0000902664-11-000951.txt : 20110516 0000902664-11-000951.hdr.sgml : 20110516 20110516160848 ACCESSION NUMBER: 0000902664-11-000951 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10371 FILM NUMBER: 11846889 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 p11-1169form13fhr.txt O.S.S. CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: O.S.S. Capital Management LP ---------------------------- Address: 598 Madison Avenue ---------------------------- New York, NY 10022 ---------------------------- Form 13F File Number: 028-10371 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oscar S. Schafer --------------------------------------- Title: Sole Managing Member of General Partner --------------------------------------- Phone: 212-756-8707 --------------------------------------- Signature, Place, and Date of Signing: /s/ Oscar S. Schafer New York, NY 5/16/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $603,761 -------------- (in thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ANIXTER INTL INC COM 035290105 9,370 134,072 SH Sole 134,072 APPLE INC COM 037833100 9,410 27,000 SH Sole 27,000 CARTER INC COM 146229109 15,992 558,583 SH Sole 558,583 CNO FINL GROUP INC COM 12621E103 15,020 2,000,000 SH Sole 2,000,000 COVANTA HLDG CORP COM 22282E102 15,123 885,414 SH Sole 885,414 CROWN HOLDINGS INC COM 228368106 12,484 323,600 SH Sole 323,600 DIRECTV COM CL A 25490A101 8,190 175,000 SH Sole 175,000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7,042 200,000 SH Sole 200,000 FIDELITY NATL INFORMATION SV COM 31620M106 17,980 550,000 SH Sole 550,000 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 18,471 3,073,444 SH Sole 3,073,444 H & E EQUIPMENT SERVICES INC COM 404030108 3,666 187,700 SH Sole 187,700 HERTZ GLOBAL HOLDINGS INC COM 42805T105 19,164 1,226,081 SH Sole 1,226,081 HEWLETT PACKARD CO COM 428236103 8,047 196,400 SH Sole 196,400 HOLOGIC INC COM 436440101 10,774 485,300 SH Sole 485,300 INTERVAL LEISURE GROUP INC COM 46113M108 1,320 80,752 SH Sole 80,752 ISHARES TR RUSSELL 2000 464287655 85,012 1,010,000 SH PUT Sole 1,010,000 MAKO SURGICAL CORP COM 560879108 14,696 609,282 SH Sole 609,282 NXP SEMICONDUCTORS N V COM N6596X109 9,851 328,760 SH Sole 328,760 OSI SYSTEMS INC COM 671044105 12,534 333,981 SH Sole 333,981 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 33,309 580,000 SH PUT Sole 580,000 QUANTUM CORP COM DSSG 747906204 6,481 2,571,878 SH Sole 2,571,878 SALIX PHARMACEUTICALS INC COM 795435106 18,484 527,655 SH Sole 527,655 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 17,556 505,500 SH Sole 505,500 SPDR S&P 500 ETF TR TR UNIT 78462F103 111,376 840,000 SH PUT Sole 840,000 TRANSDIGM GROUP INC COM 893641100 5,449 65,000 SH Sole 65,000 UNIFI INC COM NEW 904677200 5,519 324,633 SH Sole 324,633 VERINT SYS INC COM 92343X100 12,544 350,000 SH Sole 350,000 VIACOM INC NEW CL B 92553P201 13,996 300,870 SH Sole 300,870 VISTEON CORP COM NEW 92839U206 13,179 210,900 SH Sole 210,900 WEBMD HEALTH CORP COM 94770V102 10,791 202,004 SH Sole 202,004 WYNDHAM WORLDWIDE CORP COM 98310W108 23,065 725,071 SH Sole 725,071 XEROX CORP COM 984121103 18,652 1,751,347 SH Sole 1,751,347 XEROX CORP COM 984121103 2,130 200,000 SH CALL Sole 200,000 YAHOO INC COM 984332106 17,084 1,024,225 SH Sole 1,024,225