0001218326-13-000007.txt : 20130205 0001218326-13-000007.hdr.sgml : 20130205 20130205162335 ACCESSION NUMBER: 0001218326-13-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICCI PAUL CENTRAL INDEX KEY: 0001218326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27038 FILM NUMBER: 13574300 MAIL ADDRESS: STREET 1: C/O NUANCE COMMUNICATIONS, INC. STREET 2: ONE WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuance Communications, Inc. CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943156479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: SCANSOFT INC DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: VISIONEER INC DATE OF NAME CHANGE: 19951020 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-02-01 0 0001002517 Nuance Communications, Inc. NUAN 0001218326 RICCI PAUL ONE WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2013-02-01 4 M 0 40000.0 7.57 A 4094898.0 D Common Stock 2013-02-01 4 S 0 40000.0 24.3 D 4054898.0 D Common Stock 2013-02-01 4 M 0 30000.0 7.57 A 4084898.0 D Common Stock 2013-02-01 4 S 0 30000.0 24.2 D 4054898.0 D Common Stock 2013-02-01 4 M 0 30000.0 7.57 A 4084898.0 D Common Stock 2013-02-01 4 S 0 30000.0 24.0996 D 4054898.0 D Common Stock 2013-02-01 4 S 0 40000.0 24.0005 D 4014898.0 D Non-Qualified Stock Option (right to buy) 7.57 2013-02-01 4 M 0 40000.0 0.0 D 2007-08-11 2016-08-11 Common Stock 40000.0 747500.0 D Non-Qualified Stock Option (right to buy) 7.57 2013-02-01 4 M 0 30000.0 0.0 D 2007-08-11 2016-08-11 Common Stock 30000.0 717500.0 D Non-Qualified Stock Option (right to buy) 7.57 2013-02-01 4 M 0 30000.0 0.0 D 2007-08-11 2016-08-11 Common Stock 30000.0 687500.0 D These shares were sold pursuant to a 10b5-1 Sales Plan. This option vests over a three-year period in equal installments of 1/3 on each grant anniversary date. By: /s/ Donna Belanger For: Paul A Ricci 2013-02-05