0000902664-11-001623.txt : 20111114 0000902664-11-001623.hdr.sgml : 20111111 20111114162323 ACCESSION NUMBER: 0000902664-11-001623 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10371 FILM NUMBER: 111202929 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 p11-1721form13fhr.txt O.S.S. CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: O.S.S. Capital Management LP ---------------------------- Address: 598 Madison Avenue ---------------------------- New York, NY 10022 ---------------------------- Form 13F File Number: 028-10371 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oscar S. Schafer --------------------------------------- Title: Sole Managing Member of General Partner --------------------------------------- Phone: 212-756-8707 --------------------------------------- Signature, Place, and Date of Signing: /s/ Oscar S. Schafer New York, NY 11/14/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $206,801 -------------- (in thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ANIXTER INTL INC COM 035290105 9,911 208,907 SH SOLE 208,907 APPLE INC COM 037833100 10,297 27,004 SH SOLE 27,004 CNO FINL GROUP INC COM 12621E103 5,415 1,000,853 SH SOLE 1,000,853 COVANTA HLDG CORP COM 22282E102 13,452 885,570 SH SOLE 885,570 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 12,819 3,074,108 SH SOLE 3,074,108 HERTZ GLOBAL HOLDINGS INC COM 42805T105 15,309 1,720,137 SH SOLE 1,720,137 MAKO SURGICAL CORP COM 560879108 7,707 225,232 SH SOLE 225,232 NICE SYS LTD SPONSORED ADR 653656108 4,280 141,022 SH SOLE 141,022 OSI SYSTEMS INC COM 671044105 5,828 173,864 SH SOLE 173,864 QUANTUM CORP COM DSSG 747906204 2,846 1,572,323 SH SOLE 1,572,323 RSC HOLDINGS INC COM 74972L102 5,348 750,086 SH SOLE 750,086 SANOFI SPONSORED ADR 80105N105 9,842 300,062 SH SOLE 300,062 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 5,427 205,107 SH SOLE 205,107 TE CONNECTIVITY LTD REG SHS H84989104 5,350 190,123 SH SOLE 190,123 TYCO INTERNATIONAL LTD SHS H89128104 8,152 200,040 SH SOLE 200,040 UNIFI INC COM NEW 904677200 2,892 354,022 SH SOLE 354,022 VALEANT PHARMACEUTICALS INTL COM 91911K102 10,954 295,110 SH SOLE 295,110 VERINT SYS INC COM 92343X100 9,729 370,083 SH SOLE 370,083 VIACOM INC NEW CL B 92553P201 8,742 225,648 SH SOLE 225,648 WESCO AIRCRAFT HLDGS INC COM 950814103 6,500 594,725 SH SOLE 594,725 WYNDHAM WORLDWIDE CORP COM 98310W108 13,409 470,334 SH SOLE 470,334 WYNDHAM WORLDWIDE CORP COM 98310W108 2,851 100,000 SH CALL SOLE 100,000 XEROX CORP COM 984121103 13,434 1,927,467 SH SOLE 1,927,467 XEROX CORP COM 984121103 3,137 450,000 SH CALL SOLE 450,000 YAHOO INC COM 984332106 3,951 300,000 SH SOLE 300,000 YAHOO INC COM 984332106 9,219 700,000 SH CALL SOLE 700,000