0001218558-14-000004.txt : 20140812 0001218558-14-000004.hdr.sgml : 20140812 20140811164139 ACCESSION NUMBER: 0001218558-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 EFFECTIVENESS DATE: 20140811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC CENTRAL INDEX KEY: 0001218558 IRS NUMBER: 364407165 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10359 FILM NUMBER: 141031117 BUSINESS ADDRESS: STREET 1: GRACE BROTHERS MANAGEMENT LLC STREET 2: 1560 SHERMAN AVENUE STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE. STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218558 XXXXXXXX 06-30-2014 06-30-2014 GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE. SUITE 900 EVANSTON IL 60201
13F HOLDINGS REPORT 028-10359 N
Michael Brailov Managing Member 847-733-1230 Michael Brailov Evanston IL 08-11-2014 0 46 113611 false
INFORMATION TABLE 2 Grace_Brothers_data20140630.xml AEGEAN MARINE NOTE 4.0% 11/0 Y0020QAA9 1527 1500000 PRN SOLE 1500000 0 0 ACORDA THERAP NOTE 1.75% 6/15 00484MAA4 2608 2500000 PRN SOLE 2500000 0 0 AK STL CORP NOTE 5.0% 11/1 001546AP5 1663 1000000 PRN SOLE 1000000 0 0 ALTRA HOLDINGS NOTE 2.75% 3/0 02208RAE6 2166 1500000 PRN SOLE 1500000 0 0 AMSBURG CORP PFD 5.25% 03232P504 1013 10000 SH SOLE 10000 0 0 APPLE INC COM 037833100 228 2450 SH SOLE 2450 0 0 ASCENT CAP GRO NOTE 4.0% 7/1 043632AA6 1177 1250000 PRN SOLE 1250000 0 0 BOTTOMLINE TEC NOTE 1.5% 12/0 101388AA4 1685 1430000 PRN SOLE 1430000 0 0 CHESAPEAKE ENE PFD CONV 165167784 1653 1300 SH SOLE 1300 0 0 CHART INDS INC NOTE 2.0% 8/0 16115QAC4 3144 2250000 PRN SOLE 2250000 0 0 CISCO SYS INC COM 17275R102 174 7000 SH SOLE 7000 0 0 COBALT INTL ENER NOTE 3.125% 5/1 19075FAB2 1889 1750000 PRN SOLE 1750000 0 0 DEALERTRACK TEC NOTE 1.5% 3/1 242309AB8 3690 2750000 PRN SOLE 2750000 0 0 ENERGY XXI BER CONV PRF 29274U309 966 3500 SH SOLE 3500 0 0 GT ADVANCED TE NOTE 3.0% 12/1 36191UAB2 3674 2100000 PRN SOLE 2100000 0 0 GILEAD SCIENCE NOTE 1.625% 5/1 375558AP8 8751 2400000 PRN SOLE 2400000 0 0 GREENBRIER COS NOTE 3.5% 4/0 393657AH4 2769 1650000 PRN SOLE 1650000 0 0 HAWAIIAN HOLDI NOTE 5.0% 3/1 419879AD3 3614 2000000 PRN SOLE 2000000 0 0 HEALTHWAYS INC NOTE 1.5% 7/0 422245AB6 1099 1000000 PRN SOLE 1000000 0 0 ICONIX BRAND GR NOTE 1.5% 3/1 451055AF4 2562 1750000 PRN SOLE 1750000 0 0 INTERMUNE INC NOTE 2.5% 9/1 45884XAE3 1503 1000000 PRN SOLE 1000000 0 0 INSULET CORP NOTE 2.0% 6/1 45784PAD3 2220 2000000 PRN SOLE 2000000 0 0 J2 GLOBAL INC NOTE 3.25% 6/1 48123VAC6 1019 1000000 PRN SOLE 1000000 0 0 LACLEDE GROUP CONV PRF 505597500 1062 20000 SH SOLE 20000 0 0 M/I HOMES INC NOTE 3.25% 9/1 55292PAA3 1476 1175000 PRN SOLE 1175000 0 0 MICRON TECHNOL NOTE 2.375% 5/0 595112AW3 5344 1550000 PRN SOLE 1550000 0 0 MYLAN INC NOTE 3.75% 9/1 628530AJ6 5816 1500000 PRN SOLE 1500000 0 0 POST HLDGS INC CONV PRF 737446609 2130 20000 SH SOLE 20000 0 0 POWERSHARES QQ UNIT SER 1 73935A104 1127 12000 SH SOLE 12000 0 0 RADIAN GROUP I NOTE 2.25% 3/1 750236AN1 4214 2800000 PRN SOLE 2800000 0 0 RENEWABLE ENER MTNF 2.75% 6/1 75972AAA1 1105 1000000 PRN SOLE 1000000 0 0 SALIX PHARMACE NOTE 1.5% 3/1 795435AE6 4916 2500000 PRN SOLE 2500000 0 0 SANDISK CORP NOTE 1.5% 8/1 80004CAD3 8715 4250000 PRN SOLE 4250000 0 0 STARWOOD PPTY NOTE 4.0% 1/1 85571BAB1 1149 1000000 PRN SOLE 1000000 0 0 SUNPOWER CORP DBCV 4.5% 3/1 867652AE9 1839 1000000 PRN SOLE 1000000 0 0 TESLA MTRS INC NOTE 1.5% 6/0 88160RAA9 5569 2750000 PRN SOLE 2750000 0 0 TESLA MTRS INC NOTE 1.25% 3/0 88160RAC5 875 900000 PRN SOLE 900000 0 0 TTM TECHNOLOGI NOTE 1.75%12/1 87305RAD1 2189 2000000 PRN SOLE 2000000 0 0 UNITED THERAPE NOTE 1.0% 9/15/ 91307CAF9 3300 1750000 PRN SOLE 1750000 0 0 VECTOR GROUP LT NOTE 1.75% 4/1 92240MBC1 1071 1000000 PRN SOLE 1000000 0 0 VIPSHOP HLDGS LT NOTE 1.5% 3/1 92763WAA1 1888 1600000 PRN SOLE 1600000 0 0 VERISIGN INC NOTE 3.25% 8/1 92343EAD4 1515 1000000 PRN SOLE 1000000 0 0 VERINT SYS INC NOTE 1.5% 6/1 92343XAA8 1798 1750000 PRN SOLE 1750000 0 0 WALTER INVT MG NOTE 4.5% 11/0 93317WAA0 1388 1500000 PRN SOLE 1500000 0 0 WELLPOINT INC NOTE 2.75% 10/ 94973VBG1 1538 1000000 PRN SOLE 1000000 0 0 XPO LOGISTICS IN NOTE 4.5%10/0 983793AA8 2793 1500000 PRN SOLE 1500000 0 0