-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFw0FTlHHDzcm8Cg7oUcr46Krg+cOSTbzy5PCmyW9bgRXwnngUXpPwLhyxPViIcu ej4cJT9QBrmP4RPx1VKxuQ== 0000902664-10-003607.txt : 20101115 0000902664-10-003607.hdr.sgml : 20101115 20101115161135 ACCESSION NUMBER: 0000902664-10-003607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10371 FILM NUMBER: 101192528 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 p10-1780form13fhr.txt O.S.S. CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: O.S.S. Capital Management LP -------------------------------------------------- Address: 598 Madison Avenue -------------------------------------------------- New York, NY 10022 -------------------------------------------------- Form 13F File Number: 028-10371 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oscar S. Schafer -------------------------------------------------- Title: Sole Managing Member of General Partner -------------------------------------------------- Phone: 212-756-8707 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Oscar S. Schafer New York, NY 11/15/2010 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 31 ------------- Form 13F Information Table Value Total: $500,255 ------------- (in thousands) List of Other Included Managers: NONE Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- ----------- --------- -------- ---- ----- ----------- ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- ----------- -------- --------- ---- ----- ----------- ---------- ------- ------- ----- ANIXTER INTL INC COM 035290105 18,430 341,367 SH Sole 341,367 APPLE INC COM 037833100 9,222 32,500 SH Sole 32,500 CARTER INC COM 146229109 16,588 630,000 SH Sole 630,000 CNO FINL GROUP INC COM 12621E103 18,144 3,275,165 SH Sole 3,275,165 COCA COLA ENTERPRISES INC COM 191219104 22,525 726,619 SH Sole 726,619 COVANTA HLDG CORP COM 22282E102 16,297 1,034,738 SH Sole 1,034,738 CROWN HOLDINGS INC COM 228368106 18,708 652,759 SH Sole 652,759 FIDELITY NATL INFORMATION SV COM 31620M106 17,108 630,575 SH Sole 630,575 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 22,256 3,073,968 SH Sole 3,073,968 ISHARES TR RUSSELL 2000 464287655 28,013 415,000 SH PUT Sole 415,000 KAISER ALUMINUM CORP COM PAR $0.01 483007704 5,492 128,339 SH Sole 128,339 LIVE NATION ENTERTAINMENT IN COM 538034109 6,166 624,078 SH Sole 624,078 MAKO SURGICAL CORP COM 560879108 12,215 1,275,031 SH Sole 1,275,031 MATTEL INC COM 577081102 19,845 845,900 SH Sole 845,900 OSI SYSTEMS INC COM 671044105 16,345 450,028 SH Sole 450,028 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 40,973 835,000 SH PUT Sole 835,000 QUALCOMM INC COM 747525103 10,234 226,757 SH Sole 226,757 REGAL ENTMT GROUP CL A 758766109 5,576 425,000 SH Sole 425,000 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 9,099 460,500 SH Sole 460,500 SONIC SOLUTIONS COM 835460106 5,772 507,199 SH Sole 507,199 SPDR S&P 500 ETF TR TR UNIT 78462F103 50,788 445,000 SH PUT Sole 445,000 TIME WARNER INC COM NEW 887317303 11,669 380,720 SH Sole 380,720 TRANSDIGM GROUP INC COM 893641100 11,344 182,813 SH Sole 182,813 UNIFI INC COM 904677101 4,397 975,000 SH Sole 975,000 VERISIGN INC COM 92343E102 8,171 257,445 SH Sole 257,445 VIACOM INC NEW CL B 92553P201 23,540 650,454 SH Sole 650,454 WEBMD HEALTH CORP COM 94770V102 10,070 201,929 SH Sole 201,929 WYNDHAM WORLDWIDE CORP COM 98310W108 22,571 821,672 SH Sole 821,672 XEROX CORP COM 984121103 18,112 1,749,942 SH Sole 1,749,942 YAHOO INC COM 984332106 17,751 1,252,700 SH Sole 1,252,700 YAHOO INC COM 984332106 2,834 200,000 SH CALL Sole 200,000
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