0001218558-14-000004.txt : 20140812
0001218558-14-000004.hdr.sgml : 20140812
20140811164139
ACCESSION NUMBER: 0001218558-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140811
DATE AS OF CHANGE: 20140811
EFFECTIVENESS DATE: 20140811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001218558
IRS NUMBER: 364407165
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10359
FILM NUMBER: 141031117
BUSINESS ADDRESS:
STREET 1: GRACE BROTHERS MANAGEMENT LLC
STREET 2: 1560 SHERMAN AVENUE STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 8477331230
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE.
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218558
XXXXXXXX
06-30-2014
06-30-2014
GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE.
SUITE 900
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-10359
N
Michael Brailov
Managing Member
847-733-1230
Michael Brailov
Evanston
IL
08-11-2014
0
46
113611
false
INFORMATION TABLE
2
Grace_Brothers_data20140630.xml
AEGEAN MARINE
NOTE 4.0% 11/0
Y0020QAA9
1527
1500000
PRN
SOLE
1500000
0
0
ACORDA THERAP
NOTE 1.75% 6/15
00484MAA4
2608
2500000
PRN
SOLE
2500000
0
0
AK STL CORP
NOTE 5.0% 11/1
001546AP5
1663
1000000
PRN
SOLE
1000000
0
0
ALTRA HOLDINGS
NOTE 2.75% 3/0
02208RAE6
2166
1500000
PRN
SOLE
1500000
0
0
AMSBURG CORP
PFD 5.25%
03232P504
1013
10000
SH
SOLE
10000
0
0
APPLE INC
COM
037833100
228
2450
SH
SOLE
2450
0
0
ASCENT CAP GRO
NOTE 4.0% 7/1
043632AA6
1177
1250000
PRN
SOLE
1250000
0
0
BOTTOMLINE TEC
NOTE 1.5% 12/0
101388AA4
1685
1430000
PRN
SOLE
1430000
0
0
CHESAPEAKE ENE
PFD CONV
165167784
1653
1300
SH
SOLE
1300
0
0
CHART INDS INC
NOTE 2.0% 8/0
16115QAC4
3144
2250000
PRN
SOLE
2250000
0
0
CISCO SYS INC
COM
17275R102
174
7000
SH
SOLE
7000
0
0
COBALT INTL ENER
NOTE 3.125% 5/1
19075FAB2
1889
1750000
PRN
SOLE
1750000
0
0
DEALERTRACK TEC
NOTE 1.5% 3/1
242309AB8
3690
2750000
PRN
SOLE
2750000
0
0
ENERGY XXI BER
CONV PRF
29274U309
966
3500
SH
SOLE
3500
0
0
GT ADVANCED TE
NOTE 3.0% 12/1
36191UAB2
3674
2100000
PRN
SOLE
2100000
0
0
GILEAD SCIENCE
NOTE 1.625% 5/1
375558AP8
8751
2400000
PRN
SOLE
2400000
0
0
GREENBRIER COS
NOTE 3.5% 4/0
393657AH4
2769
1650000
PRN
SOLE
1650000
0
0
HAWAIIAN HOLDI
NOTE 5.0% 3/1
419879AD3
3614
2000000
PRN
SOLE
2000000
0
0
HEALTHWAYS INC
NOTE 1.5% 7/0
422245AB6
1099
1000000
PRN
SOLE
1000000
0
0
ICONIX BRAND GR
NOTE 1.5% 3/1
451055AF4
2562
1750000
PRN
SOLE
1750000
0
0
INTERMUNE INC
NOTE 2.5% 9/1
45884XAE3
1503
1000000
PRN
SOLE
1000000
0
0
INSULET CORP
NOTE 2.0% 6/1
45784PAD3
2220
2000000
PRN
SOLE
2000000
0
0
J2 GLOBAL INC
NOTE 3.25% 6/1
48123VAC6
1019
1000000
PRN
SOLE
1000000
0
0
LACLEDE GROUP
CONV PRF
505597500
1062
20000
SH
SOLE
20000
0
0
M/I HOMES INC
NOTE 3.25% 9/1
55292PAA3
1476
1175000
PRN
SOLE
1175000
0
0
MICRON TECHNOL
NOTE 2.375% 5/0
595112AW3
5344
1550000
PRN
SOLE
1550000
0
0
MYLAN INC
NOTE 3.75% 9/1
628530AJ6
5816
1500000
PRN
SOLE
1500000
0
0
POST HLDGS INC
CONV PRF
737446609
2130
20000
SH
SOLE
20000
0
0
POWERSHARES QQ
UNIT SER 1
73935A104
1127
12000
SH
SOLE
12000
0
0
RADIAN GROUP I
NOTE 2.25% 3/1
750236AN1
4214
2800000
PRN
SOLE
2800000
0
0
RENEWABLE ENER
MTNF 2.75% 6/1
75972AAA1
1105
1000000
PRN
SOLE
1000000
0
0
SALIX PHARMACE
NOTE 1.5% 3/1
795435AE6
4916
2500000
PRN
SOLE
2500000
0
0
SANDISK CORP
NOTE 1.5% 8/1
80004CAD3
8715
4250000
PRN
SOLE
4250000
0
0
STARWOOD PPTY
NOTE 4.0% 1/1
85571BAB1
1149
1000000
PRN
SOLE
1000000
0
0
SUNPOWER CORP
DBCV 4.5% 3/1
867652AE9
1839
1000000
PRN
SOLE
1000000
0
0
TESLA MTRS INC
NOTE 1.5% 6/0
88160RAA9
5569
2750000
PRN
SOLE
2750000
0
0
TESLA MTRS INC
NOTE 1.25% 3/0
88160RAC5
875
900000
PRN
SOLE
900000
0
0
TTM TECHNOLOGI
NOTE 1.75%12/1
87305RAD1
2189
2000000
PRN
SOLE
2000000
0
0
UNITED THERAPE
NOTE 1.0% 9/15/
91307CAF9
3300
1750000
PRN
SOLE
1750000
0
0
VECTOR GROUP LT
NOTE 1.75% 4/1
92240MBC1
1071
1000000
PRN
SOLE
1000000
0
0
VIPSHOP HLDGS LT
NOTE 1.5% 3/1
92763WAA1
1888
1600000
PRN
SOLE
1600000
0
0
VERISIGN INC
NOTE 3.25% 8/1
92343EAD4
1515
1000000
PRN
SOLE
1000000
0
0
VERINT SYS INC
NOTE 1.5% 6/1
92343XAA8
1798
1750000
PRN
SOLE
1750000
0
0
WALTER INVT MG
NOTE 4.5% 11/0
93317WAA0
1388
1500000
PRN
SOLE
1500000
0
0
WELLPOINT INC
NOTE 2.75% 10/
94973VBG1
1538
1000000
PRN
SOLE
1000000
0
0
XPO LOGISTICS IN
NOTE 4.5%10/0
983793AA8
2793
1500000
PRN
SOLE
1500000
0
0