0001144204-18-028451.txt : 20180515 0001144204-18-028451.hdr.sgml : 20180515 20180515093132 ACCESSION NUMBER: 0001144204-18-028451 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 18833581 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 03-31-2018 03-31-2018 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 05-15-2018 0 24 663769 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAM5 38962 38426000 PRN SOLE 26290000 0 12136000 Ares Capital Corporation CONVRT BOND 04010LAT0 30675 30000000 PRN SOLE 20000000 0 10000000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 20618 20000000 PRN SOLE 12260000 0 7740000 Brookdale Senior Living Inc. CONVRT BOND 112463AA2 91148 91353000 PRN SOLE 77633000 0 13720000 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 21427 21050000 PRN SOLE 10580000 0 10470000 Hercules Capital, Inc. CONVRT BOND 427096AF9 10131 10000000 PRN SOLE 5000000 0 5000000 Iconix Brand Group, Inc. CONVRT BOND 451055AG2 3874 4422000 PRN SOLE 4422000 0 0 Iconix Brand Group, Inc. COMMON 451055107 24 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 165 35495 SH SOLE 35495 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAQ1 4700 4644000 PRN SOLE 4094000 0 550000 New Mountain Finance Corporation CONVRT BOND 647551AB6 47282 46234000 PRN SOLE 32494000 0 13740000 Oaktree Specialty Lending Co. COMMON 67401P108 107 25400 SH SOLE 25400 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 74009 72503000 PRN SOLE 48077000 0 24426000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 35274 35148000 PRN SOLE 21368000 0 13780000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 34847 35000000 PRN SOLE 22500000 0 12500000 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 393 34800 SH SOLE 34800 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 30731 29800000 PRN SOLE 18270000 0 11530000 TCP Capital Corp CONVRT BOND 87238QAD5 20931 20750000 PRN SOLE 11090000 0 9660000 TiVo Corporation CONVRT BOND 779376AD4 1161 1204000 PRN SOLE 1204000 0 0 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 19630 19210000 PRN SOLE 10980000 0 8230000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAD4 20458 20000000 PRN SOLE 11500000 0 8500000 Twitter, Inc. CONVRT BOND 90184LAB8 108566 113255000 PRN SOLE 94735000 0 18520000 Twitter, Inc. CONVRT BOND 90184LAD4 13390 14309000 PRN SOLE 14309000 0 0 Web.com Group Inc CONVRT BOND 94733AAA2 35266 35623000 PRN SOLE 30043000 0 5580000