0001144204-15-065598.txt : 20151116 0001144204-15-065598.hdr.sgml : 20151116 20151116093415 ACCESSION NUMBER: 0001144204-15-065598 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 151232034 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 09-30-2015 09-30-2015 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 11-16-2015 0 29 388204 INFORMATION TABLE 2 infotable.xml Alcentra Capital Corp COMMON 01374T102 122 10500 PRN SOLE 10500 0 0 American Capital Ltd. COMMON 02503Y103 420 34500 PRN SOLE 34500 0 0 Apollo Investment Corp CONVRT BOND 03761UAE6 38177 37755000 PRN SOLE 21230000 0 16525000 Ares Capital Corporation CONVRT BOND 04010LAB9 51465 50995000 PRN SOLE 37145000 0 13850000 Ares Capital Corporation CONVRT BOND 04010LAD5 8716 8604000 PRN SOLE 7109000 0 1495000 Ares Capital Corporation CONVRT BOND 04010LAG8 9898 9622000 PRN SOLE 9102000 0 520000 Ares Capital Corporation CONVRT BOND 04010LAJ2 11677 11343000 PRN SOLE 8173000 0 3170000 Ares Capital Corporation CONVRT BOND 04010LAM5 22931 22260000 PRN SOLE 15670000 0 6590000 BlackRock Kelso Capital Corp COMMON 092533108 245 27700 PRN SOLE 27700 0 0 Fifth Street Finance Corporation COMMON 31678A103 157 25400 PRN SOLE 25400 0 0 Fifth Street Finance Corporation CONVRT BOND 31679BAC4 28534 28120000 PRN SOLE 23325000 0 4795000 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 390 45844 PRN SOLE 45844 0 0 Golub Capital BDC Inc COMMON 38173M102 198 12400 PRN SOLE 12400 0 0 Hercules Technology Growth Capital, Inc. COMMON 427096508 135 13400 PRN SOLE 13400 0 0 Horizon Technology Finance COMMON 44045A102 103 11400 PRN SOLE 11400 0 0 Iconix Brand Group, Inc. COMMON 451055107 293 21700 PRN SOLE 21700 0 0 Iconix Brand Group, Inc. CONVRT BOND 451055AE7 7107 7500000 PRN SOLE 6760000 0 740000 New Mountain Finance Corporation CONVRT BOND 647551AB6 27923 28300000 PRN SOLE 15440000 0 12860000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 1010 1000000 PRN SOLE 1000000 0 0 PROSPECT CAPITAL CORP COMMON 74348T102 171 24000 PRN SOLE 24000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAC6 6673 6620000 PRN SOLE 5750000 0 870000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAD4 62326 61205000 PRN SOLE 38495000 0 22710000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAK8 16516 16488000 PRN SOLE 10193000 0 6295000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAL6 19295 19667000 PRN SOLE 11818000 0 7849000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 22733 23434000 PRN SOLE 11598000 0 11836000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 10675 11740000 PRN SOLE 3920000 0 7820000 Solar Capital Ltd COMMON 83413U100 236 14900 PRN SOLE 14900 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 23671 23800000 PRN SOLE 17360000 0 6440000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 16407 16710000 PRN SOLE 10500000 0 6210000