
SOLE
33966
0
0
AVIS BUDGET GROUP
COM
053774105
570
19841
SH
DFND
1
19841
0
0
AVIS BUDGET GROUP
COM
053774105
1192
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SH
SOLE
41444
0
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AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
111
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SH
SOLE
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0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
157
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SH
DFND
2
3431
0
0
AXT INC
COM
00246W103
257
95000
SH
SOLE
95000
0
0
BALLANTYNE STRONG INC
COM
058516105
181
42847
SH
SOLE
42847
0
0
BALTIC TRADING LIMITED
COM
Y0553W103
63
17000
SH
SOLE
17000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
129
10000
SH
Call
SOLE
10000
0
0
BANRO CORP
COM
066800103
11
15000
SH
SOLE
15000
0
0
BARRETT BILL CORP
COM
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292978
SH
SOLE
292978
0
0
BARRICK GOLD CORP
COM
067901108
1041
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SH
SOLE
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0
0
BAXTER INTL INC
COM
071813109
356
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SH
SOLE
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0
0
BECTON DICKINSON & CO
COM
075887109
102
1037
SH
SOLE
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0
0
BECTON DICKINSON & CO
COM
075887109
145
1466
SH
DFND
2
1466
0
0
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COM
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192
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SH
DFND
1
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0
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COM
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21
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SH
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COM
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392
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SH
DFND
1
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0
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COM
08160H101
50
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SH
SOLE
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0
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CL B NEW
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886
7920
SH
DFND
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0
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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6035
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SH
SOLE
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0
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BERRY PLASTICS GROUP INC
COM
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443
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SH
DFND
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0
0
BERRY PLASTICS GROUP INC
COM
08579W103
1157
52424
SH
SOLE
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0
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BHP BILLITON LTD
SPONSORED ADR
088606108
1909
33100
SH
SOLE
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0
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BIODEL INC
COM NEW
09064M204
91
21725
SH
SOLE
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0
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BIODELIVERY SCIENCES INTL IN
COM
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658
162148
SH
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BLACKROCK CR ALLCTN INC TR
COM
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505
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SH
SOLE
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COM
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238
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SH
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0
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BLACKROCK FLOAT RATE OME STR
COM
09255X100
46
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COM
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250
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SH
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0
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COM
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1015
85888
SH
DFND
1
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0
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BLOUNT INTL INC NEW
COM
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874
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SH
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73921
0
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COM
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SH
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COM
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632
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SH
SOLE
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0
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COM
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232
25000
SH
SOLE
25000
0
0
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COM
101405108
121
10000
SH
Put
SOLE
10000
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
106
14260
SH
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COM
106764103
201
22823
SH
SOLE
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0
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BRIGUS GOLD CORP
COM
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8
15000
SH
SOLE
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COM NEW
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69
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SH
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COM NEW
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150
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SH
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COM
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SH
DFND
1
85819
0
0
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COM
114340102
479
49181
SH
SOLE
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0
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BURCON NUTRASCIENCE CORP
COM
120831102
39
15999
SH
SOLE
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0
0
CABOT OIL & GAS CORP
COM
127097103
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72837
SH
SOLE
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0
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CAL DIVE INTL INC DEL
COM
12802T101
23
12000
SH
SOLE
12000
0
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ORD
M20791105
159
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SH
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0
0
CANADIAN SOLAR INC
COM
136635109
220
20000
SH
Put
SOLE
20000
0
0
CARBO CERAMICS INC
COM
140781105
1170
17355
SH
DFND
1
17355
0
0
CARBO CERAMICS INC
COM
140781105
732
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SH
SOLE
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0
0
CARDIONET INC
COM
14159L103
233
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SH
SOLE
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0
0
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COM
144200102
32
12861
SH
SOLE
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0
0
CARTER INC
COM
146229109
263
3545
SH
DFND
1
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0
0
CARTER INC
COM
146229109
34
455
SH
SOLE
455
0
0
CELANESE CORP DEL
COM SER A
150870103
487
10862
SH
DFND
1
10862
0
0
CELANESE CORP DEL
COM SER A
150870103
51
1138
SH
SOLE
1138
0
0
CENTENE CORP DEL
COM
15135B101
341
6500
SH
DFND
1
6500
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
329
47663
SH
DFND
1
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0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
37
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SH
SOLE
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0
0
CENTURY CASINOS INC
COM
156492100
579
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SH
SOLE
167301
0
0
CHARLES RIV LABS INTL INC
COM
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259
6320
SH
DFND
1
6320
0
0
CHARLES RIV LABS INTL INC
COM
159864107
28
680
SH
SOLE
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0
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COM NEW
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2057
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SH
SOLE
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0
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SHS
G2110R114
693
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SH
DFND
1
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0
0
CHIPMOS TECH BERMUDA LTD
SHS
G2110R114
100
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SH
SOLE
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0
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CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383Q861
137
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SH
SOLE
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0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383Q861
194
9527
SH
DFND
2
9527
0
0
CNO FINL GROUP INC
COM
12621E103
121
9308
SH
SOLE
9308
0
0
CNO FINL GROUP INC
COM
12621E103
170
13122
SH
DFND
2
13122
0
0
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COM
190345108
74
21000
SH
SOLE
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0
0
COBALT INTL ENERGY INC
COM
19075F106
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SH
SOLE
274590
0
0
COCA COLA CO
COM
191216100
1619
40355
SH
SOLE
40355
0
0
COGO GROUP INC
ORD SHS
G22538105
853
420067
SH
DFND
1
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0
0
COGO GROUP INC
ORD SHS
G22538105
257
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SH
SOLE
126433
0
0
COLEMAN CABLE INC
COM
193459302
117
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SH
SOLE
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0
0
COLEMAN CABLE INC
COM
193459302
140
7735
SH
DFND
2
7735
0
0
COLFAX CORP
COM
194014106
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SH
DFND
1
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0
0
COLFAX CORP
COM
194014106
102
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SH
SOLE
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0
0
COMMAND SEC CORP
COM
20050L100
402
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SH
SOLE
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0
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COMMUNICATIONS SYS INC
COM
203900105
211
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SH
SOLE
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0
0
COMSTOCK HLDG COS INC
CL A
205684103
53
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SH
SOLE
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0
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CL A
205768203
341
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SH
SOLE
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0
0
CONOCOPHILLIPS
COM
20825C104
993
16421
SH
SOLE
16421
0
0
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COM
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SH
DFND
1
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0
0
CONSOL ENERGY INC
COM
20854P109
13082
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SH
SOLE
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0
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CL A
N22035104
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SH
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1
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0
0
CONSTELLIUM HOLDCO B V
CL A
N22035104
364
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SH
SOLE
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0
0
COPART INC
COM
217204106
1529
49638
SH
DFND
1
49638
0
0
COPART INC
COM
217204106
1599
51902
SH
SOLE
51902
0
0
CORE LABORATORIES N V
COM
N22717107
1419
9354
SH
SOLE
9354
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
136
15300
SH
SOLE
15300
0
0
CORNING INC
COM
219350105
71
5000
SH
Call
SOLE
5000
0
0
CORNING INC
COM
219350105
1252
88000
SH
SOLE
88000
0
0
COTY INC
COM CL A
222070203
8
456
SH
DFND
1
456
0
0
COTY INC
COM CL A
222070203
624
36319
SH
SOLE
36319
0
0
COVIDIEN PLC
SHS
G2554F113
1408
22401
SH
SOLE
22401
0
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
1865
171911
SH
DFND
1
171911
0
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
413
38042
SH
SOLE
38042
0
0
CROSSTEX ENERGY INC
COM
22765Y104
348
17600
SH
DFND
1
17600
0
0
CRYSTAL ROCK HLDGS INC
COM
22940F103
156
176795
SH
SOLE
176795
0
0
CSX CORP
COM
126408103
1144
49339
SH
SOLE
49339
0
0
CTS CORP
COM
126501105
119
8749
SH
SOLE
8749
0
0
CTS CORP
COM
126501105
161
11830
SH
DFND
2
11830
0
0
CUMBERLAND PHARMACEUTICALS I
COM
230770109
212
41500
SH
SOLE
41500
0
0
CUTERA INC
COM
232109108
288
32739
SH
SOLE
32739
0
0
CVS CAREMARK CORPORATION
COM
126650100
724
12670
SH
DFND
1
12670
0
0
CVS CAREMARK CORPORATION
COM
126650100
3426
59924
SH
SOLE
59924
0
0
CYS INVTS INC
COM
12673A108
1867
202666
SH
DFND
1
202666
0
0
CYS INVTS INC
COM
12673A108
1348
146334
SH
SOLE
146334
0
0
CYTRX CORP
COM PAR $.001
232828509
96
47849
SH
SOLE
47849
0
0
DARA BIOSCIENCES INC
COM NEW
23703P205
64
102000
SH
SOLE
102000
0
0
DARLING INTL INC
COM
237266101
361
19362
SH
DFND
1
19362
0
0
DARLING INTL INC
COM
237266101
38
2055
SH
SOLE
2055
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1411
11681
SH
DFND
1
11681
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2434
20148
SH
SOLE
20148
0
0
DAWSON GEOPHYSICAL CO
COM
239359102
132
3593
SH
SOLE
3593
0
0
DAWSON GEOPHYSICAL CO
COM
239359102
158
4283
SH
DFND
2
4283
0
0
DENBURY RES INC
COM NEW
247916208
662
38241
SH
SOLE
38241
0
0
DENBURY RES INC
COM NEW
247916208
137
7938
SH
DFND
2
7938
0
0
DENISON MINES CORP
COM
248356107
17
14000
SH
SOLE
14000
0
0
DEPOMED INC
COM
249908104
926
164843
SH
SOLE
164843
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
517
7521
SH
SOLE
7521
0
0
DIANA CONTAINERSHIPS INC
COM
Y2069P101
30
7000
SH
DFND
1
7000
0
0
DIANA CONTAINERSHIPS INC
COM
Y2069P101
24
5616
SH
SOLE
5616
0
0
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
432
9700
SH
Put
SOLE
9700
0
0
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
612
13000
SH
Put
SOLE
13000
0
0
DIVERSICARE HEALTHCARE SVCS
COM
255104101
161
35855
SH
SOLE
35855
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
107
8212
SH
DFND
1
8212
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
128
9824
SH
SOLE
9824
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
112
72438
SH
SOLE
72438
0
0
DOVER MOTORSPORTS INC
COM
260174107
111
51500
SH
SOLE
51500
0
0
DSP GROUP INC
COM
23332B106
114
13777
SH
SOLE
13777
0
0
DSP GROUP INC
COM
23332B106
161
19424
SH
DFND
2
19424
0
0
DURATA THERAPEUTICS INC
COM
26658A107
139
19347
SH
SOLE
19347
0
0
DURECT CORP
COM
266605104
182
173100
SH
SOLE
173100
0
0
DYCOM INDS INC
COM
267475101
276
11920
SH
DFND
1
11920
0
0
DYCOM INDS INC
COM
267475101
25
1080
SH
SOLE
1080
0
0
DYNAMICS RESH CORP
COM
268057106
96
17170
SH
SOLE
17170
0
0
E M C CORP MASS
COM
268648102
291
12317
SH
SOLE
12317
0
0
EASTMAN CHEM CO
COM
277432100
250
3570
SH
DFND
1
3570
0
0
EASTMAN CHEM CO
COM
277432100
496
7083
SH
SOLE
7083
0
0
EATON VANCE ENH EQTY INC FD
COM
278277108
197
17100
SH
SOLE
17100
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
137
11850
SH
SOLE
11850
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
343
21080
SH
DFND
1
21080
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
53
3260
SH
SOLE
3260
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
443
47790
SH
SOLE
47790
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
454
44600
SH
SOLE
44600
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
409
31340
SH
SOLE
31340
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
385
34645
SH
SOLE
34645
0
0
EHEALTH INC
COM
28238P109
318
14000
SH
Put
SOLE
14000
0
0
ELBIT SYS LTD
ORD
M3760D101
99
2353
SH
SOLE
2353
0
0
ELBIT SYS LTD
ORD
M3760D101
141
3357
SH
DFND
2
3357
0
0
ELECSYS CORP
COM
28473M100
194
28533
SH
SOLE
28533
0
0
ELTEK LTD
ORD
M40184109
282
251756
SH
SOLE
251756
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
221
15356
SH
SOLE
15356
0
0
EMULEX CORP
COM NEW
292475209
215
33000
SH
Call
SOLE
33000
0
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
103
1997
SH
SOLE
1997
0
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
148
2867
SH
DFND
2
2867
0
0
ENERGY XXI (BERMUDA) LTD
USD UNRS SHS
G10082140
8148
367447
SH
SOLE
367447
0
0
ENGLOBAL CORP
COM
293306106
179
188300
SH
SOLE
188300
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
176
28631
SH
SOLE
28631
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
250
40643
SH
DFND
2
40643
0
0
EOG RES INC
COM
26875P101
6221
47246
SH
SOLE
47246
0
0
EQT CORP
COM
26884L109
13177
166017
SH
SOLE
166017
0
0
EQUAL ENERGY LTD
COM
29390Q109
117
29000
SH
SOLE
29000
0
0
EQUINIX INC
COM NEW
29444U502
369
2000
SH
Put
SOLE
2000
0
0
ESCALADE INC
COM
296056104
148
23900
SH
SOLE
23900
0
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
1563
21623
SH
DFND
1
21623
0
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
1026
14193
SH
SOLE
14193
0
0
EUROSEAS LTD
COM NEW
Y23592200
148
142656
SH
SOLE
142656
0
0
EXACTTARGET INC
COM
30064K105
202
6000
SH
Put
SOLE
6000
0
0
EXPRESS INC
COM
30219E103
426
20301
SH
DFND
1
20301
0
0
EXPRESS INC
COM
30219E103
46
2199
SH
SOLE
2199
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
859
13915
SH
SOLE
13915
0
0
EXTERRAN HLDGS INC
COM
30225X103
109
3866
SH
SOLE
3866
0
0
EXTERRAN HLDGS INC
COM
30225X103
151
5371
SH
DFND
2
5371
0
0
EXXON MOBIL CORP
COM
30231G102
1291
14290
SH
SOLE
14290
0
0
EZCORP INC
CL A NON VTG
302301106
133
7852
SH
DFND
1
7852
0
0
EZCORP INC
CL A NON VTG
302301106
36
2148
SH
SOLE
2148
0
0
F M C CORP
COM NEW
302491303
557
9123
SH
SOLE
9123
0
0
FEDERATED INVS INC PA
CL B
314211103
1755
64020
SH
DFND
1
64020
0
0
FEDERATED INVS INC PA
CL B
314211103
748
27291
SH
SOLE
27291
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
191
8018
SH
DFND
1
8018
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
391
16425
SH
SOLE
16425
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
377
8803
SH
DFND
1
8803
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
846
19756
SH
SOLE
19756
0
0
FIRST AMERN FINL CORP
COM
31847R102
361
16394
SH
DFND
1
16394
0
0
FIRST AMERN FINL CORP
COM
31847R102
79
3606
SH
SOLE
3606
0
0
FIRST FINL HLDGS INC
COM
320239106
182
8591
SH
SOLE
8591
0
0
FIRST FINL HLDGS INC
COM
320239106
261
12288
SH
DFND
2
12288
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
171
26389
SH
SOLE
26389
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
259
40019
SH
DFND
2
40019
0
0
FIRST TR ENHANCED EQTY INC F
COM
337318109
129
10210
SH
SOLE
10210
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
654
42306
SH
SOLE
42306
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2566
92938
SH
SOLE
92938
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
92
6810
SH
SOLE
6810
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
128
9430
SH
DFND
2
9430
0
0
FRONTLINE LTD
SHS
G3682E127
27
15000
SH
Call
SOLE
15000
0
0
GABELLI HLTHCARE & WELLNESS SHS
RIGHT 07/17/2013
36246K129
2
15150
SH
SOLE
15150
0
0
GABELLI HLTHCARE & WELLNESS SHS
SHS
36246K103
148
15150
SH
SOLE
15150
0
0
GAMING PARTNERS INTL CORP
COM
36467A107
166
20958
SH
SOLE
20958
0
0
GAP INC DEL
COM
364760108
334
8000
SH
SOLE
8000
0
0
GARDNER DENVER INC
COM
365558105
2299
30577
SH
DFND
1
30577
0
0
GARDNER DENVER INC
COM
365558105
1427
18976
SH
SOLE
18976
0
0
GENCOR INDS INC
COM
368678108
171
24097
SH
SOLE
24097
0
0
GENERAC HLDGS INC
COM
368736104
107
2898
SH
SOLE
2898
0
0
GENERAC HLDGS INC
COM
368736104
156
4228
SH
DFND
2
4228
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
606
19720
SH
DFND
1
19720
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
61
1980
SH
SOLE
1980
0
0
GILEAD SCIENCES INC
COM
375558103
221
4309
SH
SOLE
4309
0
0
GOLDEN STAR RES LTD CDA
COM
38119T104
12
29000
SH
Call
SOLE
29000
0
0
GOLDEN STAR RES LTD CDA
COM
38119T104
11
27000
SH
SOLE
27000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
108
711
SH
SOLE
711
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
149
988
SH
DFND
2
988
0
0
GOODRICH PETE CORP
COM NEW
382410405
5044
394100
SH
SOLE
394100
0
0
GOOGLE INC
CL A
38259P508
352
400
SH
SOLE
400
0
0
GRAFTECH INTL LTD
COM
384313102
393
54049
SH
SOLE
54049
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
1284
211121
SH
SOLE
211121
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
141
23524
SH
DFND
2
23524
0
0
GREEN DOT CORP
CL A
39304D102
109
5443
SH
SOLE
5443
0
0
GREEN DOT CORP
CL A
39304D102
155
7789
SH
DFND
2
7789
0
0
GREEN PLAINS RENEWABLE ENERG
COM
393222104
89
6702
SH
SOLE
6702
0
0
GREEN PLAINS RENEWABLE ENERG
COM
393222104
127
9560
SH
DFND
2
9560
0
0
GREENBRIER COS INC
COM
393657101
118
4848
SH
SOLE
4848
0
0
GREENBRIER COS INC
COM
393657101
167
6833
SH
DFND
2
6833
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
1054
16390
SH
DFND
1
16390
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
313
4872
SH
SOLE
4872
0
0
GROUPON INC
COM CL A
399473107
770
90000
SH
Put
SOLE
90000
0
0
GSE HLDG INC
COM
36191X100
145
25062
SH
DFND
1
25062
0
0
GSE HLDG INC
COM
36191X100
16
2767
SH
SOLE
2767
0
0
GSI TECHNOLOGY
COM
36241U106
187
29578
SH
DFND
1
29578
0
0
GSI TECHNOLOGY
COM
36241U106
66
10422
SH
SOLE
10422
0
0
GULF RESOURCES INC
COM PAR $0.0005
40251W309
75
65000
SH
SOLE
65000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
661
14029
SH
DFND
1
14029
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
24
500
SH
Call
SOLE
500
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
19884
422247
SH
SOLE
422247
0
0
HAEMONETICS CORP
COM
405024100
248
6000
SH
Put
SOLE
6000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
325
5000
SH
Put
SOLE
5000
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
669
82633
SH
SOLE
82633
0
0
HALLIBURTON CO
COM
406216101
1276
30593
SH
SOLE
30593
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
540
45486
SH
DFND
1
45486
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
61
5114
SH
SOLE
5114
0
0
HANOVER INS GROUP INC
COM
410867105
96
1968
SH
SOLE
1968
0
0
HANOVER INS GROUP INC
COM
410867105
139
2832
SH
DFND
2
2832
0
0
HARSCO CORP
COM
415864107
581
25034
SH
DFND
1
25034
0
0
HARSCO CORP
COM
415864107
69
2966
SH
SOLE
2966
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
126
4074
SH
SOLE
4074
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
150
4857
SH
DFND
2
4857
0
0
HEADWATERS INC
COM
42210P102
186
21017
SH
SOLE
21017
0
0
HEADWATERS INC
COM
42210P102
264
29911
SH
DFND
2
29911
0
0
HEALTHSOUTH CORP
COM NEW
421924309
100
3464
SH
SOLE
3464
0
0
HEALTHSOUTH CORP
COM NEW
421924309
143
4957
SH
DFND
2
4957
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
1141
25271
SH
DFND
1
25271
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
697
15437
SH
SOLE
15437
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
1020
41111
SH
SOLE
41111
0
0
HESS CORP
COM
42809H107
1429
21487
SH
SOLE
21487
0
0
HIGHPOWER INTL INC
COM
43113X101
24
20299
SH
SOLE
20299
0
0
HILL INTERNATIONAL INC
COM
431466101
180
65600
SH
SOLE
65600
0
0
HOSPIRA INC
COM
441060100
1684
43969
SH
DFND
1
43969
0
0
HOSPIRA INC
COM
441060100
978
25520
SH
SOLE
25520
0
0
HURON CONSULTING GROUP INC
COM
447462102
569
12307
SH
DFND
1
12307
0
0
HURON CONSULTING GROUP INC
COM
447462102
55
1193
SH
SOLE
1193
0
0
IAMGOLD CORP
COM
450913108
87
20000
SH
Call
SOLE
20000
0
0
IAMGOLD CORP
COM
450913108
287
66223
SH
SOLE
66223
0
0
IDENIX PHARMACEUTICALS INC
COM
45166R204
54
15000
SH
Call
SOLE
15000
0
0
IEC ELECTRS CORP NEW
COM
44949L105
154
44000
SH
SOLE
44000
0
0
II VI INC
COM
902104108
582
35822
SH
DFND
1
35822
0
0
II VI INC
COM
902104108
68
4178
SH
SOLE
4178
0
0
IMPAX LABORATORIES INC
COM
45256B101
218
10931
SH
SOLE
10931
0
0
INDUSTRIAL SVCS AMER INC FLA
COM
456314103
117
46077
SH
SOLE
46077
0
0
INFUSYSTEM HLDGS INC
COM
45685K102
256
172000
SH
SOLE
172000
0
0
INNOTRAC CORP
COM
45767M109
155
38271
SH
SOLE
38271
0
0
INSIGNIA SYS INC
COM
45765Y105
87
39797
SH
SOLE
39797
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
117
6668
SH
SOLE
6668
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
166
9498
SH
DFND
2
9498
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
530
66771
SH
DFND
1
66771
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
58
7328
SH
SOLE
7328
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
55
12414
SH
SOLE
12414
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
771
70340
SH
DFND
1
70340
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
479
43660
SH
SOLE
43660
0
0
INTERDIGITAL INC
COM
45867G101
97
2183
SH
SOLE
2183
0
0
INTERDIGITAL INC
COM
45867G101
137
3075
SH
DFND
2
3075
0
0
INTERFACE INC
COM
458665304
692
40787
SH
DFND
1
40787
0
0
INTERFACE INC
COM
458665304
88
5213
SH
SOLE
5213
0
0
INTERMUNE INC
COM
45884X103
163
16970
SH
SOLE
16970
0
0
INTERSECTIONS INC
COM
460981301
140
16000
SH
SOLE
16000
0
0
INTERVEST BANCSHARES CORP
COM
460927106
81
12077
SH
SOLE
12077
0
0
INTERVEST BANCSHARES CORP
COM
460927106
114
17100
SH
DFND
2
17100
0
0
INTEST CORP
COM
461147100
116
30491
SH
SOLE
30491
0
0
INTEVAC INC
COM
461148108
78
13698
SH
DFND
1
13698
0
0
INTEVAC INC
COM
461148108
89
15675
SH
SOLE
15675
0
0
INTRICON CORP
COM
46121H109
41
11816
SH
SOLE
11816
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
253
500
SH
Put
SOLE
500
0
0
IPG PHOTONICS CORP
COM
44980X109
847
13944
SH
DFND
1
13944
0
0
IPG PHOTONICS CORP
COM
44980X109
314
5173
SH
SOLE
5173
0
0
ISHARES TR
BARCLYS 20+ YR
464287432
513
4646
SH
SOLE
4646
0
0
ISHARES TR
BARCLYS MBS BD
464288588
408
3873
SH
SOLE
3873
0
0
ISHARES TR
BARCLYS TIPS BD
464287176
345
3078
SH
SOLE
3078
0
0
ISHARES TR
IBOXX INV CPBD
464287242
416
3662
SH
SOLE
3662
0
0
ISHARES TR
JPMORGAN USD
464288281
550
5025
SH
SOLE
5025
0
0
ISHARES TR
MSCI EAFE INDEX
464287465
908
15838
SH
SOLE
15838
0
0
ISHARES TR
RUSSELL 2000
464287655
1584
16328
SH
SOLE
16328
0
0
ISHARES TR
RUSSELL 2000
464287655
582
6000
SH
Put
SOLE
6000
0
0
ITT CORP NEW
COM NEW
450911201
397
13500
SH
DFND
1
13500
0
0
ITT CORP NEW
COM NEW
450911201
269
9155
SH
SOLE
9155
0
0
ITT EDUCATIONAL SERVICES INC
COM
45068B109
130
5344
SH
SOLE
5344
0
0
ITT EDUCATIONAL SERVICES INC
COM
45068B109
187
7647
SH
DFND
2
7647
0
0
J2 GLOBAL INC
COM
48123V102
132
3095
SH
SOLE
3095
0
0
J2 GLOBAL INC
COM
48123V102
187
4392
SH
DFND
2
4392
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
216
30000
SH
Put
SOLE
30000
0
0
JAMES RIVER COAL CO
COM NEW
470355207
797
437752
SH
SOLE
437752
0
0
JOHNSON & JOHNSON
COM
478160104
1651
19230
SH
SOLE
19230
0
0
JOY GLOBAL INC
COM
481165108
1468
30241
SH
DFND
1
30241
0
0
JOY GLOBAL INC
COM
481165108
173
3559
SH
SOLE
3559
0
0
JPMORGAN CHASE & CO
COM
46625H100
245
4645
SH
SOLE
4645
0
0
JPMORGAN CHASE & CO
COM
46625H100
199
3770
SH
DFND
2
3770
0
0
KAR AUCTION SVCS INC
COM
48238T109
1469
64221
SH
DFND
1
64221
0
0
KAR AUCTION SVCS INC
COM
48238T109
1127
49279
SH
SOLE
49279
0
0
KIMBERLY CLARK CORP
COM
494368103
291
3000
SH
SOLE
3000
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
135
26406
SH
SOLE
26406
0
0
KIRKLANDS INC
COM
497498105
102
5935
SH
SOLE
5935
0
0
KIRKLANDS INC
COM
497498105
178
10294
SH
DFND
2
10294
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
27
3000
SH
Call
SOLE
3000
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
3720
418400
SH
SOLE
418400
0
0
KORN FERRY INTL
COM NEW
500643200
107
5730
SH
SOLE
5730
0
0
KORN FERRY INTL
COM NEW
500643200
149
7961
SH
DFND
2
7961
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
690
12351
SH
SOLE
12351
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
273
10097
SH
SOLE
10097
0
0
LAKE SHORE GOLD CORP
COM
510728108
79
256000
SH
SOLE
256000
0
0
LAKES ENTMNT INC
COM
51206P109
177
50298
SH
SOLE
50298
0
0
LANNET INC
COM
516012101
137
11474
SH
SOLE
11474
0
0
LANNET INC
COM
516012101
196
16433
SH
DFND
2
16433
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
375
22945
SH
SOLE
22945
0
0
LEAR CORP
COM NEW
521865204
103
1698
SH
SOLE
1698
0
0
LEAR CORP
COM NEW
521865204
147
2436
SH
DFND
2
2436
0
0
LGL GROUP INC
COM
50186A108
436
66698
SH
SOLE
66698
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
533
102440
SH
SOLE
102440
0
0
LIONBRIDGE TECHNOLOGIES INC
COM
536252109
91
31500
SH
SOLE
31500
0
0
LUMOS NETWORKS CORP
COM
550283105
107
6282
SH
SOLE
6282
0
0
LUMOS NETWORKS CORP
COM
550283105
155
9093
SH
DFND
2
9093
0
0
LUNA INNOVATIONS
COM
550351100
177
141468
SH
SOLE
141468
0
0
M D C HLDGS INC
COM
552676108
222
6835
SH
SOLE
6835
0
0
MAG SILVER CORP
COM
55903Q104
851
145679
SH
DFND
1
145679
0
0
MAG SILVER CORP
COM
55903Q104
311
53220
SH
SOLE
53220
0
0
MAGAL SECURITY SYS LTD
ORD
M6786D104
58
16200
SH
SOLE
16200
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
1463
80072
SH
DFND
1
80072
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
1031
56434
SH
SOLE
56434
0
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
8820
2416388
SH
SOLE
2416388
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
139
29264
SH
SOLE
29264
0
0
MARCUS CORP
COM
566330106
122
9618
SH
SOLE
9618
0
0
MARCUS CORP
COM
566330106
146
11464
SH
DFND
2
11464
0
0
MARKET VECTORS ETF TR
INDIA SMALL CP
57060U563
146
20586
SH
SOLE
20586
0
0
MARKET VECTORS ETF TR
INDIA SMALL CP
57060U563
211
29840
SH
DFND
2
29840
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57060U589
520
56800
SH
SOLE
56800
0
0
MAST THERAPEUTICS INC
COM
576314108
384
894401
SH
SOLE
894401
0
0
MATADOR RES CO
COM
576485205
5990
500000
SH
SOLE
500000
0
0
MATERIAL SCIENCES CORP
COM
576674105
622
61842
SH
DFND
1
61842
0
0
MATERIAL SCIENCES CORP
COM
576674105
62
6158
SH
SOLE
6158
0
0
MATERION CORP
COM
576690101
1002
36980
SH
DFND
1
36980
0
0
MATERION CORP
COM
576690101
95
3520
SH
SOLE
3520
0
0
MAXLINEAR INC
CL A
57776J100
105
15000
SH
SOLE
15000
0
0
MCGRAW HILL FINL INC
COM
580645109
134
2510
SH
DFND
1
2510
0
0
MCGRAW HILL FINL INC
COM
580645109
1658
31173
SH
SOLE
31173
0
0
MEASUREMENT SPECIALTIES INC
COM
583421102
547
11749
SH
DFND
1
11749
0
0
MEASUREMENT SPECIALTIES INC
COM
583421102
58
1251
SH
SOLE
1251
0
0
MEDNAX INC
COM
58502B106
519
5671
SH
SOLE
5671
0
0
MERCK & CO INC NEW
COM
58933Y105
499
10748
SH
SOLE
10748
0
0
METHANEX CORP
COM
59151K108
961
22443
SH
DFND
1
22443
0
0
METHANEX CORP
COM
59151K108
1921
44842
SH
SOLE
44842
0
0
METHANEX CORP
COM
59151K108
141
3287
SH
DFND
2
3287
0
0
MFA FINL INC
COM
55272X102
642
76010
SH
DFND
1
76010
0
0
MFA FINL INC
COM
55272X102
98
11600
SH
SOLE
11600
0
0
MFC INDL LTD
COM
55278T105
86
10660
SH
DFND
1
10660
0
0
MFC INDL LTD
COM
55278T105
11
1340
SH
SOLE
1340
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
196
29320
SH
SOLE
29320
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
291
48820
SH
SOLE
48820
0
0
MICROS SYS INC
COM
594901100
1047
24268
SH
DFND
1
24268
0
0
MICROS SYS INC
COM
594901100
269
6232
SH
SOLE
6232
0
0
MICROSOFT CORP
COM
594918104
2729
78987
SH
SOLE
78987
0
0
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
865
38341
SH
SOLE
38341
0
0
MIDSTATES PETE CO INC
COM
59804T100
247
45593
SH
SOLE
45593
0
0
MIDWAY GOLD CORP
COM
598153104
28
30000
SH
SOLE
30000
0
0
MINE SAFETY APPLIANCES CO
COM
602720104
362
7771
SH
DFND
1
7771
0
0
MINE SAFETY APPLIANCES CO
COM
602720104
849
18229
SH
SOLE
18229
0
0
MITEL NETWORKS CORP
COM
60671Q104
265
68900
SH
SOLE
68900
0
0
MOHAWK INDS INC
COM
608190104
91
810
SH
DFND
1
810
0
0
MOHAWK INDS INC
COM
608190104
365
3243
SH
SOLE
3243
0
0
MOLYCORP INC DEL
PFD CONV SER A
608753208
190
9067
SH
DFND
1
9067
0
0
MOLYCORP INC DEL
PFD CONV SER A
608753208
20
933
SH
SOLE
933
0
0
MONARCH CASINO & RESORT INC
COM
609027107
121
7178
SH
SOLE
7178
0
0
MONARCH CASINO & RESORT INC
COM
609027107
174
10330
SH
DFND
2
10330
0
0
MONDELEZ INTL INC
CL A
609207105
1081
37877
SH
SOLE
37877
0
0
MONSTER WORLDWIDE INC
COM
611742107
74
15000
SH
SOLE
15000
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
251
15530
SH
SOLE
15530
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
95
3787
SH
SOLE
3787
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
134
5377
SH
DFND
2
5377
0
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
268
18590
SH
SOLE
18590
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
179
17570
SH
SOLE
17570
0
0
MURPHY OIL CORP
COM
626717102
189
3111
SH
SOLE
3111
0
0
MURPHY OIL CORP
COM
626717102
137
2246
SH
DFND
2
2246
0
0
NATIONAL AMERN UNIV HLDGS IN
COM
63245Q105
71
19000
SH
SOLE
19000
0
0
NATURAL ALTERNATIVES INTL IN
COM NEW
638842302
184
39900
SH
SOLE
39900
0
0
NATUS MEDICAL INC DEL
COM
639050103
1307
95737
SH
DFND
1
95737
0
0
NATUS MEDICAL INC DEL
COM
639050103
413
30263
SH
SOLE
30263
0
0
NATUZZI S P A
ADR
63905A101
217
99787
SH
SOLE
99787
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
103
18338
SH
SOLE
18338
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
145
25831
SH
DFND
2
25831
0
0
NCI INC
CL A
62886K104
151
36372
SH
SOLE
36372
0
0
NEENAH PAPER INC
COM
640079109
1132
35617
SH
DFND
1
35617
0
0
NEENAH PAPER INC
COM
640079109
139
4383
SH
SOLE
4383
0
0
NELNET INC
CL A
64031N108
93
2565
SH
SOLE
2565
0
0
NELNET INC
CL A
64031N108
130
3613
SH
DFND
2
3613
0
0
NETSUITE INC
COM
64118Q107
642
7000
SH
Put
SOLE
7000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
370
27671
SH
SOLE
27671
0
0
NEUTRAL TANDEM INC
COM
64128B108
773
134443
SH
SOLE
134443
0
0
NEVADA GOLD & CASINOS INC
COM NEW
64126Q206
61
64120
SH
SOLE
64120
0
0
NEVSUN RES LTD
COM
64156L101
44
15000
SH
SOLE
15000
0
0
NEW GOLD INC CDA
COM
644535106
55
8500
SH
Call
SOLE
8500
0
0
NEW GOLD INC CDA
COM
644535106
94
14628
SH
SOLE
14628
0
0
NEW GOLD INC CDA
COM
644535106
126
19686
SH
DFND
2
19686
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
490
35000
SH
DFND
1
35000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
787
56212
SH
SOLE
56212
0
0
NEWMONT MINING CORP
COM
651639106
739
24672
SH
SOLE
24672
0
0
NEWPORT CORP
COM
651824104
276
19825
SH
DFND
1
19825
0
0
NEWPORT CORP
COM
651824104
30
2175
SH
SOLE
2175
0
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
707
18800
SH
DFND
1
18800
0
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
683
18187
SH
SOLE
18187
0
0
NOKIA CORP
SPONSORED ADR
654902204
37
10000
SH
Call
SOLE
10000
0
0
NOKIA CORP
SPONSORED ADR
654902204
56
15000
SH
SOLE
15000
0
0
NORTECH SYS INC
COM
656553104
190
57294
SH
SOLE
57294
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
214
50500
SH
SOLE
50500
0
0
NORTHEAST CMNTY BANCORP INC
COM
664112109
187
29638
SH
SOLE
29638
0
0
NORTHROP GRUMMAN CORP
COM
666807102
106
1284
SH
SOLE
1284
0
0
NORTHROP GRUMMAN CORP
COM
666807102
154
1857
SH
DFND
2
1857
0
0
NOVACOPPER INC
COM
66988K102
24
13500
SH
SOLE
13500
0
0
NOVAGOLD RES INC
COM NEW
66987E206
46
22000
SH
Call
SOLE
22000
0
0
NOVAGOLD RES INC
COM NEW
66987E206
5
2200
SH
SOLE
2200
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
212
3000
SH
SOLE
3000
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
508
33640
SH
SOLE
33640
0
0
NTN BUZZTIME INC
COM NEW
629410309
99
242000
SH
SOLE
242000
0
0
NTS INC NEV
COM
62943B105
55
35000
SH
SOLE
35000
0
0
NUVASIVE INC
COM
670704105
411
16570
SH
SOLE
16570
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
674
67442
SH
DFND
1
67442
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
46
4558
SH
SOLE
4558
0
0
NUVEEN DIVER CURRENCY OPPOR
COM
67090N109
248
22160
SH
SOLE
22160
0
0
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
221
17920
SH
SOLE
17920
0
0
NUVEEN EQUITY PREM INCOME FD
COM
6706ER101
132
10490
SH
SOLE
10490
0
0
OAK RIDGE FINL SVCS INC
COM
671768109
134
32899
SH
SOLE
32899
0
0
OAK RIDGE FINL SVCS INC
COM
671768109
62
15257
SH
DFND
2
15257
0
0
OASIS PETE INC NEW
COM
674215108
2753
70831
SH
SOLE
70831
0
0
OCLARO INC
COM NEW
67555N206
73
62000
SH
SOLE
62000
0
0
OIL STS INTL INC
COM
678026105
375
4045
SH
DFND
1
4045
0
0
OIL STS INTL INC
COM
678026105
42
455
SH
SOLE
455
0
0
OLIN CORP
COM PAR $1
680665205
334
13960
SH
DFND
1
13960
0
0
OLIN CORP
COM PAR $1
680665205
605
25305
SH
SOLE
25305
0
0
OMNOVA SOLUTIONS INC
COM
682129101
848
105921
SH
DFND
1
105921
0
0
OMNOVA SOLUTIONS INC
COM
682129101
97
12079
SH
SOLE
12079
0
0
ON SEMICONDUCTOR CORP
COM
682189105
365
45144
SH
DFND
1
45144
0
0
ON SEMICONDUCTOR CORP
COM
682189105
39
4856
SH
SOLE
4856
0
0
ONCOGENEX PHARMACEUTICALS IN
COM
68230A106
139
14159
SH
SOLE
14159
0
0
OPEXA THERAPEUTICS INC
COM NEW
68372T202
94
61500
SH
SOLE
61500
0
0
OPKO HEALTH INC
COM
68375N103
249
35000
SH
Put
SOLE
35000
0
0
OPTICAL CABLE CORP
COM NEW
683827208
232
52318
SH
SOLE
52318
0
0
ORACLE CORP
COM
68389X105
252
8196
SH
SOLE
8196
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
186
47909
SH
SOLE
47909
0
0
ORBIT INTL CORP
COM NEW
685559304
88
26105
SH
SOLE
26105
0
0
ORBOTECH LTD
ORD
M75253100
109
8743
SH
SOLE
8743
0
0
ORBOTECH LTD
ORD
M75253100
150
12033
SH
DFND
2
12033
0
0
ORIENT PAPER INC
COM NEW
68619F205
39
26000
SH
SOLE
26000
0
0
OWENS ILL INC
COM NEW
690768403
517
18588
SH
SOLE
18588
0
0
PAR TECHNOLOGY CORP
COM
698884103
52
13025
SH
SOLE
13025
0
0
PAREXEL INTL CORP
COM
699462107
131
2854
SH
SOLE
2854
0
0
PAREXEL INTL CORP
COM
699462107
188
4088
SH
DFND
2
4088
0
0
PARKE BANCORP INC
COM
700885106
48
6207
SH
SOLE
6207
0
0
PARKE BANCORP INC
COM
700885106
66
8624
SH
DFND
2
8624
0
0
PARKER DRILLING CO
COM
701081101
58
11600
SH
SOLE
11600
0
0
PDC ENERGY INC
COM
69327R101
11654
226378
SH
SOLE
226378
0
0
PDI INC
COM
69329V100
396
84286
SH
SOLE
84286
0
0
PEABODY ENERGY CORP
COM
704549104
6923
472916
SH
SOLE
472916
0
0
PEGASYSTEMS INC
COM
705573103
111
3354
SH
SOLE
3354
0
0
PEGASYSTEMS INC
COM
705573103
161
4855
SH
DFND
2
4855
0
0
PENN VA CORP
COM
707882106
1710
363871
SH
SOLE
363871
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
251
21652
SH
SOLE
21652
0
0
PEPSICO INC
COM
713448108
1651
20181
SH
SOLE
20181
0
0
PERMA-FIX ENVIRONMENTAL SVCS
COM
714157104
8
22711
SH
SOLE
22711
0
0
PFIZER INC
COM
717081103
359
12819
SH
SOLE
12819
0
0
PGT INC
COM
69336V101
426
49165
SH
DFND
1
49165
0
0
PGT INC
COM
69336V101
48
5535
SH
SOLE
5535
0
0
PHILLIPS 66
COM
718546104
427
7256
SH
SOLE
7256
0
0
PIONEER NAT RES CO
COM
723787107
9487
65539
SH
SOLE
65539
0
0
PIPER JAFFRAY COS
COM
724078100
610
19313
SH
DFND
1
19313
0
0
PIPER JAFFRAY COS
COM
724078100
69
2187
SH
SOLE
2187
0
0
PMFG INC
COM
69345P103
152
22000
SH
SOLE
22000
0
0
POLYCOM INC
COM
73172K104
179
17000
SH
SOLE
17000
0
0
PRICELINE COM INC
COM NEW
741503403
827
1000
SH
Put
SOLE
1000
0
0
PROCTER & GAMBLE CO
COM
742718109
990
12854
SH
SOLE
12854
0
0
PRO-DEX INC COLO
COM NEW
74265M205
89
46994
SH
SOLE
46994
0
0
PROSHARES TR
MSCI EMRG ETF
74347x302
159
2444
SH
SOLE
2444
0
0
PROSHARES TR
MSCI EMRG ETF
74347x302
228
3507
SH
DFND
2
3507
0
0
PROTECTIVE LIFE CORP
COM
743674103
102
2652
SH
SOLE
2652
0
0
PROTECTIVE LIFE CORP
COM
743674103
145
3772
SH
DFND
2
3772
0
0
PROVIDENCE SVC CORP
COM
743815102
156
5354
SH
SOLE
5354
0
0
PROVIDENCE SVC CORP
COM
743815102
224
7704
SH
DFND
2
7704
0
0
PSIVIDA CORP
COM
74440J101
91
23408
SH
SOLE
23408
0
0
PUBLIC STORAGE
COM
74460D109
613
4000
SH
Put
SOLE
4000
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
69
13920
SH
SOLE
13920
0
0
QC HLDGS INC
COM
74729T101
296
103939
SH
SOLE
103939
0
0
QKL STORES INC
COM PAR $0.001
74732Y303
48
13693
SH
SOLE
13693
0
0
QUALITY SYS INC
COM
747582104
309
16500
SH
Call
SOLE
16500
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
624
13730
SH
DFND
2
13730
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
80
1770
SH
SOLE
1770
0
0
RACKSPACE HOSTING INC
COM
750086100
208
5500
SH
Put
SOLE
5500
0
0
RADIOSHACK CORP
COM
750438103
51
16000
SH
Call
SOLE
16000
0
0
RADIOSHACK CORP
COM
750438103
136
43000
SH
SOLE
43000
0
0
RAND LOGISTICS INC
COM
752182105
239
46582
SH
DFND
1
46582
0
0
RAND LOGISTICS INC
COM
752182105
44
8618
SH
SOLE
8618
0
0
RANGE RES CORP
COM
75281A109
12981
167885
SH
SOLE
167885
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
105
11262
SH
SOLE
11262
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
172
2630
SH
DFND
1
2630
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
31
470
SH
SOLE
470
0
0
RELM WIRELESS CORP
COM
759525108
196
65467
SH
SOLE
65467
0
0
REPUBLIC AWYS HLDGS INC
COM
760276105
223
19716
SH
DFND
1
19716
0
0
REPUBLIC AWYS HLDGS INC
COM
760276105
26
2284
SH
SOLE
2284
0
0
RESEARCH IN MOTION LTD
COM
760975102
72
6912
SH
SOLE
6912
0
0
RESEARCH IN MOTION LTD
COM
760975102
105
10011
SH
DFND
2
10011
0
0
RESMED INC
COM
761152107
100
2216
SH
SOLE
2216
0
0
RESMED INC
COM
761152107
138
3051
SH
DFND
2
3051
0
0
RESOLUTE ENERGY CORP
COM
76116A108
2319
290651
SH
SOLE
290651
0
0
REVETT MINERALS INC
COM NEW
761505205
32
49512
SH
SOLE
49512
0
0
REX ENERGY CORPORATION
COM
761565100
4862
276562
SH
SOLE
276562
0
0
REXNORD CORP NEW
COM
76169B102
169
10038
SH
SOLE
10038
0
0
RICHARDSON ELECTRS LTD
COM
763165107
321
27356
SH
DFND
1
27356
0
0
RICHARDSON ELECTRS LTD
COM
763165107
12
1028
SH
SOLE
1028
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
1187
28900
SH
SOLE
28900
0
0
ROCHESTER MED CORP
COM
771497104
751
50979
SH
DFND
1
50979
0
0
ROCHESTER MED CORP
COM
771497104
62
4221
SH
SOLE
4221
0
0
ROCKWELL COLLINS INC
COM
774341101
312
4920
SH
DFND
1
4920
0
0
ROCKWELL COLLINS INC
COM
774341101
859
13545
SH
SOLE
13545
0
0
ROCKWELL MED INC
COM
774374102
92
25596
SH
SOLE
25596
0
0
ROSETTA RESOURCES INC
COM
777779307
5237
123173
SH
SOLE
123173
0
0
ROYAL GOLD INC
COM
780287108
144
3417
SH
SOLE
3417
0
0
ROYAL GOLD INC
COM
780287108
73
1732
SH
DFND
2
1732
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
150
13920
SH
SOLE
13920
0
0
ROYCE VALUE TR INC
COM
780910105
522
34430
SH
SOLE
34430
0
0
RPX CORP
COM
74972G103
115
6852
SH
SOLE
6852
0
0
RPX CORP
COM
74972G103
165
9805
SH
DFND
2
9805
0
0
RUBICON MINERALS CORP
COM
780911103
89
69849
SH
SOLE
69849
0
0
RUBICON MINERALS CORP
COM
780911103
82
63749
SH
DFND
2
63749
0
0
RUTHS HOSPITALITY GROUP INC
COM
783332109
123
10151
SH
SOLE
10151
0
0
RUTHS HOSPITALITY GROUP INC
COM
783332109
146
12100
SH
DFND
2
12100
0
0
S L INDS INC
COM
784413106
109
4331
SH
SOLE
4331
0
0
S L INDS INC
COM
784413106
149
5957
SH
DFND
2
5957
0
0
SAFE BULKERS INC
COM
Y7388L103
80
15000
SH
Call
SOLE
15000
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
1188
74043
SH
DFND
1
74043
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
942
58717
SH
SOLE
58717
0
0
SALESFORCE COM INC
COM
79466L302
916
24000
SH
Put
SOLE
24000
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
1148
50000
SH
SOLE
50000
0
0
SANOFI
SPONSORED ADR
80105N105
206
4000
SH
SOLE
4000
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
445
6000
SH
Put
SOLE
6000
0
0
SCHLUMBERGER LTD
COM
806857108
867
12097
SH
SOLE
12097
0
0
SCHMITT INDS INC ORE
COM NEW
806870200
333
112833
SH
SOLE
112833
0
0
SCHNITZER STL INDS
CL A
806882106
1053
45021
SH
DFND
1
45021
0
0
SCHNITZER STL INDS
CL A
806882106
726
31048
SH
SOLE
31048
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
1345
149761
SH
SOLE
149761
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
1345
149761
SH
SOLE
149761
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1611
35925
SH
DFND
1
35925
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2036
45408
SH
SOLE
45408
0
0
SED INTL HLDGS INC
COM NEW
784109209
401
200375
SH
SOLE
200375
0
0
SEMGROUP CORP
CL A
81663A105
676
12556
SH
DFND
1
12556
0
0
SEMGROUP CORP
CL A
81663A105
78
1444
SH
SOLE
1444
0
0
SERVOTRONICS INC
COM
817732100
143
18303
SH
SOLE
18303
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
216
46385
SH
SOLE
46385
0
0
SHENANDOAH TELECOMMUNICATION
COM
82312B106
118
7063
SH
SOLE
7063
0
0
SHENANDOAH TELECOMMUNICATION
COM
82312B106
166
9959
SH
DFND
2
9959
0
0
SHORE BANCSHARES INC
COM
825107105
113
15339
SH
SOLE
15339
0
0
SHORE BANCSHARES INC
COM
825107105
160
21716
SH
DFND
2
21716
0
0
SHUTTERFLY INC
COM
82568P304
224
4000
SH
Put
SOLE
4000
0
0
SIGMA DESIGNS INC
COM
826565103
61
12000
SH
Call
SOLE
12000
0
0
SIGMA DESIGNS INC
COM
826565103
300
59500
SH
SOLE
59500
0
0
SIGMATRON INTL INC
COM
82661L101
114
26871
SH
SOLE
26871
0
0
SILGAN HOLDINGS INC
COM
827048109
866
18431
SH
DFND
1
18431
0
0
SILGAN HOLDINGS INC
COM
827048109
1391
29626
SH
SOLE
29626
0
0
SILVER WHEATON CORP
COM
828336107
283
14404
SH
DFND
1
14404
0
0
SILVER WHEATON CORP
COM
828336107
428
21743
SH
SOLE
21743
0
0
SILVER WHEATON CORP
COM
828336107
138
7000
SH
DFND
2
7000
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
776
26424
SH
DFND
1
26424
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
846
28817
SH
SOLE
28817
0
0
SMITH A O
COM
831865209
92
2540
SH
SOLE
2540
0
0
SMITH A O
COM
831865209
131
3623
SH
DFND
1
3623
0
0
SMTC CORP
COM NEW
832682207
179
89000
SH
SOLE
89000
0
0
SMTC CORP
COM NEW
83416T100
359
9500
SH
Put
SOLE
9500
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
576
27240
SH
DFND
1
27240
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
364
17205
SH
SOLE
17205
0
0
SPAR GROUP INC
COM
784933103
106
38970
SH
SOLE
38970
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
769
4792
SH
SOLE
4792
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
481
3000
SH
Put
SOLE
3000
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
338
5102
SH
SOLE
5102
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
631
29363
SH
DFND
1
29363
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
78
3637
SH
SOLE
3637
0
0
SPLUNK INC
COM
848637104
278
6000
SH
Put
SOLE
6000
0
0
SPORT CHALET INC
CL A
849163209
73
58851
SH
SOLE
58851
0
0
SPS COMM INC
COM
78463M107
447
8119
SH
DFND
1
8119
0
0
SPS COMM INC
COM
78463M107
48
881
SH
SOLE
881
0
0
STANDARD MTR PRODS INC
COM
853666105
151
4411
SH
SOLE
4411
0
0
STANDARD MTR PRODS INC
COM
853666105
216
6304
SH
DFND
2
6304
0
0
STANLEY BLACK & DECKER INC
COM
854502101
242
3125
SH
SOLE
3125
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
98
10900
SH
SOLE
10900
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
132
14737
SH
DFND
2
14737
0
0
STONE ENERGY CORP
COM
861642106
123
5604
SH
SOLE
5604
0
0
STONE ENERGY CORP
COM
861642106
147
6681
SH
DFND
2
6681
0
0
STONERIDGE INC
COM
86183P102
112
9581
SH
SOLE
9581
0
0
STONERIDGE INC
COM
86183P102
159
13668
SH
DFND
2
13668
0
0
STR HLDGS INC
COM
78478V100
63
27773
SH
SOLE
27773
0
0
STRATEGIC DIAGNOSTICS INC
COM
862700101
154
171090
SH
SOLE
171090
0
0
SUMMER INFANT INC
COM
865646103
199
64905
SH
SOLE
64905
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
106
12849
SH
SOLE
12849
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
116
14012
SH
DFND
2
14012
0
0
SUNCOR ENERGY INC NEW
COM
867224107
177
6000
SH
Call
SOLE
6000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
428
14500
SH
SOLE
14500
0
0
SUPREME INDS INC
CL A
868607102
182
36306
SH
SOLE
36306
0
0
SUSSEX BANCORP
COM
869245100
139
22699
SH
SOLE
22699
0
0
SUTRON CORP
COM
869380105
338
59250
SH
SOLE
59250
0
0
SWIFT ENERGY CO
COM
870738101
787
65620
SH
SOLE
65620
0
0
SYNACOR INC
COM
871561106
310
100000
SH
SOLE
100000
0
0
SYNAPTICS INC
COM
87157D109
98
2529
SH
SOLE
2529
0
0
SYNAPTICS INC
COM
87157D109
135
3510
SH
DFND
2
3510
0
0
SYNERGETICS USA INC
COM
87160G107
168
42730
SH
SOLE
42730
0
0
SYPRIS SOLUTIONS INC
COM
871655106
257
80065
SH
SOLE
80065
0
0
TAHOE RES INC
COM
873868103
523
36941
SH
DFND
1
36941
0
0
TAHOE RES INC
COM
873868103
89
6259
SH
SOLE
6259
0
0
TAMINCO CORP
COM
87509U106
415
20374
SH
DFND
1
20374
0
0
TAMINCO CORP
COM
87509U106
242
11878
SH
SOLE
11878
0
0
TANDY LEATHER FACTORY INC
COM
87538X105
345
44395
SH
SOLE
44395
0
0
TARGET CORP
COM
87612E106
275
4000
SH
SOLE
4000
0
0
TASER INTL INC
COM
87651B104
97
11384
SH
SOLE
11384
0
0
TASER INTL INC
COM
87651B104
131
15393
SH
DFND
2
15393
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
767
31568
SH
DFND
1
31568
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
83
3432
SH
SOLE
3432
0
0
TECHTARGET INC
COM
87874R100
372
83207
SH
DFND
1
83207
0
0
TECHTARGET INC
COM
87874R100
33
7291
SH
SOLE
7291
0
0
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
82
17418
SH
SOLE
17418
0
0
TELECOMMUNICATION SYS INC
CL A
87929J103
301
129331
SH
SOLE
129331
0
0
TELIK INC
COM NEW
87959M208
34
25500
SH
SOLE
25500
0
0
TENGASCO INC
COM NEW
88033R205
45
87000
SH
SOLE
87000
0
0
TENNANT CO
COM
880345103
392
8129
SH
DFND
1
8129
0
0
TENNANT CO
COM
880345103
318
6583
SH
SOLE
6583
0
0
TESCO CORP
COM
88157K101
258
19470
SH
DFND
1
19470
0
0
TESCO CORP
COM
88157K101
47
3530
SH
SOLE
3530
0
0
TESLA MTRS INC
COM
88160R101
590
5500
SH
Put
SOLE
5500
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
134
1587
SH
DFND
1
1587
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2701
31915
SH
SOLE
31915
0
0
THOMPSON CREEK METALS CO INC
COM
884768102
152
50000
SH
Call
SOLE
50000
0
0
THT HEAT TRANSFER TECHNOLOGY
COM
886031103
17
15000
SH
SOLE
15000
0
0
TIDEWATER INC
COM
886423102
205
3598
SH
DFND
1
3598
0
0
TIDEWATER INC
COM
886423102
23
402
SH
SOLE
402
0
0
TIMMINS GOLD CORP
COM
88741P103
22
10000
SH
SOLE
10000
0
0
TITAN INTL INC ILL
COM
88830M102
268
15859
SH
DFND
1
15859
0
0
TITAN INTL INC ILL
COM
88830M102
41
2441
SH
SOLE
2441
0
0
TITAN MACHY INC
COM
88830R101
1020
51974
SH
DFND
1
51974
0
0
TITAN MACHY INC
COM
88830R101
108
5526
SH
SOLE
5526
0
0
TOWERSTREAM CORP
COM
892000100
35
13533
SH
DFND
1
13533
0
0
TOWERSTREAM CORP
COM
892000100
4
1467
SH
SOLE
1467
0
0
TRANSCAT INC
COM
893529107
69
10149
SH
SOLE
10149
0
0
TRANSITION THERAPEUTICS INC
COM NEW
893716209
152
47061
SH
SOLE
47061
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
274
5710
SH
SOLE
5710
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
70
40000
SH
SOLE
40000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
2010
25147
SH
SOLE
25147
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
49
7000
SH
Call
SOLE
7000
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
2168
309337
SH
SOLE
309337
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
1317
78180
SH
DFND
1
78180
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
1480
87854
SH
SOLE
87854
0
0
TRINITY INDS INC
COM
896522109
104
2710
SH
SOLE
2710
0
0
TRINITY INDS INC
COM
896522109
181
4701
SH
DFND
2
4701
0
0
TRIO TECH INTL
COM NEW
896712205
98
34998
SH
SOLE
34998
0
0
TRIUS THERAPEUTICS INC
COM
89685K100
1124
138811
SH
SOLE
138811
0
0
TRONOX LTD
SHS CL A
Q9235V101
1723
85487
SH
DFND
1
85487
0
0
TRONOX LTD
SHS CL A
Q9235V101
1709
84813
SH
SOLE
84813
0
0
TUFCO TECHNOLOGIES INC
COM
899040109
208
35554
SH
SOLE
35554
0
0
TURQUOISE HILL RES LTD
COM
900435108
59
10000
SH
Call
SOLE
10000
0
0
TWIN DISC INC
COM
901476101
1244
52499
SH
DFND
1
52499
0
0
TWIN DISC INC
COM
901476101
130
5501
SH
SOLE
5501
0
0
U.S. AUTO PARTS NETWORK INC
COM
90343C100
255
221904
SH
SOLE
221904
0
0
UBIQUITI NETWORKS INC
COM
90347A100
108
6148
SH
SOLE
6148
0
0
UBIQUITI NETWORKS INC
COM
90347A100
187
10663
SH
DFND
2
10663
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1745
288433
SH
DFND
1
288433
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1039
171724
SH
SOLE
171724
0
0
UNDER ARMOUR INC
CL A
904311107
305
5100
SH
Put
SOLE
5100
0
0
UNION FIRST MKT BANKSH CP
COM
90662P104
105
5121
SH
SOLE
5121
0
0
UNION FIRST MKT BANKSH CP
COM
90662P104
152
7361
SH
DFND
2
7361
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
888
13568
SH
SOLE
13568
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
624
26500
SH
DFND
1
26500
0
0
VALE S A
ADR
91912E105
976
74200
SH
SOLE
74200
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
465
13383
SH
SOLE
13383
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
379
5510
SH
SOLE
5510
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
608
7360
SH
SOLE
7360
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
405
10450
SH
SOLE
10450
0
0
VERMILLION INC
COM NEW
92407M206
91
33910
SH
SOLE
33910
0
0
VERSAR INC
COM
925297103
152
33516
SH
SOLE
33516
0
0
VICAL INC
COM
925602104
69
22192
SH
SOLE
22192
0
0
VICON INDS INC
COM
925811101
164
63295
SH
SOLE
63295
0
0
VIRCO MFG CO
COM
927651109
108
46105
SH
SOLE
46105
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
99
7119
SH
SOLE
7119
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
142
10245
SH
DFND
2
10245
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
232
15320
SH
DFND
1
15320
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
41
2680
SH
SOLE
2680
0
0
VISTA GOLD CORP
COM NEW
927926303
12
12000
SH
SOLE
12000
0
0
VISTEON CORP
COM NEW
92839U206
100
1584
SH
SOLE
1584
0
0
VISTEON CORP
COM NEW
92839U206
145
2292
SH
DFND
2
2292
0
0
VITESSE SEMICONDUCTOR CORP
COM NEW
928497304
26
10000
SH
Call
SOLE
10000
0
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
61
50000
PRN
DFND
1
50000
0
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
61
50000
PRN
SOLE
50000
0
0
WABCO HLDGS INC
COM
92927K102
819
10960
SH
DFND
1
10960
0
0
WABCO HLDGS INC
COM
92927K102
78
1040
SH
SOLE
1040
0
0
WAL-MART STORES INC
COM
931142103
2171
29149
SH
SOLE
29149
0
0
WASHINGTON POST CO
CL B
939640108
107
222
SH
SOLE
222
0
0
WASHINGTON POST CO
CL B
939640108
152
315
SH
DFND
2
315
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
55
4000
SH
Call
SOLE
4000
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
420
30647
SH
SOLE
30647
0
0
WEB COM GROUP INC
COM
94733A104
205
8000
SH
Put
SOLE
8000
0
0
WELLPOINT INC
COM
94973V107
893
10917
SH
SOLE
10917
0
0
WELLS FARGO & CO NEW
COM
949746101
165
4000
SH
SOLE
4000
0
0
WELLS FARGO & CO NEW
COM
949746101
173
4200
SH
Put
SOLE
4200
0
0
WESTERN UN CO
COM
959802109
638
37264
SH
DFND
1
37264
0
0
WESTERN UN CO
COM
959802109
952
55623
SH
SOLE
55623
0
0
WEYERHAEUSER CO
COM
962166104
222
7800
SH
SOLE
7800
0
0
WHITING PETE CORP NEW
COM
966387102
6675
144832
SH
SOLE
144832
0
0
WILLDAN GROUP INC
COM
96924N100
94
31253
SH
SOLE
31253
0
0
WILLIAMS CLAYTON ENERGY INC
COM
969490101
14251
327620
SH
SOLE
327620
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
548
13430
SH
DFND
1
13430
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
64
1570
SH
SOLE
1570
0
0
WISDOMTREE TRUST
JAPN HEDGE EQT
97717W851
116
2543
SH
SOLE
2543
0
0
WISDOMTREE TRUST
JAPN HEDGE EQT
97717W851
166
3649
SH
DFND
2
3649
0
0
WSI INDS INC
COM
92932Q102
159
30174
SH
SOLE
30174
0
0
XERIUM TECHNOLOGIES INC
COM NEW
98416J118
105
10293
SH
SOLE
10293
0
0
XERIUM TECHNOLOGIES INC
COM NEW
98416J118
146
14353
SH
DFND
2
14353
0
0
XEROX CORP
COM
984121103
91
10000
SH
SOLE
10000
0
0
XL GROUP PLC
SHS
G98290102
93
3080
SH
SOLE
3080
0
0
XL GROUP PLC
SHS
G98290102
134
4433
SH
DFND
2
4433
0
0
XUEDA ED GROUP
SPONSORED ADR
98418W109
131
40186
SH
DFND
1
40186
0
0
XUEDA ED GROUP
SPONSORED ADR
98418W109
206
63314
SH
SOLE
63314
0
0
XYLEM INC
COM
98419M100
498
18469
SH
DFND
1
18469
0
0
XYLEM INC
COM
98419M100
109
4031
SH
SOLE
4031
0
0
XYRATEX LTD
COM
G98268108
102
10098
SH
SOLE
10098
0
0
XYRATEX LTD
COM
G98268108
141
13983
SH
DFND
2
13983
0
0
YAMANA GOLD INC
COM
98462Y100
95
10000
SH
Call
SOLE
10000
0
0
YAMANA GOLD INC
COM
98462Y100
312
32838
SH
SOLE
32838
0
0
ZAZA ENERGY CORP
COM
98919T100
92
76600
SH
SOLE
76600
0
0
ZIMMER HLDGS INC
COM
98956P102
211
2822
SH
DFND
1
2822
0
0
ZIMMER HLDGS INC
COM
98956P102
478
6385
SH
SOLE
6385
0
0
ZOGENIX INC
COM
98978L105
478
279267
SH
SOLE
279267
0
0
ZOLTEK COS INC
COM
98975W104
387
30000
SH
Put
SOLE
30000
0
0