0001144204-19-039764.txt : 20190814 0001144204-19-039764.hdr.sgml : 20190814 20190814091930 ACCESSION NUMBER: 0001144204-19-039764 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 191023237 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 06-30-2019 06-30-2019 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 08-14-2019 0 39 567634 INFORMATION TABLE 2 infotable.xml Allegro Merger Corp. COMMON 01749N103 100 10000 SH SOLE 10000 0 0 AMCI Acquisition Corp COMMON 00165R101 147 14803 SH SOLE 14803 0 0 Ares Capital Corporation CONVRT BOND 04010LAT0 17657 17360000 PRN SOLE 13245000 0 4115000 Ares Capital Corporation CONVRT BOND 04010LAW3 52986 51500000 PRN SOLE 30170000 0 21330000 ARYA Sciences Acquisition COMMON G3165V109 150 15000 SH SOLE 15000 0 0 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 21496 21495000 PRN SOLE 13755000 0 7740000 Boxwood Merger Corp COMMON 10319T101 148 15000 SH SOLE 15000 0 0 ChaSerg Technology Acquisition Corp. COMMON 16166A103 100 10000 SH SOLE 10000 0 0 Cemex S.A. CONVRT BOND 151290BR3 15517 15532000 PRN SOLE 13372000 0 2160000 Cemex S.A. CONVRT BOND 151290BT9 11735 11747000 PRN SOLE 10715000 0 1032000 DD3 Acquisition Corp. COMMON G2692M103 100 10000 SH SOLE 10000 0 0 EdtechX Holding Acquisition COMMON 28138X103 99 10000 SH SOLE 10000 0 0 ELECTRONICS FOR IMAGING, INC CONVRT BOND 286082AC6 21617 21747000 PRN SOLE 19227000 0 2520000 Forum Merger II Corp COMMON 34986F103 151 15000 SH SOLE 15000 0 0 Graf Industrial Corp COMMON 384278107 149 15000 SH SOLE 15000 0 0 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 28135 28118000 PRN SOLE 16608000 0 11510000 Hennessy Capital Acquisition COMMON 42589C104 99 10000 SH SOLE 10000 0 0 Hercules Capital, Inc. CONVRT BOND 427096AF9 20759 20717000 PRN SOLE 14707000 0 6010000 Iconix Brand Group, Inc. CONVRT BOND 451055AG2 1423 5400000 PRN SOLE 5400000 0 0 Social Capital Hedosophia Holdings Corp. COMMON G8250R103 116 11144 SH SOLE 11144 0 0 LF Capital Acquisition Corp. COMMON 50200K108 102 10000 SH SOLE 10000 0 0 Megalith Financial Acquisition Corp. COMMON 58518F109 100 10000 SH SOLE 10000 0 0 Monocle Acquisition Corp COMMON 609754106 149 15000 SH SOLE 15000 0 0 Mudrick Capital Acquisition COMMON 624745105 153 15000 SH SOLE 15000 0 0 New Mountain Finance Corporation CONVRT BOND 647551AC4 42236 41000000 PRN SOLE 26000000 0 15000000 Nuance Communications, Inc. CONVRT BOND 67020YAK6 9046 9624000 PRN SOLE 9624000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 1239 1225000 PRN SOLE 1225000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 70263 69808000 PRN SOLE 51918000 0 17890000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAT9 30612 30000000 PRN SOLE 16500000 0 13500000 Sentinel Energy Services Inc. COMMON 81728P105 102 10000 SH SOLE 10000 0 0 SYNAPTICS INC CONVRT BOND 87157DAD1 3125 3500000 PRN SOLE 3500000 0 0 Blackrock TCP Capital Corp CONVRT BOND 87238QAB9 40659 40325000 PRN SOLE 28795000 0 11530000 Blackrock TCP Capital Corp CONVRT BOND 87238QAD5 19456 19224000 PRN SOLE 9564000 0 9660000 Trident Acquisitions Corp. COMMON 89615T106 155 15000 SH SOLE 15000 0 0 Trinity Merger Corp. COMMON 89653L106 155 15000 SH SOLE 15000 0 0 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 30342 30156000 PRN SOLE 23296000 0 6860000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAD4 23081 22421000 PRN SOLE 11921000 0 10500000 Twitter, Inc. CONVRT BOND 90184LAB8 98207 98835000 PRN SOLE 80115000 0 18720000 Twitter, Inc. CONVRT BOND 90184LAD4 5768 6021000 PRN SOLE 6021000 0 0