0001218558-15-000002.txt : 20150512
0001218558-15-000002.hdr.sgml : 20150512
20150512165010
ACCESSION NUMBER: 0001218558-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
EFFECTIVENESS DATE: 20150512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001218558
IRS NUMBER: 364407165
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10359
FILM NUMBER: 15855091
BUSINESS ADDRESS:
STREET 1: GRACE BROTHERS MANAGEMENT LLC
STREET 2: 1560 SHERMAN AVENUE STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 8477331230
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE.
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218558
XXXXXXXX
03-31-2015
03-31-2015
GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE.
SUITE 900
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-10359
N
Michael Brailov
Managing Member
847-733-1230
Michael Brailov
Evanston
IL
05-12-2015
0
38
84273
false
INFORMATION TABLE
2
Grace_Brothers_data20150331a.xml
FORM 13F
ACTAVIS PLC
PFD CONV SER A
G0083B116
1546
1500
SH
SOLE
1500
0
0
AMAG PHARMACEUTICALS INC
NOTE 2.5% 2/1
00163UAA4
4158
2000000
PRN
SOLE
2000000
0
0
ACORDA THERAP
NOTE 1.75% 6/15
00484MAA4
2043
2000000
PRN
SOLE
2000000
0
0
ALTRA HOLDINGS
NOTE 2.75% 3/0
02208RAE6
1740
1500000
PRN
SOLE
1500000
0
0
APPLE INC
COM
037833100
305
2450
SH
SOLE
2450
0
0
BOTTOMLINE TEC
NOTE 1.5% 12/0
101388AA4
1216
1100000
PRN
SOLE
1100000
0
0
CHENIERE ENERGY INC
NOTE 4.25% 3/1
16411RAG4
1243
1500000
PRN
SOLE
1500000
0
0
CHESAPEAKE ENE
PFD CONV
165167784
1128
1300
SH
SOLE
1300
0
0
CISCO SYS INC
COM
17275R102
193
7000
SH
SOLE
7000
0
0
DEALERTRACK TEC
NOTE 1.5% 3/1
242309AB8
3266
2750000
PRN
SOLE
2750000
0
0
ENVESTNET INC
NOTE 1.75% 12/1
29404KAA4
969
865000
PRN
SOLE
865000
0
0
GREEN PLAINES INC
NOTE 3.25% 10/0
393222AD6
1495
1000000
PRN
SOLE
1000000
0
0
HEALTHWAYS INC
NOTE 1.5% 7/0
422245AB6
1166
1000000
PRN
SOLE
1000000
0
0
ICONIX BRAND GR
NOTE 2.5% 6/0
451055AF4
2689
2250000
PRN
SOLE
2250000
0
0
INTEL CORP
SDCV 3.25% 8/0
458140AF7
3164
2000000
PRN
SOLE
2000000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
1713
1000000
PRN
SOLE
1000000
0
0
MICRON TECHNOL
NOTE 2.375% 5/0
595112AW3
2398
850000
PRN
SOLE
850000
0
0
MYLAN INC
NOTE 3.75% 9/1
628530AJ6
8885
2000000
PRN
SOLE
2000000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
3590
1750000
PRN
SOLE
1750000
0
0
NVIDIA CORP
NOTE 1.0% 12/0
67066GAC8
1179
1000000
PRN
SOLE
1000000
0
0
POWERSHARES QQ
UNIT SER 1
73935A104
1257
11900
SH
SOLE
12800
0
0
PROOFPOINT INC
NOTE 1.25% 12/1
743424AB9
1595
1000000
PRN
SOLE
1000000
0
0
QUIDEL CORP
NOTE 3.25% 12/1
74838JAA9
1361
1250000
PRN
SOLE
1250000
0
0
RADIAN GROUP I
NOTE 3.0% 11/1
750236AN1
2485
1550000
PRN
SOLE
1550000
0
0
SANDISK CORP
NOTE 1.5% 8/1
80004CAD3
5109
3750000
PRN
SOLE
3750000
0
0
SEACOR HOLDINGS
NOTE 2.5% 12/1
811904AM3
1795
1750000
PRN
SOLE
1750000
0
0
SPECTRANETICS CO
MTNF 2.625% 6/0
84760CAA5
1942
1500000
PRN
SOLE
1500000
0
0
SUNEDISON INC
NOTE 2.0% 10/0
86732YAC3
3440
2000000
PRN
SOLE
2000000
0
0
SOUTHWESTERN EN
DEP SHS 1/20 B
845467208
1008
20000
SH
SOLE
20000
0
0
TESLA MTRS INC
NOTE 1.5% 6/0
88160RAA9
3209
2000000
PRN
SOLE
2000000
0
0
TESLA MTRS INC
NOTE 1.25% 3/0
88160RAC5
758
900000
PRN
SOLE
900000
0
0
TRINITY INDS INC
NOTE 3.875% 6/1
896522AF6
2338
1500000
PRN
SOLE
1500000
0
0
TYSON FOODS INC
UNIT
902494301
1790
37000
SH
SOLE
37000
0
0
TESARO INC
NOTE 3.0% 10/0
881569AA5
1782
1000000
PRN
SOLE
1000000
0
0
VIPSHOP HLDGS LT
NOTE 1.5% 3/1
92763WAA1
2496
1600000
PRN
SOLE
1600000
0
0
VERISIGN INC
NOTE 3.25% 8/1
92343EAD4
2978
1500000
PRN
SOLE
1500000
0
0
WEB COM GROUP
NOTE 1.0% 8/1
94733AAA2
923
1000000
PRN
SOLE
1000000
0
0
ANTHEM INC
NOTE 2.75% 10/15
94973VBG1
3921
1900000
PRN
SOLE
1900000
0
0