0001144204-17-058674.txt : 20171114 0001144204-17-058674.hdr.sgml : 20171114 20171114093456 ACCESSION NUMBER: 0001144204-17-058674 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 171198782 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 09-30-2017 09-30-2017 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 11-14-2017 0 26 696991 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAJ2 16610 16466000 PRN SOLE 14526000 0 1940000 Ares Capital Corporation CONVRT BOND 04010LAM5 30721 29940000 PRN SOLE 19940000 0 10000000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 20992 20000000 PRN SOLE 12260000 0 7740000 Brookdale Senior Living Inc. CONVRT BOND 112463AA2 70961 71193000 PRN SOLE 62413000 0 8780000 Chart Industries, Inc. CONVRT BOND 16115QAC4 45728 45795000 PRN SOLE 39395000 0 6400000 Fifth Street Finance Corporation COMMON 31678A103 139 25400 SH SOLE 25400 0 0 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 367 45844 SH SOLE 45844 0 0 Iconix Brand Group, Inc. COMMON 451055107 123 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 99 45430 SH SOLE 45430 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAQ1 21024 20144000 PRN SOLE 17804000 0 2340000 New Mountain Finance Corporation CONVRT BOND 647551AB6 48005 46234000 PRN SOLE 31534000 0 14700000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 2961 2955000 PRN SOLE 2945000 0 10000 PDL BioPharma, Inc CONVRT BOND 69329YAF1 19738 19703000 PRN SOLE 16283000 0 3420000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 4966 4949000 PRN SOLE 4129000 0 820000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 74670 72753000 PRN SOLE 48327000 0 24426000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 31539 31238000 PRN SOLE 17458000 0 13780000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 34946 35000000 PRN SOLE 22500000 0 12500000 Ryland Group Inc CONVRT BOND 783764AS2 1923 2000000 PRN SOLE 2000000 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 31389 29800000 PRN SOLE 18270000 0 11530000 TCP Capital Corp CONVRT BOND 87238QAD5 21512 20750000 PRN SOLE 11090000 0 9660000 TICC Capital Corporation CONVRT BOND 87244TAB5 45150 44880000 PRN SOLE 32622000 0 12258000 TiVo Corporation CONVRT BOND 779376AD4 1211 1204000 PRN SOLE 1204000 0 0 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 19441 18710000 PRN SOLE 10500000 0 8210000 Twitter, Inc. CONVRT BOND 90184LAB8 111059 117184000 PRN SOLE 98664000 0 18520000 Twitter, Inc. CONVRT BOND 90184LAD4 10863 11809000 PRN SOLE 11809000 0 0 Web.com Group Inc CONVRT BOND 94733AAA2 30854 30943000 PRN SOLE 25953000 0 4990000