0001144204-16-119006.txt : 20160815 0001144204-16-119006.hdr.sgml : 20160815 20160815090212 ACCESSION NUMBER: 0001144204-16-119006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 161830271 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 06-30-2016 06-30-2016 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 08-15-2016 0 30 411132 INFORMATION TABLE 2 infotable.xml Alcentra Capital Corp COMMON 01374T102 128 10500 SH SOLE 10500 0 0 American Capital Ltd. COMMON 02503Y103 546 34500 SH SOLE 34500 0 0 Ares Capital Corporation CONVRT BOND 04010LAG8 14979 14622000 PRN SOLE 13942000 0 680000 Ares Capital Corporation CONVRT BOND 04010LAJ2 16084 15468000 PRN SOLE 12903000 0 2565000 Ares Capital Corporation CONVRT BOND 04010LAM5 39216 37685000 PRN SOLE 25565000 0 12120000 BlackRock Capital investment Corp CONVRT BOND 092533AB4 28491 27744000 PRN SOLE 16465000 0 11279000 BlackRock Capital investment Corp COMMON 092533108 216 27700 SH SOLE 27700 0 0 Chart Industries, Inc. CONVRT BOND 16115QAC4 198 212000 PRN SOLE 172000 0 40000 CIENA CORP CONVRT BOND 171779AE1 993 1000000 PRN SOLE 1000000 0 0 Crossroads Capital, Inc. COMMON 227656105 434 210891 SH SOLE 210891 0 0 Fifth Street Finance Corporation COMMON 31678A103 123 25400 SH SOLE 25400 0 0 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 341 45844 SH SOLE 45844 0 0 Horizon Technology Finance COMMON 44045A102 139 11400 SH SOLE 11400 0 0 Iconix Brand Group, Inc. COMMON 451055107 147 21700 SH SOLE 21700 0 0 Meritage Homes Corporation CONVRT BOND 59001AAR3 2000 2000000 PRN SOLE 2000000 0 0 New Mountain Finance Corporation CONVRT BOND 647551AB6 34502 34734000 PRN SOLE 20534000 0 14200000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 4368 4335000 PRN SOLE 4325000 0 10000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAD4 76155 75817000 PRN SOLE 49535000 0 26282000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 28791 28311000 PRN SOLE 21366000 0 6945000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAL6 29970 29667000 PRN SOLE 19818000 0 9849000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 43580 43688000 PRN SOLE 24012000 0 19676000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 11130 11740000 PRN SOLE 3920000 0 7820000 PROSPECT CAPITAL CORP COMMON 74348T102 188 24000 SH SOLE 24000 0 0 Rovi Corporation CONVRT BOND 779376AD4 1142 1204000 PRN SOLE 1204000 0 0 Shutterfly, Inc. CONVRT BOND 82568PAB2 2117 2130000 PRN SOLE 1830000 0 300000 Solar Capital Ltd COMMON 83413U100 284 14900 SH SOLE 14900 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 30718 29800000 PRN SOLE 18270000 0 11530000 TICC Capital Corporation CONVRT BOND 87244TAB5 25259 25098000 PRN SOLE 15910000 0 9188000 Toll Brothers Finance Corp CONVRT BOND 88947EAM2 1959 2000000 PRN SOLE 1950000 0 50000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 16934 16710000 PRN SOLE 10500000 0 6210000