0001144204-16-102136.txt : 20160516 0001144204-16-102136.hdr.sgml : 20160516 20160516090135 ACCESSION NUMBER: 0001144204-16-102136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 161650945 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 03-31-2016 03-31-2016 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 05-16-2016 0 32 544674 INFORMATION TABLE 2 infotable.xml Alcentra Capital Corp COMMON 01374T102 122 10500 SH SOLE 10500 0 0 American Capital Ltd. COMMON 02503Y103 526 34500 SH SOLE 34500 0 0 Ares Capital Corporation CONVRT BOND 04010LAD5 39655 39439000 PRN SOLE 32884000 0 6555000 Ares Capital Corporation CONVRT BOND 04010LAG8 14881 14622000 PRN SOLE 13942000 0 680000 Ares Capital Corporation CONVRT BOND 04010LAJ2 27942 27468000 PRN SOLE 22913000 0 4555000 Ares Capital Corporation CONVRT BOND 04010LAM5 38186 37685000 PRN SOLE 25565000 0 12120000 BlackRock Capital Invesments CONVRT BOND 092533AB4 22210 21600000 PRN SOLE 11311000 0 10289000 BlackRock Capital Invesments COMMON 092533108 261 27700 SH SOLE 27700 0 0 Fifth Street Finance Corporation CONVRT BOND 31679BAC4 47740 47740000 PRN SOLE 39705000 0 8035000 Fifth Street Finance Corporation COMMON 31678A103 128 25400 SH SOLE 25400 0 0 Golub Capital BDC Inc COMMON 38173M102 215 12400 SH SOLE 12400 0 0 Horizon Technology Finance COMMON 44045A102 132 11400 SH SOLE 11400 0 0 Hercules Capital, Inc. COMMON 427096508 161 13400 SH SOLE 13400 0 0 Iconix Brand Group, Inc. CONVRT BOND 451055AE7 65352 65988000 PRN SOLE 58678000 0 7310000 Iconix Brand Group, Inc. COMMON 451055107 175 21700 SH SOLE 21700 0 0 New Mountain Finance Corporation CONVRT BOND 647551AB6 33737 34734000 PRN SOLE 20534000 0 14200000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAD4 72322 71817000 PRN SOLE 46465000 0 25352000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 27623 28311000 PRN SOLE 21366000 0 6945000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAL6 23995 24667000 PRN SOLE 15988000 0 8679000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 40864 43688000 PRN SOLE 24012000 0 19676000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 10354 11740000 PRN SOLE 3920000 0 7820000 PROSPECT CAPITAL CORP COMMON 74348T102 174 24000 SH SOLE 24000 0 0 Rovi Corporation CONVRT BOND 779376AD4 1150 1204000 PRN SOLE 1204000 0 0 Shutterfly, Inc. CONVRT BOND 82568PAB2 2127 2130000 PRN SOLE 1830000 0 300000 Solar Capital Ltd COMMON 83413U100 257 14900 SH SOLE 14900 0 0 iStar Financial Inc. CONVRT BOND 45031UBR1 1024 1000000 PRN SOLE 800000 0 200000 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 344 45844 SH SOLE 45844 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 29322 29800000 PRN SOLE 18270000 0 11530000 TICC Capital Corporation CONVRT BOND 87244TAB5 24857 25098000 PRN SOLE 15910000 0 9188000 Toll Brothers CONVRT BOND 88947EAM2 1955 2000000 PRN SOLE 1950000 0 50000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 16482 16710000 PRN SOLE 10500000 0 6210000 Crossroads Capital, Inc. COMMON 227656105 401 153200 SH SOLE 153200 0 0