-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BeTOGjKiHIqybm1hL27MbC6RtvMAUkxp9EszvTh71IXCKwJujzRJildpuYnGXrt5 bsP3RCP2b6m7BdLc+b97kQ== 0000902664-09-003362.txt : 20090814 0000902664-09-003362.hdr.sgml : 20090814 20090814165708 ACCESSION NUMBER: 0000902664-09-003362 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10371 FILM NUMBER: 091016723 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 p09-1638form13fhr.txt O.S.S. CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: O.S.S. Capital Management LP -------------------------------------------------- Address: 598 Madison Avenue -------------------------------------------------- New York, NY 10022 -------------------------------------------------- Form 13F File Number: 028-10371 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Oscar S. Schafer -------------------------------------------------- Title: Senior Managing Member of General Partner -------------------------------------------------- Phone: 212-756-8707 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Oscar S. Schafer New York, NY 8/14/09 ---------------------- ----------------------- ------------- [Signature] [City, State] [Date] NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 24 ------------- Form 13F Information Table Value Total: $547,905 ------------- (in thousands) List of Other Included Managers: NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------- ---------- ---------- -------------- ---- ---------- --------- ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------- --------- ---------- -------------- ---- ---------- --------- -------- ------ ---- BERRY PETE CO CL A 085789105 1,708 91,900 SH Sole 91,900 0 0 COVANTA HLDG CORP COM 22282E102 1,696 100,000 SH Sole 100,000 0 0 CROWN HOLDINGS INC COM 228368106 11,829 490,000 SH Sole 490,000 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 34,186 1,907,700 SH Sole 1,907,700 0 0 ENZON PHARMACEUTICALS INC COM 293904108 9,763 1,234,200 SH Sole 1,234,200 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 24,519 1,812,191 SH Sole 1,812,191 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 43,722 6,246,047 SH Sole 6,246,047 0 0 IMPAX LABORATORIES INC COM 45256B101 14,546 1,976,300 SH Sole 1,976,300 0 0 LENDER PROCESSING SVCS INC COM 52602E102 43,750 1,575,448 SH Sole 1,575,448 0 0 MEDIVATION INC COM 58501N101 37,497 1,673,214 SH Sole 1,673,214 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 41,205 1,593,395 SH Sole 1,593,395 0 0 PFIZER INC COM 717081103 7,500 500,000 SH Sole 500,000 0 0 QUALCOMM INC COM 747525103 37,968 840,000 SH Sole 840,000 0 0 REGAL ENTMT GROUP CL A 758766109 39,673 2,985,200 SH Sole 2,985,200 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 3,298 518,590 SH Sole 518,590 0 0 SHIRE PLC SPONSORED ADR 82481R106 43,961 1,059,800 SH Sole 1,059,800 0 0 SMART BALANCE INC COM 83169Y108 3,885 570,519 SH Sole 570,519 0 0 SUNCOR ENERGY INC COM 867229106 10,164 335,000 SH Sole 335,000 0 0 TIME WARNER INC COM NEW 887317303 37,348 1,482,665 SH Sole 1,482,665 0 0 ULURU INC COM 90403T100 1,882 11,760,463 SH Sole 11,760,463 0 0 VERISIGN INC COM 92343E102 17,265 932,251 SH Sole 932,251 0 0 WALGREEN CO COM 931422109 21,609 735,000 SH Sole 735,000 0 0 WYETH COM 983024100 16,340 360,000 SH Sole 360,000 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 42,591 3,514,093 SH Sole 3,514,093 0 0
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