0001144204-17-042737.txt : 20170814 0001144204-17-042737.hdr.sgml : 20170814 20170814092804 ACCESSION NUMBER: 0001144204-17-042737 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 171027700 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 06-30-2017 06-30-2017 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 08-14-2017 0 29 670593 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAJ2 15476 15246000 PRN SOLE 13586000 0 1660000 Ares Capital Corporation CONVRT BOND 04010LAM5 30919 29940000 PRN SOLE 19940000 0 10000000 BlackRock Capital Investment Corp CONVRT BOND 092533AB4 29109 28443000 PRN SOLE 20074000 0 8369000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 20508 20000000 PRN SOLE 12260000 0 7740000 Brookdale Senior Living Inc. CONVRT BOND 112463AA2 27528 27681000 PRN SOLE 23331000 0 4350000 CalAtlantic Group, Inc. CONVRT BOND 783764AS2 952 1000000 PRN SOLE 1000000 0 0 Envestnet, Inc. CONVRT BOND 29404KAA4 4901 5000000 PRN SOLE 5000000 0 0 Fifth Street Finance Corporation COMMON 31678A103 123 25400 SH SOLE 25400 0 0 Chart Industries, Inc. CONVRT BOND 16115QAC4 41136 41351000 PRN SOLE 35321000 0 6030000 Iconix Brand Group, Inc. CONVRT BOND 451055AF4 32200 33050000 PRN SOLE 27570000 0 5480000 Iconix Brand Group, Inc. COMMON 451055107 150 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 109 45430 SH SOLE 45430 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAQ1 20850 20948000 PRN SOLE 18958000 0 1990000 New Mountain Finance Corporation CONVRT BOND 647551AB6 47617 45734000 PRN SOLE 31034000 0 14700000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 5353 5335000 PRN SOLE 5325000 0 10000 PDL BioPharma, Inc CONVRT BOND 69329YAF1 11579 11598000 PRN SOLE 9798000 0 1800000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 5002 4949000 PRN SOLE 4129000 0 820000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 62303 60264000 PRN SOLE 37898000 0 22366000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 23493 23368000 PRN SOLE 9588000 0 13780000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 34846 35000000 PRN SOLE 22500000 0 12500000 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 385 45844 SH SOLE 45844 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 31704 29800000 PRN SOLE 18270000 0 11530000 TICC Capital Corporation CONVRT BOND 87244TAB5 45574 44880000 PRN SOLE 32622000 0 12258000 TiVo Corporation CONVRT BOND 779376AD4 1190 1204000 PRN SOLE 1204000 0 0 Toll Brothers CONVRT BOND 88947EAM2 15125 15142000 PRN SOLE 12812000 0 2330000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 19523 18710000 PRN SOLE 10500000 0 8210000 Twitter, Inc. CONVRT BOND 90184LAB8 105030 111184000 PRN SOLE 93114000 0 18070000 Twitter, Inc. CONVRT BOND 90184LAD4 1834 2000000 PRN SOLE 2000000 0 0 Web.com Group Inc CONVRT BOND 94733AAA2 36074 35943000 PRN SOLE 30953000 0 4990000