0001218326-15-000012.txt : 20150707 0001218326-15-000012.hdr.sgml : 20150707 20150707171609 ACCESSION NUMBER: 0001218326-15-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150702 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuance Communications, Inc. CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: SCANSOFT INC DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICCI PAUL CENTRAL INDEX KEY: 0001218326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36056 FILM NUMBER: 15977191 MAIL ADDRESS: STREET 1: C/O NUANCE COMMUNICATIONS, INC. STREET 2: ONE WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-07-02 0 0001002517 Nuance Communications, Inc. NUAN 0001218326 RICCI PAUL ONE WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2015-07-06 4 S 0 100000.0 16.9 D 2682430 D Common Stock 2015-07-07 4 S 0 195000.0 16.6002 D 2487430 D Common Stock 2015-07-07 4 S 0 25000.0 16.6995 D 2462430 D Common Stock 2015-07-07 4 S 0 40000.0 16.65 D 2422430 D Common Stock 2015-07-07 4 S 0 41700.0 16.5824 D 2380730 D Common Stock 2015-07-07 4 S 0 40000.0 16.4558 D 2340730 D Common Stock 2015-07-07 4 S 0 40000.0 16.55 D 2300730 D Common Stock 2015-07-07 4 S 0 60000.0 16.5812 D 2240730 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 290000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 280000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 270000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 260000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 250000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 240000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 30000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 30000 210000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 15000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 15000 195000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 15000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 15000 180000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 10000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10000 170000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-02 4 M 0 1300.0 0.0 D 2010-09-30 2015-09-30 Common Stock 1300 168700 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-06 4 M 0 10400.0 0.0 D 2010-09-30 2015-09-30 Common Stock 10400 158300 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-06 4 M 0 50000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 50000 108300 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-06 4 M 0 8300.0 0.0 D 2010-09-30 2015-09-30 Common Stock 8300 100000 D Non-Qualified Stock Option (right to buy) 12.19 2015-07-06 4 M 0 100000.0 0.0 D 2010-09-30 2015-09-30 Common Stock 100000 0 D These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 24, 2015. This option shall cliff vest 100% on 09/30/2010. By: /s/ Donna Belanger For: Paul A. Ricci 2015-07-07