0001144204-18-059577.txt : 20181114 0001144204-18-059577.hdr.sgml : 20181114 20181114092148 ACCESSION NUMBER: 0001144204-18-059577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 181180707 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 09-30-2018 09-30-2018 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 11-14-2018 0 20 517434 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAM5 32644 32526000 PRN SOLE 23850000 0 8676000 Ares Capital Corporation CONVRT BOND 04010LAT0 30228 29844000 PRN SOLE 19894000 0 9950000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 20358 20000000 PRN SOLE 12260000 0 7740000 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 24321 24050000 PRN SOLE 12540000 0 11510000 Hercules Capital, Inc. CONVRT BOND 427096AF9 9745 10000000 PRN SOLE 5000000 0 5000000 Iconix Brand Group, Inc. CONVRT BOND 451055AG2 2279 4270000 PRN SOLE 4270000 0 0 Iconix Brand Group, Inc. COMMON 451055107 7 21700 SH SOLE 21700 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAQ1 4322 4314000 PRN SOLE 3764000 0 550000 New Mountain Finance Corporation CONVRT BOND 647551AB6 46848 46429000 PRN SOLE 32689000 0 13740000 New Mountain Finance Corporation CONVRT BOND 647551AC4 31087 31000000 PRN SOLE 20000000 0 11000000 Nuance Communications, Inc. CONVRT BOND 67020YAK6 9053 9624000 PRN SOLE 9624000 0 0 Fifth Street Finance Corporation COMMON 67401P108 126 25400 SH SOLE 25400 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 58362 57784000 PRN SOLE 42974000 0 14810000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 57664 58340000 PRN SOLE 40450000 0 17890000 Blackrock TCP Capital Corp CONVRT BOND 87238QAB9 36982 36430000 PRN SOLE 24900000 0 11530000 Blackrock TCP Capital Corp CONVRT BOND 87238QAD5 21734 21750000 PRN SOLE 12090000 0 9660000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 30606 30321000 PRN SOLE 19991000 0 10330000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAD4 25953 25750000 PRN SOLE 15250000 0 10500000 Twitter, Inc. CONVRT BOND 90184LAB8 69577 71845000 PRN SOLE 57555000 0 14290000 Twitter, Inc. CONVRT BOND 90184LAD4 5538 6021000 PRN SOLE 6021000 0 0