0001218558-14-000001.txt : 20140211
0001218558-14-000001.hdr.sgml : 20140211
20140211165826
ACCESSION NUMBER: 0001218558-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001218558
IRS NUMBER: 364407165
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10359
FILM NUMBER: 14595025
BUSINESS ADDRESS:
STREET 1: GRACE BROTHERS MANAGEMENT LLC
STREET 2: 1560 SHERMAN AVENUE STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 8477331230
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE.
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218558
XXXXXXXX
12-31-2013
12-31-2013
GRACE BROTHERS MANAGEMENT LLC
1560 SHERMAN AVE.
SUITE 900
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-10359
N
Michael Brailov
Managing Member
847-733-0225
Michael Brailov
Evanston
IL
02-11-2014
0
49
119679
false
INFORMATION TABLE
2
Grace_Brothers_data20131231.xml
ARCELORMITTAL
MAND CV NT 16
L0302D178
1040
40000
SH
SOLE
40000
0
0
AEGEAN MARINE
NOTE 4.0% 11/0
Y0020QAA9
1588
1500000
PRN
SOLE
1500000
0
0
AK STL CORP
NOTE 5.0% 11/1
001546AP5
1635
1000000
PRN
SOLE
1000000
0
0
ALPHA NATURAL RE
NOTE 4.875% 12/1
02076XAF9
1078
1000000
PRN
SOLE
1000000
0
0
ALTRA INDL MOTIO
NOTE 2.75% 3/0
02208RAE6
2073
1500000
PRN
SOLE
1500000
0
0
AMERICAN RLTY
NOTE 3.0% 8/0
02917TAA2
2006
2000000
PRN
SOLE
2000000
0
0
ASCENT CAP GR
NOTE 4.0% 7/1
043632AA6
1345
1250000
PRN
SOLE
1250000
0
0
BLACKSTONE MTG TR
NOTE 5.25% 12/0
09257WAA8
1053
1000000
PRN
SOLE
1000000
0
0
BOTTOMLINE TEC
NOTE 1.5% 12/0
101388AA4
1937
1430000
PRN
SOLE
1430000
0
0
CADENCE DESIGN
NOTE 2.625% 6/1
127387AJ7
3764
2000000
PRN
SOLE
2000000
0
0
CEMEX SAB DE C
NOTE 3.25% 3/16
151290BB8
1979
1500000
PRN
SOLE
1500000
0
0
CEMEX SAB DE C
NOTE 3.75% 3/18
151290BC6
1363
1000000
PRN
SOLE
1000000
0
0
CHART INDS INC
NOTE 2.0% 8/0
16115QAC4
5025
3250000
PRN
SOLE
3250000
0
0
CHESAPEAKE ENERGY
PFD CONV
165167784
1508
1300
SH
SOLE
1300
0
0
CISCO SYS INC
COM
17275R102
157
7000
SH
SOLE
7000
0
0
CROWN CASTLE INTL
CNV PFD STK SR A
228227500
2560
25500
SH
SOLE
25500
0
0
DEALERTRACK TECH
NOTE 1.5% 3/1
242309AB8
2089
1500000
PRN
SOLE
1500000
0
0
ENDO PHARMACEU
NOTE 1.75% 4/1
29264FAB2
4633
2000000
PRN
SOLE
2000000
0
0
ENERGY XXI BER
CONV PRF
29274U309
1030
3500
SH
SOLE
3500
0
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
3094
1750000
PRN
SOLE
1750000
0
0
ENPRO INDS INC
DBCV 3.938% 10/
29355XAB3
3601
2040000
PRN
SOLE
2040000
0
0
GT ADVANCED TE
NOTE 3.0% 12/15
36191UAB2
1121
1100000
PRN
SOLE
1100000
0
0
GILEAD SCIENCE
NOTE 1.625% 5/1
375558AP8
12540
3800000
PRN
SOLE
3800000
0
0
GREEN PLAINS REN
NOTE 5.75% 11/0
393222AB0
2181
1500000
PRN
SOLE
1500000
0
0
GROUP 1 AUTOMO
NOTE 3.0% 3/15/
398905AG4
2003
1000000
PRN
SOLE
1000000
0
0
GROUP 1 AUTOMO
NOTE 2.25% 6/15
398905AE9
1265
1000000
PRN
SOLE
1000000
0
0
HEALTHCARE REI
CONV PRF
42217K601
2179
42500
SH
SOLE
42500
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
2129
1500000
PRN
SOLE
1500000
0
0
M/I HOMES INC
NOTE 3.25% 9/1
55292PAA3
1528
1175000
PRN
SOLE
1175000
0
0
MICRON TECHNOL
NOTE 3.0% 11/15
595112AY9
1139
1150000
PRN
SOLE
1150000
0
0
MICRON TECHNOL
NOTE 2.375% 5/1
595112AW3
6392
2750000
PRN
SOLE
2750000
0
0
MYLAN INC
NOTE 3.75% 9/1
628530AJ6
3280
1000000
PRN
SOLE
1000000
0
0
OMNICARE INC
NOTE 3.5% 2/1
681904AQ1
1015
1000000
PRN
SOLE
1000000
0
0
PPL CORP
UNIT
69351T114
1613
30500
SH
SOLE
30500
0
0
POWERSHARES QQ
UNIT SER 1
73935A104
1231
14000
SH
SOLE
14000
0
0
RAIT FINANCIAL TR
NOTE 4.0% 10/0
749227AB0
996
1000000
PRN
SOLE
1000000
0
0
RTI INTL METAL
NOTE 3.0% 12/0
74973WAB3
3435
3250000
PRN
SOLE
3250000
0
0
RADIAN GROUP I
NOTE 3.0% 11/1
750236AN1
4109
2800000
PRN
SOLE
2800000
0
0
RESOURCE CAP CORP
NOTE 6.0% 12/0
76120WAA2
1008
1000000
PRN
SOLE
1000000
0
0
RYLAND GROUP I
NOTE 1.625% 5/1
783764AQ6
4583
3000000
PRN
SOLE
3000000
0
0
SALIX PHARMACEU
NOTE 1.5% 3/1
795435AE6
2993
2000000
PRN
SOLE
2000000
0
0
SANDISK CORP
NOTE 1.5% 8/1
80004CAD3
3692
2500000
PRN
SOLE
2500000
0
0
SOLARCITY CORP
NOTE 2.75% 11/0
83416TAA8
1783
1500000
PRN
SOLE
1500000
0
0
STANLEY BLACK & DEC
UNIT
854502804
1544
15000
SH
SOLE
150000
0
0
STARWOOD PPTY
NOTE 4.0% 1/15/
85571BAB1
1111
1000000
PRN
SOLE
1000000
0
0
TTM TECHNOLOGIES
NOTE 1.75% 12/15
87305RAD1
2168
2000000
PRN
SOLE
2000000
0
0
TESLA MTRS INC
NOTE 1.5% 6/0
88160RAA9
3120
2250000
PRN
SOLE
2250000
0
0
UNITED THERAPE
NOTE 1.0% 9/15/
91307CAF9
3562
1500000
PRN
SOLE
1500000
0
0
WEB COM INC
NOTE 1.0% 8/15
94733AAA2
1401
1240000
PRN
SOLE
1240000
0
0