0001218558-14-000005.txt : 20141112
0001218558-14-000005.hdr.sgml : 20141111
20141112170332
ACCESSION NUMBER: 0001218558-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001218558
IRS NUMBER: 364407165
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10359
FILM NUMBER: 141214920
BUSINESS ADDRESS:
STREET 1: GRACE BROTHERS MANAGEMENT LLC
STREET 2: 1560 SHERMAN AVENUE STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 8477331230
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE.
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218558
XXXXXXXX
09-30-2014
09-30-2014
GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE.
SUITE 900
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-10359
N
Michael Brailov
Managing Member
847-733-1230
Micahel Brailov
Evanston
IL
11-12-2014
0
44
106452
false
INFORMATION TABLE
2
Grace_Brothers_data20140930.xml
FORM 13F
AEGEAN MARINE
NOTE 4.0% 11/0
Y0020QAA9
1461
1500000
PRN
SOLE
1500000
0
0
ACORDA THERAP
NOTE 1.75% 6/15
00484MAA4
2592
2500000
PRN
SOLE
2500000
0
0
AK STL CORP
NOTE 5.0% 11/1
001546AP5
1690
1000000
PRN
SOLE
1000000
0
0
ALTRA HOLDINGS
NOTE 2.75% 3/0
02208RAE6
1820
1500000
PRN
SOLE
1500000
0
0
APPLE INC
COM
037833100
247
2450
SH
SOLE
2450
0
0
APOLLO COML REAL EST
NOTE 5.5% 3/1
03762UAA3
995
1000000
PRN
SOLE
1000000
0
0
ASCENT CAP GRO
NOTE 4.0% 77/1
043632AA6
1117
1250000
PRN
SOLE
1250000
0
0
BEAZER HOMES USA
UNIT
07556Q709
1076
40000
SH
SOLE
40000
0
0
BOTTOMLINE TEC
NOTE 1.5% 12/0
101388AA4
1613
1430000
PRN
SOLE
1430000
0
0
CHESAPEAKE ENE
PFD CONV
165167784
1437
1300
SH
SOLE
1300
0
0
CISCO SYS INC
COM
17275R102
175
7000
SH
SOLE
7000
0
0
COBALT INTL ENER
NOTE 2.625% 12
19075FAA4
1571
1750000
PRN
SOLE
1750000
0
0
DEALERTRACK TEC
NOTE 1.5% 3/1
242309AB8
3568
2750000
PRN
SOLE
2750000
0
0
ENERGY XXI BER
CONV PRF
29274U309
679
3500
SH
SOLE
3500
0
0
GILEAD SCIENCE
NOTE 1.625% 5/1
375558AP8
8877
1900000
PRN
SOLE
1900000
0
0
GREENBRIER COS
NOTE 3.5% 4/0
393657AH4
4359
2150000
PRN
SOLE
2150000
0
0
HAWAIIAN HOLDI
NOTE 5.0% 3/1
419879AD3
3543
2000000
PRN
SOLE
2000000
0
0
HEALTHWAYS INC
NOTE 1.5% 7/0
422245AB6
1036
1000000
PRN
SOLE
1000000
0
0
ICONIX BRAND GR
NOTE 2.5% 6/0
451055AF4
2876
2250000
PRN
SOLE
2250000
0
0
INSULET CORP
NOTE 2.0% 6/1
45784PAD3
1068
1000000
PRN
SOLE
1000000
0
0
J2 GLOBAL INC
NOTE 3.25% 6/1
48123VAC6
996
1000000
PRN
SOLE
1000000
0
0
M/I HOMES INC
NOTE 3.25% 9/1
55292PAA3
1310
1175000
PRN
SOLE
1175000
0
0
MICRON TECHNOL
NOTE 2.375% 5/0
595112AW3
5539
1550000
PRN
SOLE
1550000
0
0
MYLAN INC
NOTE 3.75% 9/1
628530AJ6
7178
2100000
PRN
SOLE
2100000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
3831
1750000
PRN
SOLE
1750000
0
0
POWERSHARES QQ
UNIT SER 1
73935A104
1067
10800
SH
SOLE
12000
0
0
RADIAN GROUP I
NOTE 3.0% 11/1
750236AN1
2216
1550000
PRN
SOLE
1550000
0
0
RENEWABLE ENER
MTNF 2.75% 6/1
75972AAA1
1033
1000000
PRN
SOLE
1000000
0
0
SALIX PHARMACE
NOTE 2.75% 5/1
795435AE6
6773
2800000
PRN
SOLE
2800000
0
0
SANDISK CORP
NOTE 1.5% 8/1
80004CAD3
7219
3750000
PRN
SOLE
3750000
0
0
STARWOOD PPTY
NOTE 4.0% 1/1
85571BAB1
1086
1000000
PRN
SOLE
1000000
0
0
TESLA MTRS INC
NOTE 1.5% 6/0
88160RAA9
4038
2000000
PRN
SOLE
2000000
0
0
TESLA MTRS INC
NOTE 1.25% 3/0
88160RAC5
857
900000
PRN
SOLE
900000
0
0
TTM TECHNOLOGI
NOTE 1.75%12/1
87305RAD1
1948
2000000
PRN
SOLE
2000000
0
0
TYSON FOODS INC
UNIT
902494301
1863
37000
SH
SOLE
37000
0
0
UNITED STATES ST
NOTE 2.75% 4/0
912909AH1
2462
1500000
PRN
SOLE
1500000
0
0
UNITED THERAPE
NOTE 1.0% 9/15/
91307CAF9
4042
1500000
PRN
SOLE
1500000
0
0
VECTOR GROUP LT
NOTE 1.75% 4/1
92240MBC1
1116
1000000
PRN
SOLE
1000000
0
0
VIPSHOP HLDGS LT
NOTE 1.5% 3/1
92763WAA1
1894
1600000
PRN
SOLE
1600000
0
0
VERISIGN INC
NOTE 3.25% 8/1
92343EAD4
2522
1500000
PRN
SOLE
1500000
0
0
VERINT SYS INC
NOTE 1.5% 6/1
92343XAA8
1902
1750000
PRN
SOLE
1750000
0
0
WEB COM GROUP
NOTE 1.0% 8/1
94733AAA2
919
1000000
PRN
SOLE
1000000
0
0
WELLPOINT INC
NOTE 2.75% 10/
94973VBG1
1659
1000000
PRN
SOLE
1000000
0
0
XPO LOGISTICS IN
NOTE 4.5%10/0
983793AA8
1182
500000
PRN
SOLE
500000
0
0