0001144204-16-133734.txt : 20161114 0001144204-16-133734.hdr.sgml : 20161111 20161114093515 ACCESSION NUMBER: 0001144204-16-133734 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 161991276 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 09-30-2016 09-30-2016 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 11-14-2016 0 27 412656 INFORMATION TABLE 2 infotable.xml American Capital Ltd. COMMON 02503Y103 583 34500 SH SOLE 34500 0 0 Ares Capital Corporation CONVRT BOND 04010LAG8 14838 14622000 PRN SOLE 13942000 0 680000 Ares Capital Corporation CONVRT BOND 04010LAJ2 18755 18101000 PRN SOLE 14606000 0 3495000 Ares Capital Corporation CONVRT BOND 04010LAM5 34188 32685000 PRN SOLE 20565000 0 12120000 BlackRock Capital Investment Corp COMMON 092533108 229 27700 SH SOLE 27700 0 0 BlackRock Capital Investment Corp CONVRT BOND 092533AB4 28720 27744000 PRN SOLE 16465000 0 11279000 Chart Industries, Inc. CONVRT BOND 16115QAC4 17489 17788000 PRN SOLE 14808000 0 2980000 CIENA CORP CONVRT BOND 171779AE1 997 1000000 PRN SOLE 1000000 0 0 Crossroads Capital, Inc. COMMON 227656105 385 212691 SH SOLE 212691 0 0 Fifth Street Finance Corporation COMMON 31678A103 148 25400 SH SOLE 25400 0 0 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 360 45844 SH SOLE 45844 0 0 Iconix Brand Group, Inc. COMMON 451055107 176 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 192 45430 SH SOLE 45430 0 0 Meritage Homes Corporation CONVRT BOND 59001AAR3 3102 3105000 PRN SOLE 2905000 0 200000 New Mountain Finance Corporation CONVRT BOND 647551AB6 45975 44734000 PRN SOLE 30034000 0 14700000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 4365 4335000 PRN SOLE 4325000 0 10000 PROSPECT CAPITAL CORP COMMON 74348T102 194 24000 SH SOLE 24000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 27637 26934000 PRN SOLE 20069000 0 6865000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAL6 44805 43541000 PRN SOLE 31622000 0 11919000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 44850 43688000 PRN SOLE 24012000 0 19676000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 16536 16740000 PRN SOLE 4420000 0 12320000 Rovi Corporation CONVRT BOND 779376AD4 1205 1204000 PRN SOLE 1204000 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 31127 29800000 PRN SOLE 18270000 0 11530000 TICC Capital Corporation CONVRT BOND 87244TAB5 33270 32598000 PRN SOLE 22700000 0 9898000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 17159 16710000 PRN SOLE 10500000 0 6210000 Toll Brothers Fin Corp CONVRT BOND 88947EAM2 4915 5000000 PRN SOLE 4460000 0 540000 Web.com Group Inc CONVRT BOND 94733AAA2 20456 21591000 PRN SOLE 18741000 0 2850000