0001218326-14-000012.txt : 20141201 0001218326-14-000012.hdr.sgml : 20141201 20141201184727 ACCESSION NUMBER: 0001218326-14-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuance Communications, Inc. CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: SCANSOFT INC DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICCI PAUL CENTRAL INDEX KEY: 0001218326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36056 FILM NUMBER: 141258859 MAIL ADDRESS: STREET 1: C/O NUANCE COMMUNICATIONS, INC. STREET 2: ONE WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-26 0 0001002517 Nuance Communications, Inc. NUAN 0001218326 RICCI PAUL ONE WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2014-11-26 4 A 0 39113.0 0.0010 A 2927019 D Common Stock 2014-11-28 4 F 0 113953.0 15.13 D 2813066 D Common Stock 2014-11-28 4 F 0 113953.0 15.13 D 2699113 D Common Stock 2014-11-28 4 D 0 63200.0 0.0 D 2635913 D Common Stock 2014-11-28 4 A 0 109200.0 0.0010 A 2745113 D Common Stock 2014-11-28 4 F 0 56976.0 15.13 D 2688137 D Common Stock 2014-11-28 4 A 0 62500.0 0.0010 A 2750637 D Grant of Restricted Stock Units that will vest 100% on December 5, 2014 issued pursuant to the FY2014 Bonus program. These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Reflects Restricted Stock Units granted previously and disclosed in a prior Form 4 that were tied to FY 2014 performance targets and forfeited as a result of the FY 2014 performance targets not being met. These shares were issued pursuant to terms under a performance based restricted stock unit agreement which vested based on achievement of FY2014 performance targets. Shares were issued to Mr. Ricci due to achievement of goals pursuant to a performance-based agreement with the Company. These shares will time-vest on September 30, 2015. By: /s/ Donna Belanger For: Paul A. Ricci 2014-12-01