0001218558-15-000004.txt : 20151111
0001218558-15-000004.hdr.sgml : 20151111
20151110164608
ACCESSION NUMBER: 0001218558-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151110
DATE AS OF CHANGE: 20151110
EFFECTIVENESS DATE: 20151110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001218558
IRS NUMBER: 364407165
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10359
FILM NUMBER: 151219470
BUSINESS ADDRESS:
STREET 1: GRACE BROTHERS MANAGEMENT LLC
STREET 2: 1560 SHERMAN AVENUE STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 8477331230
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE.
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218558
XXXXXXXX
09-30-2015
09-30-2015
GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE.
SUITE 900
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-10359
N
Michael Brailov
Managing Member
847-733-1230
Michael Brailov
Evanston
IL
11-10-2015
0
22
24413
false
INFORMATION TABLE
2
Grace_Brothers_data20150930.xml
FORM 13F
ACTAVIS PLC
PFD CONV SER A
G0177J116
1415
1500
SH
SOLE
1500
0
0
ACORDA THERAP
NOTE 1.75% 6/15
00484MAA4
911
1000000
PRN
SOLE
1000000
0
0
ALTRA HOLDINGS
NOTE 2.75% 3/0
02208RAE6
1555
1500000
PRN
SOLE
1500000
0
0
ANADARKO PETE CORP
UNIT
032511107
744
20000
SH
SOLE
20000
0
0
ANTHEM INC
UNIT 5/1/2018
036752202
967
20000
SH
SOLE
20000
0
0
APPLE INC
COM
037833100
254
2300
SH
SOLE
2300
0
0
ATLAS AIR WORLDWIDE HLDGS
NOTE 2.25% 6/0
049164BH8
1094
1350000
PRN
SOLE
1350000
0
0
CHENIERE ENERGY INC
NOTE 4.25% 3/1
16411RAG4
938
1500000
PRN
SOLE
1500000
0
0
CISCO SYS INC
COM
17275R102
184
7000
SH
SOLE
7000
0
0
GENERAL MTRS CO
COM
37045V100
141
4700
SH
SOLE
4700
0
0
INTEL CORP
SDCV 3.25% 8/0
458140AF7
3018
2000000
PRN
SOLE
2000000
0
0
NVIDIA CORP
NOTE 1.0% 12/0
67066GAC8
1318
1000000
PRN
SOLE
1000000
0
0
POWERSHARES QQ
UNIT SER 1
73935A104
763
7500
SH
SOLE
7500
0
0
PROOFPOINT INC
NOTE 1.25% 12/1
743424AB9
1628
1000000
PRN
SOLE
1000000
0
0
QUIDEL CORP
NOTE 3.25% 12/1
74838JAA9
1162
1250000
PRN
SOLE
1250000
0
0
SANDISK CORP
NOTE 1.5% 8/1
80004CAD3
1241
1000000
PRN
SOLE
1000000
0
0
SEACOR HOLDINGS INC
NOTE 2.5% 12/1
811904AM3
1675
1750000
PRN
SOLE
1750000
0
0
SUNEDISON INC
COM
86732YAC3
72
10000
SH
SOLE
10000
0
0
TESARO INC
NOTE 3.0% 10/0
881569AA5
1390
1000000
PRN
SOLE
1000000
0
0
TRINITY INDS INC
NOTE 3.875% 6/1
896522AF6
1474
1250000
PRN
SOLE
1250000
0
0
VIPSHOP HLDGS LT
NOTE 1.5% 3/1
92763WAA1
1754
1600000
PRN
SOLE
1600000
0
0
WPX ENERGY INC
PFD
98212B202
715
20000
SH
SOLE
20000
0
0