0000902664-11-001376.txt : 20110815 0000902664-11-001376.hdr.sgml : 20110815 20110815163413 ACCESSION NUMBER: 0000902664-11-001376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10371 FILM NUMBER: 111036899 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 p11-1380form13fhr.txt O.S.S. CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: O.S.S. Capital Management LP -------------------------------------------------- Address: 598 Madison Avenue -------------------------------------------------- New York, NY 10022 -------------------------------------------------- Form 13F File Number: 028-10371 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oscar S. Schafer -------------------------------------------------- Title: Sole Managing Member of General Partner -------------------------------------------------- Phone: 212-756-8707 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Oscar S. Schafer New York, NY 8/15/2011 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 35 ------------- Form 13F Information Table Value Total: $535,249 ------------- (in thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ANIXTER INTL INC COM 035290105 13,649 208,887 SH SOLE 208,887 APPLE INC COM 037833100 9,065 27,005 SH SOLE 27,005 CNO FINL GROUP INC COM 12621E103 11,867 1,500,241 SH SOLE 1,500,241 COVANTA HLDG CORP COM 22282E102 14,603 885,592 SH SOLE 885,592 CROWN HOLDINGS INC COM 228368106 14,561 375,102 SH SOLE 375,102 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7,311 200,029 SH SOLE 200,029 FIDELITY NATL INFORMATION SV COM 31620M106 9,240 300,084 SH SOLE 300,084 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 16,446 3,074,108 SH SOLE 3,074,108 FOREST LABS INC COM 345838106 7,868 200,000 SH SOLE 200,000 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 8,084 439,594 SH SOLE 439,594 GENERAL MTRS CO COM 37045V100 10,019 330,000 SH SOLE 330,000 H & E EQUIPMENT SERVICES INC COM 404030108 4,165 297,741 SH SOLE 297,741 HERTZ GLOBAL HOLDINGS INC COM 42805T105 22,252 1,401,264 SH SOLE 1,401,264 HOLOGIC INC COM 436440101 11,503 570,300 SH SOLE 570,300 INTERVAL LEISURE GROUP INC COM 46113M108 1,653 120,759 SH SOLE 120,759 MAKO SURGICAL CORP COM 560879108 10,412 350,213 SH SOLE 350,213 NXP SEMICONDUCTORS N V COM N6596X109 9,859 368,827 SH SOLE 368,827 OSI SYSTEMS INC COM 671044105 13,503 314,026 SH SOLE 314,026 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 21,109 370,000 SH PUT SOLE 370,000 QUANTUM CORP COM DSSG 747906204 8,489 2,572,391 SH SOLE 2,572,391 SALIX PHARMACEUTICALS INC COM 795435106 21,020 527,735 SH SOLE 527,735 SANOFI SPONSORED ADR 80105N105 10,043 250,000 SH SOLE 250,000 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 13,178 350,000 SH SOLE 350,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 140,548 1,065,000 SH PUT SOLE 1,065,000 TE CONNECTIVITY LTD REG SHS H84989104 10,660 290,000 SH SOLE 290,000 TRANSDIGM GROUP INC COM 893641100 5,243 57,493 SH SOLE 57,493 TYCO INTERNATIONAL LTD SHS H89128104 1,483 30,000 SH SOLE 30,000 UNIFI INC COM NEW 904677200 6,333 458,901 SH SOLE 458,901 VALEANT PHARMACEUTICALS INTL COM 91911K102 18,186 350,000 SH SOLE 350,000 VERINT SYS INC COM 92343X100 13,708 370,073 SH SOLE 370,073 VIACOM INC NEW CL B 92553P201 14,057 275,633 SH SOLE 275,633 WYNDHAM WORLDWIDE CORP COM 98310W108 19,351 575,078 SH SOLE 575,078 XEROX CORP COM 984121103 21,098 2,026,701 SH SOLE 2,026,701 XEROX CORP COM 984121103 4,164 400,000 SH CALL SOLE 400,000 YAHOO INC COM 984332106 10,519 699,432 SH SOLE 699,432