0001144204-13-029082.txt : 20130515
0001144204-13-029082.hdr.sgml : 20130515
20130515103216
ACCESSION NUMBER: 0001144204-13-029082
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 13844368
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
v344161_13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: 03-31-13
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital
---------------------------------------------------------
Management, L.P., file no. 28-10367)
------------------------------------
Address: 50 Monument Road, Suite 300
---------------------------
Bala Cynwyd, PA 19004
---------------------
Form 13F File Number: 28-10367
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daneen Downey
-------------
Title: Chief Compliance Officer
------------------------
Phone: 610-617-5900
------------
Signature, Place, and Date of Signing:
/s/ Daneen Downey Bala Cynwyd, PA May 15, 2013
----------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
---------------------
REPORT SUMMARY:
---------------
Number of Other Included Managers: 0
--
Form 13F Information Table Entry Total: 15
--
Form 13F Information Table Value Total: $342,406
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices Inc CONVRT BOND 007903AL1 7,357 7,370,000 PRN SOLE 5,370,000 2,000,000
Cogent Communications Group Inc CONVRT BOND 19239VAB0 19,940 20,399,000 PRN SOLE 20,399,000
Five Star Quality Care Inc CONVRT BOND 33832DAB2 9,774 9,750,000 PRN SOLE 9,750,000
General Cable Corp CONVRT BOND 369300AD0 43,780 43,964,000 PRN SOLE 43,964,000
Greenbrier Cos Inc CONVRT BOND 393657AD3 17,135 17,121,000 PRN SOLE 17,121,000
Hercules Offshore Inc CONVRT BOND 427093AD1 30,646 30,481,000 PRN SOLE 30,481,000
JDS Uniphase Corp CONVRT BOND 46612JAD3 3,993 4,000,000 PRN SOLE 4,000,000
Live Nation Entertainment Inc CONVRT BOND 538034AB5 29,325 29,149,000 PRN SOLE 29,149,000
Lucent Technologies Inc CONVRT BOND 549463AG2 5,232 5,500,000 PRN SOLE 1,500,000 4,000,000
Lucent Technologies Inc CONVRT BOND 549463AH0 58,832 58,607,000 PRN SOLE 58,607,000
NuVasive Inc CONVRT BOND 670704AC9 1,955 2,000,000 PRN SOLE 1,690,000 310,000
Rambus Inc CONVRT BOND 750917AC0 33,195 32,679,000 PRN SOLE 32,679,000
Rovi Corp CONVRT BOND 779376AB8 12,518 12,270,000 PRN SOLE 12,270,000
SanDisk Corp CONVRT BOND 80004CAC5 62,487 62,520,000 PRN SOLE 62,520,000
SunPower Corp CONVRT BOND 867652AC3 6,237 6,200,000 PRN SOLE 6,200,000