0000919574-11-006252.txt : 20111114
0000919574-11-006252.hdr.sgml : 20111111
20111114135501
ACCESSION NUMBER: 0000919574-11-006252
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001218583
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10361
FILM NUMBER: 111200731
BUSINESS ADDRESS:
STREET 1: 50 MILK STREET
STREET 2: 21ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172261740
MAIL ADDRESS:
STREET 1: 50 MILK STREET
STREET 2: 21ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
d1241839_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GRT Capital Partners, L.L.C.
Address: 50 Milk Street, 21st Floor
Boston, MA 02109
13 File Number: 028-10361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Timothy A. Krochuk
Title: Managing Member
Phone: 617-226-1700
Signature, Place and Date of Signing:
/s/ Timothy A. Krochuk Boston, MA November 14, 2011
----------------------- -------------------------- ------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 525
Form 13F Information Table Value Total: $261,176
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
GRT Capital Partners, L.L.C.
September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
8X8 INC NEW COM 282914100 760 187,167 SH SOLE NONE 187,167
A C MOORE ARTS & CRAFTS INC COM 00086T103 26 24,250 SH SOLE NONE 24,250
ABBOTT LABS COM 002824100 610 11,930 SH SOLE NONE 11,930
ACTUANT CORP CL A NEW 00508X203 1,099 55,637 SH SOLE NONE 55,637
ADOBE SYS INC COM 00724F101 415 17,179 SH SOLE NONE 17,179
ADOLOR CORP COM 00724X102 275 159,894 SH SOLE NONE 159,894
ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 1,478 341,424 SH SOLE NONE 341,424
ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 350 380,148 SH SOLE NONE 380,148
ADVOCAT INC COM 007586100 219 36,300 SH SOLE NONE 36,300
AFFYMETRIX INC COM 00826T108 220 44,880 SH SOLE NONE 44,880
AGNICO EAGLE MINES LTD COM 008474108 208 3,500 SH SOLE NONE 3,500
AGRIUM INC COM 008916108 1,433 21,500 SH SOLE NONE 21,500
AIR T INC COM 009207101 223 29,695 SH SOLE NONE 29,695
ALBANY MOLECULAR RESH INC COM 012423109 60 21,260 SH SOLE NONE 21,260
ALCATEL-LUCENT SPONSORED ADR 013904305 285 100,598 SH SOLE NONE 100,598
ALEXCO RESOURCE CORP COM 01535P106 183 27,000 PUT SOLE NONE 27,000
ALLIANCE ONE INTL INC COM 018772103 91 37,110 SH SOLE NONE 37,110
ALLIANCE ONE INTL INC COM 018772103 37 15,000 CALL SOLE NONE 15,000
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 302 37,875 SH SOLE NONE 37,875
ALLIED HEALTHCARE PRODS INC COM 019222108 49 13,800 SH SOLE NONE 13,800
ALPHA NATURAL RESOURCES INC COM 02076X102 399 22,552 SH SOLE NONE 22,552
ALPHATEC HOLDINGS INC COM 02081G102 224 106,050 SH SOLE NONE 106,050
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 142 26,637 SH SOLE NONE 26,637
AMAG PHARMACEUTICALS INC COM 00163U106 476 32,251 SH SOLE NONE 32,251
AMARIN CORP PLC SPONS ADR NEW 023111206 128 13,932 SH SOLE NONE 13,932
AMERICAN EXPRESS CO COM 025816109 1,361 30,312 SH SOLE NONE 30,312
AMERICAN INDEPENDENCE CORP COM NEW 026760405 131 27,638 SH SOLE NONE 27,638
AMERICAN MED ALERT CORP COM 027904101 107 12,800 SH SOLE NONE 12,800
AMERICAN RAILCAR INDS INC COM 02916P103 354 23,000 SH SOLE NONE 23,000
AMERICAN REPROGRAPHICS CO COM 029263100 602 179,275 SH SOLE NONE 179,275
AMERICAN SHARED HOSPITAL SVC COM 029595105 89 32,300 SH SOLE NONE 32,300
AMERICAN VANGUARD CORP COM 030371108 160 14,370 SH SOLE NONE 14,370
AMGEN INC COM 031162100 334 6,078 SH SOLE NONE 6,078
AMN HEALTHCARE SERVICES INC COM 001744101 417 104,000 SH SOLE NONE 104,000
AMR CORP COM 001765106 30 10,000 CALL SOLE NONE 10,000
ANADYS PHARMACEUTICALS INC COM 03252Q408 56 61,000 SH SOLE NONE 61,000
ARBITRON INC COM 03875Q108 232 7,000 SH SOLE NONE 7,000
ARCHER DANIELS MIDLAND CO COM 039483102 223 9,000 SH SOLE NONE 9,000
ARQULE INC COM 04269E107 56 11,003 SH SOLE NONE 11,003
ASHLAND INC NEW COM 044209104 530 12,004 SH SOLE NONE 12,004
ASTEA INTL INC COM NEW 04622E208 149 59,416 SH SOLE NONE 59,416
ASTEX PHARMACEUTICALS INC COM 04624B103 90 46,675 SH SOLE NONE 46,675
ATLANTIC AMERN CORP COM 048209100 66 34,917 SH SOLE NONE 34,917
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 849 78,410 SH SOLE NONE 78,410
ATMI INC COM 00207R101 385 24,310 SH SOLE NONE 24,310
ATS CORP COM 00211E104 128 40,500 SH SOLE NONE 40,500
AURICO GOLD INC COM 05155C105 150 16,000 SH SOLE NONE 16,000
AXCELIS TECHNOLOGIES INC COM 054540109 41 33,962 SH SOLE NONE 33,962
BAKER MICHAEL CORP COM 057149106 276 14,420 SH SOLE NONE 14,420
BALDWIN TECHNOLOGY INC CL A 058264102 45 38,500 SH SOLE NONE 38,500
BALLANTYNE STRONG INC COM 058516105 226 73,500 SH SOLE NONE 73,500
BANCTRUST FINANCIAL GP COM 05978R107 49 21,500 SH SOLE NONE 21,500
BANK HAWAII CORP COM 062540109 218 6,000 PUT SOLE NONE 6,000
BANK OF NEW YORK MELLON CORP COM 064058100 335 18,000 SH SOLE NONE 18,000
BANRO CORP COM 066800103 69 17,500 SH SOLE NONE 17,500
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 269 6,444 SH SOLE NONE 6,444
BARNES & NOBLE INC COM 067774109 745 63,000 SH SOLE NONE 63,000
BARRICK GOLD CORP COM 067901108 2,258 48,395 SH SOLE NONE 48,395
BAXTER INTL INC COM 071813109 640 11,404 SH SOLE NONE 11,404
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7,864 110,574 SH SOLE NONE 110,574
BIG 5 SPORTING GOODS CORP COM 08915P101 75 12,300 SH SOLE NONE 12,300
BIG 5 SPORTING GOODS CORP COM 08915P101 61 10,000 CALL SOLE NONE 10,000
BIODELIVERY SCIENCES INTL IN COM 09060J106 461 422,926 SH SOLE NONE 422,926
BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 571 250,646 SH SOLE NONE 250,646
BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 210 21,225 SH SOLE NONE 21,225
BLACKROCK CREDIT ALL INC TR COM 092508100 212 18,485 SH SOLE NONE 18,485
BLACKROCK FLOAT RATE OME STR COM 09255X100 232 18,230 SH SOLE NONE 18,230
BLACKROCK INCOME TR INC COM 09247F100 303 42,010 SH SOLE NONE 42,010
BLONDER TONGUE LABS INC COM 093698108 121 93,300 SH SOLE NONE 93,300
BLOUNT INTL INC NEW COM 095180105 3,239 242,408 SH SOLE NONE 242,408
BOOKS-A-MILLION INC COM 098570104 299 128,700 SH SOLE NONE 128,700
BOSTON SCIENTIFIC CORP COM 101137107 287 48,500 SH SOLE NONE 48,500
BOTTOMLINE TECH DEL INC COM 101388106 201 10,000 CALL SOLE NONE 10,000
BOULDER GROWTH & INCOME FD I COM 101507101 79 14,485 SH SOLE NONE 14,485
BP PLC SPONSORED ADR 055622104 252 7,000 SH SOLE NONE 7,000
BREEZE EASTERN CORP COM 106764103 166 17,890 SH SOLE NONE 17,890
BRIDGEPOINT ED INC COM 10807M105 523 30,000 SH SOLE NONE 30,000
BRIGHTPOINT INC COM NEW 109473405 253 27,412 SH SOLE NONE 27,412
BRISTOL MYERS SQUIBB CO COM 110122108 229 7,294 SH SOLE NONE 7,294
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,935 447,851 SH SOLE NONE 447,851
BROOKS AUTOMATION INC COM 114340102 1,992 244,384 SH SOLE NONE 244,384
CAGLES INC CL A 127703106 106 27,840 SH SOLE NONE 27,840
CAL DIVE INTL INC DEL COM 12802T101 128 67,000 SH SOLE NONE 67,000
CALAMP CORP COM 128126109 173 54,000 SH SOLE NONE 54,000
CALIX INC COM 13100M509 650 83,300 SH SOLE NONE 83,300
CAMBREX CORP COM 132011107 572 113,430 SH SOLE NONE 113,430
CARBO CERAMICS INC COM 140781105 933 9,096 SH SOLE NONE 9,096
CARDIONET INC COM 14159L103 1,025 341,585 SH SOLE NONE 341,585
CARTER INC COM 146229109 580 19,000 SH SOLE NONE 19,000
CASUAL MALE RETAIL GRP INC COM NEW 148711302 85 22,550 SH SOLE NONE 22,550
CELGENE CORP COM 151020104 625 10,094 SH SOLE NONE 10,094
CELSION CORPORATION COM NEW 15117N305 168 67,220 SH SOLE NONE 67,220
CENTENE CORP DEL COM 15135B101 1,342 46,823 SH SOLE NONE 46,823
CENTRAL GARDEN & PET CO COM 153527106 176 25,570 SH SOLE NONE 25,570
CENTURY CASINOS INC COM 156492100 223 85,115 SH SOLE NONE 85,115
CERADYNE INC COM 156710105 872 32,410 SH SOLE NONE 32,410
CHARLES RIV LABS INTL INC COM 159864107 318 11,100 SH SOLE NONE 11,100
CHINA AUTOMOTIVE SYS INC COM 16936R105 390 82,531 SH SOLE NONE 82,531
CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 242 132,000 SH SOLE NONE 132,000
CHINA VALVES TECHNOLOGY INC COM NEW 169476207 379 169,953 SH SOLE NONE 169,953
CHIPMOS TECH BERMUDA LTD SHS G2110R114 808 156,205 SH SOLE NONE 156,205
CHROMCRAFT REVINGTON INC COM 171117104 44 40,000 SH SOLE NONE 40,000
CINEDIGM DIGITAL CINEMA CORP COM 172407108 53 44,850 SH SOLE NONE 44,850
CIRCOR INTL INC COM 17273K109 354 12,050 SH SOLE NONE 12,050
CISCO SYS INC COM 17275R102 349 22,521 SH SOLE NONE 22,521
COCA COLA CO COM 191216100 1,365 20,210 SH SOLE NONE 20,210
COCA COLA ENTERPRISES INC NE COM 19122T109 377 15,156 SH SOLE NONE 15,156
COGO GROUP INC ORD SHS G22538105 1,457 684,137 SH SOLE NONE 684,137
COLE KENNETH PRODTNS INC CL A 193294105 228 21,280 SH SOLE NONE 21,280
COLFAX CORP COM 194014106 547 27,000 SH SOLE NONE 27,000
COLLECTIVE BRANDS INC COM 19421W100 181 14,000 SH SOLE NONE 14,000
COLLECTIVE BRANDS INC COM 19421W100 130 10,000 CALL SOLE NONE 10,000
COMMAND SEC CORP COM 20050L100 271 158,429 SH SOLE NONE 158,429
COMMUNITY HEALTH SYS INC NEW COM 203668108 257 15,430 SH SOLE NONE 15,430
COMPUTER SCIENCES CORP COM 205363104 216 4,500 SH SOLE NONE 4,500
CONCEPTUS INC COM 206016107 357 34,130 SH SOLE NONE 34,130
CONOCOPHILLIPS COM 20825C104 1,073 16,944 SH SOLE NONE 16,944
CONSOL ENERGY INC COM 20854P109 453 13,349 SH SOLE NONE 13,349
CONSTELLATION BRANDS INC CL A 21036P108 382 21,210 SH SOLE NONE 21,210
CONVERGYS CORP COM 212485106 154 16,390 SH SOLE NONE 16,390
CONVERGYS CORP COM 212485106 94 10,000 CALL SOLE NONE 10,000
COPART INC COM 217204106 2,400 61,340 SH SOLE NONE 61,340
CORE LABORATORIES N V COM N22717107 817 9,097 SH SOLE NONE 9,097
CORELOGIC INC COM 21871D103 107 10,000 SH SOLE NONE 10,000
CORINTHIAN COLLEGES INC COM 218868107 104 66,860 SH SOLE NONE 66,860
CORINTHIAN COLLEGES INC COM 218868107 59 38,200 CALL SOLE NONE 38,200
CORMEDIX INC COM 21900C100 65 71,300 SH SOLE NONE 71,300
COURIER CORP COM 222660102 345 52,700 SH SOLE NONE 52,700
COWEN GROUP INC NEW CL A 223622101 75 27,500 SH SOLE NONE 27,500
CPI AEROSTRUCTURES INC COM NEW 125919308 417 43,866 SH SOLE NONE 43,866
CROSSTEX ENERGY INC COM 22765Y104 127 18,000 SH SOLE NONE 18,000
CROWN MEDIA HLDGS INC CL A 228411104 92 64,254 SH SOLE NONE 64,254
CRUDE CARRIERS CORPORATION COM Y1820X106 234 25,480 SH SOLE NONE 25,480
CRYSTAL ROCK HLDGS INC COM 22940F103 196 266,422 SH SOLE NONE 266,422
CSX CORP COM 126408103 409 21,904 SH SOLE NONE 21,904
CUTERA INC COM 232109108 568 79,744 SH SOLE NONE 79,744
CVS CAREMARK CORPORATION COM 126650100 2,861 85,180 SH SOLE NONE 85,180
CYS INVTS INC COM 12673A108 1,402 116,000 SH SOLE NONE 116,000
CYTRX CORP COM NEW 232828301 320 950,000 SH SOLE NONE 950,000
DARLING INTL INC COM 237266101 419 33,310 SH SOLE NONE 33,310
DAVITA INC COM 23918K108 1,549 24,719 SH SOLE NONE 24,719
DEPOMED INC COM 249908104 1,963 363,608 SH SOLE NONE 363,608
DESTINATION MATERNITY CORP COM 25065D100 154 12,000 SH SOLE NONE 12,000
DESWELL INDS INC COM 250639101 85 33,200 SH SOLE NONE 33,200
DEXCOM INC COM 252131107 1,562 130,200 PUT SOLE NONE 130,200
DHT HOLDINGS INC COM Y2065G105 33 16,000 CALL SOLE NONE 16,000
DOUGLAS DYNAMICS INC COM 25960R105 258 20,170 SH SOLE NONE 20,170
DOVER DOWNS GAMING & ENTMT I COM 260095104 123 54,438 SH SOLE NONE 54,438
DOVER MOTORSPORTS INC COM 260174107 22 17,500 SH SOLE NONE 17,500
DRESSER-RAND GROUP INC COM 261608103 203 5,000 SH SOLE NONE 5,000
DSP GROUP INC COM 23332B106 354 60,000 SH SOLE NONE 60,000
DYCOM INDS INC COM 267475101 321 21,000 SH SOLE NONE 21,000
DYNAMICS RESH CORP COM 268057106 291 32,616 SH SOLE NONE 32,616
E M C CORP MASS COM 268648102 340 16,201 SH SOLE NONE 16,201
EAGLE BULK SHIPPING INC COM Y2187A101 39 25,000 CALL SOLE NONE 25,000
EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 197 21,934 SH SOLE NONE 21,934
EATON VANCE SR FLTNG RTE TR COM 27828Q105 438 30,820 SH SOLE NONE 30,820
EATON VANCE TAX ADVT DIV INC COM 27828G107 156 11,395 SH SOLE NONE 11,395
EATON VANCE TX MNG BY WRT OP COM 27828Y108 215 19,695 SH SOLE NONE 19,695
EATON VANCE TXMGD GL BUYWR O COM 27829C105 265 27,125 SH SOLE NONE 27,125
ECOTALITY INC COM NEW 27922Y202 410 220,325 SH SOLE NONE 220,325
EL PASO CORP COM 28336L109 885 50,613 SH SOLE NONE 50,613
ELTEK LTD ORD M40184109 94 98,036 SH SOLE NONE 98,036
ENDO PHARMACEUTICALS HLDGS I COM 29264F205 208 7,442 SH SOLE NONE 7,442
ENTERGY CORP NEW COM 29364G103 274 3,500 SH SOLE NONE 3,500
ESCALON MED CORP COM NEW 296074305 64 58,570 SH SOLE NONE 58,570
ESTERLINE TECHNOLOGIES CORP COM 297425100 1,185 22,857 SH SOLE NONE 22,857
EVOLUTION PETROLEUM CORP COM 30049A107 92 13,000 SH SOLE NONE 13,000
EXAR CORP COM 300645108 343 60,000 SH SOLE NONE 60,000
EXCEL MARITIME CARRIERS LTD COM V3267N107 35 17,000 CALL SOLE NONE 17,000
EXIDE TECHNOLOGIES COM NEW 302051206 102 25,500 SH SOLE NONE 25,500
EXXON MOBIL CORP COM 30231G102 1,421 19,562 SH SOLE NONE 19,562
EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 332 10,000 PUT SOLE NONE 10,000
EZCORP INC CL A NON VTG 302301106 1,599 56,019 SH SOLE NONE 56,019
F M C CORP COM NEW 302491303 934 13,500 SH SOLE NONE 13,500
FAIR ISAAC CORP COM 303250104 215 9,860 SH SOLE NONE 9,860
FEDERAL SIGNAL CORP COM 313855108 164 37,000 SH SOLE NONE 37,000
FEDERATED INVS INC PA CL B 314211103 2,079 118,589 SH SOLE NONE 118,589
FEI CO COM 30241L109 659 22,000 SH SOLE NONE 22,000
FIDELITY NATIONAL FINANCIAL CL A 31620R105 1,214 80,000 SH SOLE NONE 80,000
FIDELITY NATL INFORMATION SV COM 31620M106 1,120 46,069 SH SOLE NONE 46,069
FIRST AMERN FINL CORP COM 31847R102 558 43,610 SH SOLE NONE 43,610
FIRST MARBLEHEAD CORP COM 320771108 10 10,000 CALL SOLE NONE 10,000
FIVE STAR QUALITY CARE INC COM 33832D106 153 61,000 SH SOLE NONE 61,000
FLIR SYS INC COM 302445101 213 8,520 SH SOLE NONE 8,520
FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 493 500,000 SH SOLE NONE 500,000
FLOW INTL CORP COM 343468104 68 30,730 SH SOLE NONE 30,730
FORBES ENERGY SVCS LTD COM 345143101 207 40,499 SH SOLE NONE 40,499
FORCE PROTECTION INC COM NEW 345203202 263 68,200 SH SOLE NONE 68,200
FOREST LABS INC COM 345838106 1,355 44,004 SH SOLE NONE 44,004
FSI INTL INC COM 302633102 132 70,000 SH SOLE NONE 70,000
FULL HOUSE RESORTS INC COM 359678109 125 45,500 SH SOLE NONE 45,500
GABELLI DIVD & INCOME TR COM 36242H104 384 28,037 SH SOLE NONE 28,037
GAMING PARTNERS INTL CORP COM 36467A107 201 30,313 SH SOLE NONE 30,313
GAP INC DEL COM 364760108 1,032 63,542 SH SOLE NONE 63,542
GENCOR INDS INC COM 368678108 141 19,450 SH SOLE NONE 19,450
GENERAL MARITIME CORP NEW SHS Y2693R101 3 10,000 CALL SOLE NONE 10,000
GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 66 20,500 SH SOLE NONE 20,500
GILEAD SCIENCES INC COM 375558103 509 13,111 SH SOLE NONE 13,111
GLOBAL CASH ACCESS HLDGS INC COM 378967103 261 102,000 SH SOLE NONE 102,000
GLOBAL ED & TECHNOLOGY GP LT ADS 37951A108 1,183 250,081 SH SOLE NONE 250,081
GLOBAL INDS LTD COM 379336100 366 46,211 SH SOLE NONE 46,211
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 299 19,500 CALL SOLE NONE 19,500
GOLDCORP INC NEW COM 380956409 425 9,359 SH SOLE NONE 9,359
GOLDEN STAR RES LTD CDA COM 38119T104 27 14,500 SH SOLE NONE 14,500
GOLFSMITH INTL HOLDINGS INC COM 38168Y103 118 36,812 SH SOLE NONE 36,812
GOODRICH CORP COM 382388106 613 5,081 SH SOLE NONE 5,081
GOOGLE INC CL A 38259P508 251 400 SH SOLE NONE 400
GRAFTECH INTL LTD COM 384313102 1,064 83,749 SH SOLE NONE 83,749
GROUP 1 AUTOMOTIVE INC COM 398905109 857 24,100 SH SOLE NONE 24,100
GSE SYS INC COM 36227K106 230 130,470 SH SOLE NONE 130,470
GSI TECHNOLOGY COM 36241U106 886 180,000 SH SOLE NONE 180,000
GT ADVANCED TECHNOLOGIES INC COM 36191U106 183 26,000 PUT SOLE NONE 26,000
HARDINGE INC COM 412324303 121 14,810 SH SOLE NONE 14,810
HARRIS CORP DEL COM 413875105 939 27,491 SH SOLE NONE 27,491
HARSCO CORP COM 415864107 1,139 58,760 SH SOLE NONE 58,760
HEADWATERS INC COM 42210P102 29 20,000 CALL SOLE NONE 20,000
HEELYS INC COM 42279M107 54 26,500 SH SOLE NONE 26,500
HERTZ GLOBAL HOLDINGS INC COM 42805T105 169 19,000 SH SOLE NONE 19,000
HESS CORP COM 42809H107 525 10,000 SH SOLE NONE 10,000
HKN INC COM 40420K103 67 29,600 SH SOLE NONE 29,600
HOOPER HOLMES INC COM 439104100 93 140,860 SH SOLE NONE 140,860
HORIZON LINES INC COM 44044K101 4 10,000 CALL SOLE NONE 10,000
HORSEHEAD HLDG CORP COM 440694305 301 40,500 SH SOLE NONE 40,500
HOUSTON WIRE & CABLE CO COM 44244K109 123 10,696 SH SOLE NONE 10,696
HUDSON CITY BANCORP COM 443683107 514 90,777 SH SOLE NONE 90,777
HUDSON TECHNOLOGIES I COM 444144109 83 70,800 SH SOLE NONE 70,800
HUNTSMAN CORP COM 447011107 238 24,650 SH SOLE NONE 24,650
HURON CONSULTING GROUP INC COM 447462102 1,317 42,300 SH SOLE NONE 42,300
IAMGOLD CORP COM 450913108 1,408 71,180 SH SOLE NONE 71,180
ICON PUB LTD CO SPONSORED ADR 45103T107 297 18,490 SH SOLE NONE 18,490
INNOTRAC CORP COM 45767M109 97 71,499 SH SOLE NONE 71,499
INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,036 201,088 SH SOLE NONE 201,088
INTEGRATED SILICON SOLUTION COM 45812P107 1,384 177,153 SH SOLE NONE 177,153
INTEL CORP COM 458140100 723 33,875 SH SOLE NONE 33,875
INTERFACE INC CL A 458665106 1,192 100,548 SH SOLE NONE 100,548
INTERNATIONAL BUSINESS MACHS COM 459200101 286 1,633 SH SOLE NONE 1,633
INTERVEST BANCSHARES CORP CL A 460927106 37 13,962 SH SOLE NONE 13,962
INTEVAC INC COM 461148108 2,437 348,710 SH SOLE NONE 348,710
INTRICON CORP COM 46121H109 175 57,046 SH SOLE NONE 57,046
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 289 26,726 SH SOLE NONE 26,726
ISHARES TR BARCLYS 20+ YR 464287432 941 7,792 SH SOLE NONE 7,792
ISHARES TR BARCLYS 7-10 YR 464287440 507 4,823 SH SOLE NONE 4,823
ISHARES TR IBOXX INV CPBD 464287242 461 4,109 SH SOLE NONE 4,109
ISHARES TR JPMORGAN USD 464288281 509 4,829 SH SOLE NONE 4,829
ISHARES TR RUSSELL 2000 464287655 1,568 24,391 SH SOLE NONE 24,391
ISHARES TR MSCI EAFE INDEX 464287465 322 6,733 SH SOLE NONE 6,733
ISTA PHARMACEUTICALS INC COM NEW 45031X204 162 47,049 SH SOLE NONE 47,049
ISTAR FINL INC COM 45031U101 58 10,000 PUT SOLE NONE 10,000
ITERIS INC COM 46564T107 246 215,640 SH SOLE NONE 215,640
ITRON INC COM 465741106 207 7,000 SH SOLE NONE 7,000
JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 18 10,000 SH SOLE NONE 10,000
JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 37 20,700 CALL SOLE NONE 20,700
JAGUAR MNG INC COM 47009M103 2,458 523,000 SH SOLE NONE 523,000
JANUS CAP GROUP INC COM 47102X105 91 10,000 SH SOLE NONE 10,000
JANUS CAP GROUP INC COM 47102X105 60 10,000 CALL SOLE NONE 10,000
JETBLUE AIRWAYS CORP COM 477143101 41 10,000 CALL SOLE NONE 10,000
JOES JEANS INC COM 47777N101 163 258,372 SH SOLE NONE 258,372
JOHNSON & JOHNSON COM 478160104 1,915 30,074 SH SOLE NONE 30,074
K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 114 500,000 SH SOLE NONE 500,000
KAR AUCTION SVCS INC COM 48238T109 2,799 231,096 SH SOLE NONE 231,096
KAYDON CORP COM 486587108 237 8,275 SH SOLE NONE 8,275
KBW INC COM 482423100 427 31,000 SH SOLE NONE 31,000
KINROSS GOLD CORP COM NO PAR 496902404 578 39,083 SH SOLE NONE 39,083
KNIGHT CAP GROUP INC CL A COM 499005106 112 10,000 SH SOLE NONE 10,000
KONGZHONG CORP SPONSORED ADR 50047P104 269 66,819 SH SOLE NONE 66,819
KRAFT FOODS INC CL A 50075N104 1,797 53,500 SH SOLE NONE 53,500
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 121 18,000 SH SOLE NONE 18,000
KSW INC COM 48268R106 68 21,291 SH SOLE NONE 21,291
LAKES ENTMNT INC COM 51206P109 85 35,298 SH SOLE NONE 35,298
LAWSON PRODS INC COM 520776105 161 11,900 SH SOLE NONE 11,900
LAZARD GLB TTL RET&INCM FD I COM 52106W103 291 22,710 SH SOLE NONE 22,710
LEAPFROG ENTERPRISES INC CL A 52186N106 79 23,500 SH SOLE NONE 23,500
LEAPFROG ENTERPRISES INC CL A 52186N106 51 15,000 CALL SOLE NONE 15,000
LHC GROUP INC COM 50187A107 455 26,660 SH SOLE NONE 26,660
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 426 103,870 SH SOLE NONE 103,870
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 341 24,918 SH SOLE NONE 24,918
LIN TV CORP CL A 532774106 26 12,000 SH SOLE NONE 12,000
LINKEDIN CORP COM CL A 53578A108 234 3,000 PUT SOLE NONE 3,000
LIONBRIDGE TECHNOLOGIES INC COM 536252109 53 21,500 SH SOLE NONE 21,500
LOCAL COM CORP COM 53954R105 296 122,200 SH SOLE NONE 122,200
LOCKHEED MARTIN CORP COM 539830109 440 6,060 SH SOLE NONE 6,060
LODGENET INTERACTIVE CORP COM 540211109 151 89,500 SH SOLE NONE 89,500
LOGITECH INTL S A SHS H50430232 146 18,705 SH SOLE NONE 18,705
LO-JACK CORP COM 539451104 289 91,140 SH SOLE NONE 91,140
LSI CORPORATION COM 502161102 78 15,006 SH SOLE NONE 15,006
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 262 17,372 SH SOLE NONE 17,372
M D C HLDGS INC COM 552676108 220 13,000 SH SOLE NONE 13,000
MAGAL SECURITY SYS LTD ORD M6786D104 151 65,200 SH SOLE NONE 65,200
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 2,999 446,344 SH SOLE NONE 446,344
MAIDEN HOLDINGS LTD SHS G5753U112 440 59,540 SH SOLE NONE 59,540
MAKO SURGICAL CORP COM 560879108 8,582 250,800 PUT SOLE NONE 250,800
MANITEX INTL INC COM 563420108 54 15,100 SH SOLE NONE 15,100
MANITOWOC INC COM 563571108 71 10,520 SH SOLE NONE 10,520
MANTECH INTL CORP CL A 564563104 664 21,153 SH SOLE NONE 21,153
MATERIAL SCIENCES CORP COM 576674105 1,087 169,000 SH SOLE NONE 169,000
MATRIX SVC CO COM 576853105 129 15,170 SH SOLE NONE 15,170
MATTSON TECHNOLOGY INC COM 577223100 611 522,609 SH SOLE NONE 522,609
MCCORMICK & SCHMICKS SEAFD R COM 579793100 427 61,700 SH SOLE NONE 61,700
MCGRAW HILL COS INC COM 580645109 1,847 45,050 SH SOLE NONE 45,050
MEADE INSTRUMENTS CORP COM NEW 583062203 172 52,006 SH SOLE NONE 52,006
MEASUREMENT SPECIALTIES INC COM 583421102 704 27,130 SH SOLE NONE 27,130
MEDIA GEN INC CL A 584404107 19 10,000 CALL SOLE NONE 10,000
MEDNAX INC COM 58502B106 381 6,078 SH SOLE NONE 6,078
MERCK & CO INC NEW COM 58933Y105 547 16,721 SH SOLE NONE 16,721
MERIT MED SYS INC COM 589889104 1,193 90,815 SH SOLE NONE 90,815
METHANEX CORP COM 59151K108 1,636 78,518 SH SOLE NONE 78,518
MFA FINANCIAL INC COM 55272X102 779 110,990 SH SOLE NONE 110,990
MFS CHARTER INCOME TR SH BEN INT 552727109 107 12,585 SH SOLE NONE 12,585
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 224 35,490 SH SOLE NONE 35,490
MICROSEMI CORP COM 595137100 160 10,000 SH SOLE NONE 10,000
MICROSOFT CORP COM 594918104 2,605 104,647 SH SOLE NONE 104,647
MIDAS GROUP INC COM 595626102 189 23,000 SH SOLE NONE 23,000
MIDWAY GOLD CORP COM 598153104 20 10,000 SH SOLE NONE 10,000
MINE SAFETY APPLIANCES CO COM 602720104 919 34,085 SH SOLE NONE 34,085
MINEFINDERS LTD COM 602900102 251 18,138 SH SOLE NONE 18,138
MIPS TECHNOLOGIES INC COM 604567107 203 42,006 SH SOLE NONE 42,006
MISONIX INC COM 604871103 73 37,649 SH SOLE NONE 37,649
MISTRAS GROUP INC COM 60649T107 183 10,420 SH SOLE NONE 10,420
MOHAWK INDS INC COM 608190104 300 7,000 SH SOLE NONE 7,000
MORGAN STANLEY EM MKTS DM DE COM 617477104 253 17,450 SH SOLE NONE 17,450
MORGAN STANLEY EMER MKTS DEB COM 61744H105 115 11,885 SH SOLE NONE 11,885
MOTORCAR PTS AMER INC COM 620071100 461 56,000 SH SOLE NONE 56,000
MTR GAMING GROUP INC COM 553769100 64 33,507 SH SOLE NONE 33,507
MULTIBAND CORP COM NEW 62544X209 64 25,930 SH SOLE NONE 25,930
MULTIMEDIA GAMES HLDG CO INC COM 625453105 57 14,000 SH SOLE NONE 14,000
MYREXIS INC COM 62856H107 484 176,691 SH SOLE NONE 176,691
NANOMETRICS INC COM 630077105 158 10,893 SH SOLE NONE 10,893
NATURES SUNSHINE PRODUCTS IN COM 639027101 296 21,000 SH SOLE NONE 21,000
NATUS MEDICAL INC DEL COM 639050103 1,315 138,300 SH SOLE NONE 138,300
NAUTILUS INC COM 63910B102 66 44,000 SH SOLE NONE 44,000
NAVIOS MARITIME ACQUIS CORP SHS Y62159101 43 12,800 SH SOLE NONE 12,800
NEENAH PAPER INC COM 640079109 794 56,000 SH SOLE NONE 56,000
NEUROGESX INC COM 641252101 87 97,541 SH SOLE NONE 97,541
NEUROMETRIX INC COM NEW 641255203 223 138,304 SH SOLE NONE 138,304
NEVADA GOLD & CASINOS INC COM NEW 64126Q206 121 69,120 SH SOLE NONE 69,120
NEW GOLD INC CDA COM 644535106 406 39,064 SH SOLE NONE 39,064
NEW YORK CMNTY BANCORP INC COM 649445103 1,453 122,125 SH SOLE NONE 122,125
NEWMONT MINING CORP COM 651639106 1,739 27,629 SH SOLE NONE 27,629
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,157 39,412 SH SOLE NONE 39,412
NORTECH SYS INC COM 656553104 191 63,357 SH SOLE NONE 63,357
NORTHGATE MINERALS CORP COM 666416102 165 50,000 SH SOLE NONE 50,000
NOVA MEASURING INSTRUMENTS L COM M7516K103 58 10,770 SH SOLE NONE 10,770
NOVARTIS A G SPONSORED ADR 66987V109 279 4,994 SH SOLE NONE 4,994
NPS PHARMACEUTICALS INC COM 62936P103 361 55,418 SH SOLE NONE 55,418
NUVEEN EQUITY PREM ADV FD COM 6706ET107 188 17,140 SH SOLE NONE 17,140
NUVEEN MULT CURR ST GV INCM COM 67090N109 214 16,420 SH SOLE NONE 16,420
NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 275 34,995 SH SOLE NONE 34,995
NUVEEN MULTI STRAT INC & GR COM 67073B106 214 28,470 SH SOLE NONE 28,470
OLIN CORP COM PAR $1 680665205 913 50,709 SH SOLE NONE 50,709
OMNOVA SOLUTIONS INC COM 682129101 591 165,000 SH SOLE NONE 165,000
ON SEMICONDUCTOR CORP COM 682189105 160 22,260 SH SOLE NONE 22,260
ONLINE RES CORP COM 68273G101 279 109,500 SH SOLE NONE 109,500
OPNEXT INC COM 68375V105 58 46,500 SH SOLE NONE 46,500
OPTICAL CABLE CORP COM NEW 683827208 184 56,350 SH SOLE NONE 56,350
OPTIMER PHARMACEUTICALS INC COM 68401H104 851 61,487 SH SOLE NONE 61,487
ORACLE CORP COM 68389X105 241 8,395 SH SOLE NONE 8,395
ORBIT INTL CORP COM NEW 685559304 91 26,335 SH SOLE NONE 26,335
ORBITAL SCIENCES CORP COM 685564106 474 37,030 SH SOLE NONE 37,030
ORBITZ WORLDWIDE INC COM 68557K109 184 85,000 SH SOLE NONE 85,000
ORIENTAL FINL GROUP INC COM 68618W100 749 77,500 SH SOLE NONE 77,500
OSHKOSH CORP COM 688239201 313 19,900 SH SOLE NONE 19,900
OVERHILL FARMS INC COM 690212105 37 10,000 SH SOLE NONE 10,000
OWENS ILL INC COM NEW 690768403 666 44,020 SH SOLE NONE 44,020
PACER INTL INC TENN COM 69373H106 38 10,000 CALL SOLE NONE 10,000
PACIFIC SUNWEAR CALIF INC COM 694873100 70 58,000 SH SOLE NONE 58,000
PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 204 25,890 SH SOLE NONE 25,890
PAPA JOHNS INTL INC COM 698813102 600 19,730 SH SOLE NONE 19,730
PARAGON SHIPPING INC CL A 69913R309 101 128,000 SH SOLE NONE 128,000
PARAGON SHIPPING INC CL A 69913R309 12 15,000 CALL SOLE NONE 15,000
PEABODY ENERGY CORP COM 704549104 766 22,622 SH SOLE NONE 22,622
PENFORD CORP COM 707051108 132 25,623 SH SOLE NONE 25,623
PENSON WORLDWIDE INC COM 709600100 29 20,000 CALL SOLE NONE 20,000
PEPSICO INC COM 713448108 1,362 22,000 SH SOLE NONE 22,000
PERRIGO CO COM 714290103 583 6,000 PUT SOLE NONE 6,000
PETMED EXPRESS INC COM 716382106 225 25,000 CALL SOLE NONE 25,000
PETSMART INC COM 716768106 334 7,835 SH SOLE NONE 7,835
PETSMART INC COM 716768106 427 10,000 PUT SOLE NONE 10,000
PFIZER INC COM 717081103 722 40,821 SH SOLE NONE 40,821
PHC INC MASS CL A 693315103 91 38,574 SH SOLE NONE 38,574
PHOTRONICS INC COM 719405102 125 25,164 SH SOLE NONE 25,164
PIPER JAFFRAY COS COM 724078100 1,823 101,700 SH SOLE NONE 101,700
PLX TECHNOLOGY INC COM 693417107 629 208,920 SH SOLE NONE 208,920
PMC-SIERRA INC COM 69344F106 71 10,000 SH SOLE NONE 10,000
PRESIDENTIAL LIFE CORP COM 740884101 90 11,000 SH SOLE NONE 11,000
PRIMO WTR CORP COM 74165N105 384 68,000 SH SOLE NONE 68,000
PROCTER & GAMBLE CO COM 742718109 1,021 16,153 SH SOLE NONE 16,153
PROGENICS PHARMACEUTICALS IN COM 743187106 351 61,183 SH SOLE NONE 61,183
PROSHARES TR PSHS ULTSH 20YRS 74347R297 733 37,700 SH SOLE NONE 37,700
PROSHARES TR PSHS ULTRA QQQ 74347R206 326 6,000 CALL SOLE NONE 6,000
PROSHARES TR PSHS SHTRUSS2000 74347R826 358 10,000 CALL SOLE NONE 10,000
PROSHARES TR PSHS SHRT S&P500 , 74347R503 968 21,000 CALL SOLE NONE 21,000
PSS WORLD MED INC COM 69366A100 363 18,420 SH SOLE NONE 18,420
PULSE ELECTRONICS CORP COM 74586W106 192 67,130 SH SOLE NONE 67,130
QAD INC CL A 74727D306 214 20,000 SH SOLE NONE 20,000
QC HLDGS INC COM 74729T101 34 11,500 SH SOLE NONE 11,500
QUANTUM CORP COM DSSG 747906204 382 210,950 SH SOLE NONE 210,950
QUEST DIAGNOSTICS INC COM 74834L100 299 6,061 SH SOLE NONE 6,061
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1,445 53,000 SH SOLE NONE 53,000
QUIDEL CORP COM 74838J101 820 50,063 SH SOLE NONE 50,063
QUINSTREET INC COM 74874Q100 491 47,470 SH SOLE NONE 47,470
RACKSPACE HOSTING INC COM 750086100 205 6,000 PUT SOLE NONE 6,000
RADISYS CORP COM 750459109 154 25,240 SH SOLE NONE 25,240
REEDS INC COM 758338107 94 58,500 SH SOLE NONE 58,500
RELM WIRELESS CORP COM 759525108 29 29,600 SH SOLE NONE 29,600
RICHARDSON ELECTRS LTD COM 763165107 1,181 86,757 SH SOLE NONE 86,757
RIGEL PHARMACEUTICALS INC COM NEW 766559603 147 20,020 SH SOLE NONE 20,020
ROCHESTER MED CORP COM 771497104 1,119 147,457 SH SOLE NONE 147,457
ROCKWELL COLLINS INC COM 774341101 1,211 22,945 SH SOLE NONE 22,945
RODMAN & RENSHAW CAP GP INC COM 77487R100 22 20,000 SH SOLE NONE 20,000
ROSETTA STONE INC COM 777780107 116 12,652 SH SOLE NONE 12,652
ROYAL BANCSHARES PA INC CL A 780081105 11 10,000 SH SOLE NONE 10,000
ROYCE MICRO-CAP TR INC COM 780915104 89 11,585 SH SOLE NONE 11,585
ROYCE VALUE TR INC COM 780910105 393 35,465 SH SOLE NONE 35,465
RTI BIOLOGICS INC COM 74975N105 90 27,278 SH SOLE NONE 27,278
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 2,423 161,520 SH SOLE NONE 161,520
SALIX PHARMACEUTICALS INC COM 795435106 351 11,860 SH SOLE NONE 11,860
SANDERSON FARMS INC COM 800013104 333 7,000 PUT SOLE NONE 7,000
SANTARUS INC COM 802817304 297 106,310 SH SOLE NONE 106,310
SCHLUMBERGER LTD COM 806857108 326 5,451 SH SOLE NONE 5,451
SCHMITT INDS INC ORE COM NEW 806870200 241 75,239 SH SOLE NONE 75,239
SEAGATE TECHNOLOGY PLC SHS G7945M107 1,480 144,000 SH SOLE NONE 144,000
SED INTL HLDGS INC COM NEW 784109209 688 215,710 SH SOLE NONE 215,710
SEMGROUP CORP CL A 81663A105 339 17,000 SH SOLE NONE 17,000
SERACARE LIFE SCIENCES INC D COM 81747T104 119 42,000 SH SOLE NONE 42,000
SILVER WHEATON CORP COM 828336107 587 19,847 SH SOLE NONE 19,847
SINOHUB INC COM 82935L101 396 719,936 SH SOLE NONE 719,936
SKILLED HEALTHCARE GROUP INC CL A 83066R107 45 12,500 SH SOLE NONE 12,500
SMTC CORP COM NEW 832682207 22 15,000 SH SOLE NONE 15,000
SNYDERS-LANCE INC COM 833551104 237 11,380 SH SOLE NONE 11,380
SOLTA MED INC COM 83438K103 194 155,593 SH SOLE NONE 155,593
SOLUTIA INC COM NEW 834376501 2,621 204,000 SH SOLE NONE 204,000
SOMAXON PHARMACEUTICALS INC COM 834453102 154 177,010 SH SOLE NONE 177,010
SONIC AUTOMOTIVE INC CL A 83545G102 486 45,000 SH SOLE NONE 45,000
SONUS NETWORKS INC COM 835916107 66 22,500 SH SOLE NONE 22,500
SOUTHWEST AIRLS CO COM 844741108 152 18,888 SH SOLE NONE 18,888
SPANSION INC COM CL A NEW 84649R200 146 11,937 SH SOLE NONE 11,937
SPARTECH CORP COM NEW 847220209 107 33,500 SH SOLE NONE 33,500
SPDR GOLD TRUST GOLD SHS 78463V107 201 1,270 SH SOLE NONE 1,270
SPDR S&P 500 ETF TR TR UNIT 78462F103 858 7,579 SH SOLE NONE 7,579
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP, 78467Y107 603 4,245 SH SOLE NONE 4,245
SPIRE CORP COM 848565107 93 61,781 SH SOLE NONE 61,781
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 271 17,000 SH SOLE NONE 17,000
SPS COMM INC COM 78463M107 474 29,090 SH SOLE NONE 29,090
STAG INDL INC COM 85254J102 510 50,000 SH SOLE NONE 50,000
STANDARD REGISTER CO COM 853887107 313 123,600 SH SOLE NONE 123,600
STAPLES INC COM 855030102 176 10,000 SH SOLE NONE 10,000
STARTEK INC COM 85569C107 183 64,100 SH SOLE NONE 64,100
STEALTHGAS INC SHS Y81669106 534 136,349 SH SOLE NONE 136,349
STREAMLINE HEALTH SOLUTIONS COM 86323X106 85 51,193 SH SOLE NONE 51,193
SUN HEALTHCARE GROUP INC NEW COM 86677E100 27 10,000 CALL SOLE NONE 10,000
SUNCOR ENERGY INC NEW COM 867224107 230 9,024 SH SOLE NONE 9,024
SUPERTEX INC COM 868532102 421 24,330 SH SOLE NONE 24,330
SUPREME INDS INC CL A 868607102 53 25,824 SH SOLE NONE 25,824
SYMANTEC CORP COM 871503108 169 10,348 SH SOLE NONE 10,348
TANDY LEATHER FACTORY INC COM 87538X105 258 56,000 SH SOLE NONE 56,000
TANZANIAN ROYALTY EXPL CORP COM 87600U104 36 10,000 PUT SOLE NONE 10,000
TARGET CORP COM 87612E106 203 4,000 SH SOLE NONE 4,000
TAT TECHNOLOGIES LTD ORD NEW M8740S227 349 70,600 SH SOLE NONE 70,600
TCW STRATEGIC INCOME FUND IN COM 872340104 104 20,940 SH SOLE NONE 20,940
TECHNICAL COMMUNICATIONS COR COM 878409101 145 19,881 SH SOLE NONE 19,881
TECHTARGET INC COM 87874R100 895 156,749 SH SOLE NONE 156,749
TELECOMMUNICATION SYS INC CL A 87929J103 112 32,500 SH SOLE NONE 32,500
TELIK INC COM 87959M109 51 168,570 SH SOLE NONE 168,570
TENET HEALTHCARE CORP COM 88033G100 208 50,700 SH SOLE NONE 50,700
TERRA NOVA RTY CORP COM 88102D103 533 78,634 SH SOLE NONE 78,634
TESSCO TECHNOLOGIES INC COM 872386107 154 11,586 SH SOLE NONE 11,586
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 317 8,515 SH SOLE NONE 8,515
THERAGENICS CORP COM 883375107 121 90,278 SH SOLE NONE 90,278
THERMO FISHER SCIENTIFIC INC COM 883556102 2,277 44,956 SH SOLE NONE 44,956
THQ INC COM NEW 872443403 943 545,209 SH SOLE NONE 545,209
THQ INC COM NEW 872443403 144 83,000 CALL SOLE NONE 83,000
THRESHOLD PHARMACEUTICAL IN COM NEW 885807206 170 118,070 SH SOLE NONE 118,070
TIER TECHNOLOGIES INC CL B 88650Q100 148 40,000 SH SOLE NONE 40,000
TITAN INTL INC ILL COM 88830M102 399 26,610 SH SOLE NONE 26,610
TITANIUM METALS CORP COM NEW 888339207 172 11,498 SH SOLE NONE 11,498
TMS INTL CORP CL A 87261Q103 126 17,284 SH SOLE NONE 17,284
TOTAL S A SPONSORED ADR 89151E109 254 5,800 SH SOLE NONE 5,800
TOWER INTL INC COM 891826109 110 10,701 SH SOLE NONE 10,701
TPC GROUP INC COM 89236Y104 263 13,100 SH SOLE NONE 13,100
TRANSOCEAN LTD REG SHS H8817H100 371 7,771 SH SOLE NONE 7,771
TRAVELERS COMPANIES INC COM 89417E109 1,329 27,273 SH SOLE NONE 27,273
TRINITY BIOTECH PLC SPON ADR NEW 896438306 2,088 227,951 SH SOLE NONE 227,951
TRIUS THERAPEUTICS INC COM 89685K100 1,152 182,785 SH SOLE NONE 182,785
TUESDAY MORNING CORP COM NEW 899035505 86 24,360 SH SOLE NONE 24,360
TUFCO TECHNOLOGIES INC COM 899040109 100 27,181 SH SOLE NONE 27,181
TUTOR PERINI CORP COM 901109108 115 10,000 CALL SOLE NONE 10,000
U.S. AUTO PARTS NETWORK INC COM 90343C100 261 51,439 SH SOLE NONE 51,439
ULTRA CLEAN HLDGS INC COM 90385V107 2,009 468,264 SH SOLE NONE 468,264
ULTRALIFE CORP COM 903899102 336 67,803 SH SOLE NONE 67,803
UNION DRILLING INC COM 90653P105 640 136,071 SH SOLE NONE 136,071
UNITEDHEALTH GROUP INC COM 91324P102 1,042 22,596 SH SOLE NONE 22,596
UNIVERSAL DISPLAY CORP COM 91347P105 479 10,000 PUT SOLE NONE 10,000
UNIVERSAL DISPLAY CORP COM 91347P105 278 5,800 PUT SOLE NONE 5,800
VALASSIS COMMUNICATIONS INC COM 918866104 624 33,300 SH SOLE NONE 33,300
VALPEY FISHER CORP COM 920344108 196 86,856 SH SOLE NONE 86,856
VANGUARD HEALTH SYS INC COM 922036207 213 21,000 SH SOLE NONE 21,000
VANGUARD INDEX FDS TOTAL STK MKT 922908769 417 7,220 SH SOLE NONE 7,220
VERSAR INC COM 925297103 514 183,506 SH SOLE NONE 183,506
VICON INDS INC COM 925811101 142 44,352 SH SOLE NONE 44,352
VIRCO MFG CO COM 927651109 85 56,595 SH SOLE NONE 56,595
VIRTUSA CORP COM 92827P102 152 11,478 SH SOLE NONE 11,478
VISHAY PRECISION GROUP INC COM 92835K103 1,792 136,000 SH SOLE NONE 136,000
VITESSE SEMICONDUCTOR CORP COM NEW 928497304 504 170,992 SH SOLE NONE 170,992
WAL MART STORES INC COM 931142103 2,076 40,000 SH SOLE NONE 40,000
WARNER CHILCOTT PLC IRELAND SHS A G94368100 1,363 95,332 SH SOLE NONE 95,332
WAUSAU PAPER CORP COM 943315101 64 10,000 CALL SOLE NONE 10,000
WAVE SYSTEMS CORP COM NEW 943526301 246 104,981 SH SOLE NONE 104,981
WAYSIDE TECHNOLOGY GROUP INC COM 946760105 384 38,387 SH SOLE NONE 38,387
WELLPOINT INC COM 94973V107 1,074 16,455 SH SOLE NONE 16,455
WELLS GARDNER ELECTRS CORP COM 949765101 59 25,000 SH SOLE NONE 25,000
WESTERN UN CO COM 959802109 1,775 116,086 SH SOLE NONE 116,086
WILLBROS GROUP INC DEL COM 969203108 575 138,000 SH SOLE NONE 138,000
WINN DIXIE STORES INC COM NEW 974280307 157 26,500 SH SOLE NONE 26,500
WIRELESS TELECOM GROUP INC COM 976524108 12 14,510 SH SOLE NONE 14,510
WMS INDS INC COM 929297109 2,288 130,100 SH SOLE NONE 130,100
WPCS INTL INC COM NEW 92931L203 278 92,500 SH SOLE NONE 92,500
WSB HOLDINGS INC COM 92934C101 44 19,363 SH SOLE NONE 19,363
XERIUM TECHNOLOGIES INC COM NEW 98416J118 619 59,154 SH SOLE NONE 59,154
YAMANA GOLD INC COM 98462Y100 697 51,047 SH SOLE NONE 51,047
YM BIOSCIENCES INC COM 984238105 371 199,615 SH SOLE NONE 199,615
ZAGG INC COM 98884U108 198 20,000 PUT SOLE NONE 20,000
ZANETT INC COM NEW 98906R208 59 198,065 SH SOLE NONE 198,065
ZIMMER HLDGS INC COM 98956P102 654 12,224 SH SOLE NONE 12,224
ZOGENIX INC COM 98978L105 1,062 580,520 SH SOLE NONE 580,520
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