0001144204-17-027071.txt : 20170515 0001144204-17-027071.hdr.sgml : 20170515 20170515090338 ACCESSION NUMBER: 0001144204-17-027071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 17841472 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 03-31-2017 03-31-2017 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 05-15-2017 0 26 490322 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAJ2 16594 16266000 PRN SOLE 14606000 0 1660000 Ares Capital Corporation CONVRT BOND 04010LAM5 32985 32000000 PRN SOLE 19940000 0 12060000 BlackRock Capital Investment Corp CONVRT BOND 092533AB4 30846 29943000 PRN SOLE 19074000 0 10869000 BlackRock Capital Investment Corp COMMON 092533108 193 25600 SH SOLE 25600 0 0 Chart Industries, Inc. CONVRT BOND 16115QAC4 38716 39097000 PRN SOLE 33227000 0 5870000 CIENA CORP CONVRT BOND 171779AE1 997 1000000 PRN SOLE 1000000 0 0 Crossroads Capital, Inc. COMMON 227656105 526 229641 SH SOLE 229641 0 0 Fifth Street Finance Corporation COMMON 31678A103 117 25400 SH SOLE 25400 0 0 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 365 45844 SH SOLE 45844 0 0 Iconix Brand Group, Inc. COMMON 451055107 163 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 90 45430 SH SOLE 45430 0 0 Meritage Homes Corporation CONVRT BOND 59001AAR3 14525 14534000 PRN SOLE 13194000 0 1340000 New Mountain Finance Corporation CONVRT BOND 647551AB6 46235 44734000 PRN SOLE 30034000 0 14700000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 4365 4335000 PRN SOLE 4325000 0 10000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 31114 30686000 PRN SOLE 23701000 0 6985000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAL6 44365 43216000 PRN SOLE 31407000 0 11809000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 47485 46188000 PRN SOLE 26172000 0 20016000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 21458 21722000 PRN SOLE 7942000 0 13780000 TCP Capital Corp CONVRT BOND 87238QAB9 31174 29800000 PRN SOLE 18270000 0 11530000 TICC Capital Corporation CONVRT BOND 87244TAB5 41114 40388000 PRN SOLE 28300000 0 12088000 TiVo Corporation CONVRT BOND 779376AD4 1171 1204000 PRN SOLE 1204000 0 0 Toll Brothers CONVRT BOND 88947EAM2 17054 17142000 PRN SOLE 14502000 0 2640000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 19198 18710000 PRN SOLE 10500000 0 8210000 Twitter, Inc. CONVRT BOND 90184LAB8 15130 16075000 PRN SOLE 14905000 0 1170000 Twitter, Inc. CONVRT BOND 90184LAD4 1826 2000000 PRN SOLE 2000000 0 0 Web.com Group Inc CONVRT BOND 94733AAA2 32516 33443000 PRN SOLE 28903000 0 4540000