0001144204-12-062040.txt : 20121114
0001144204-12-062040.hdr.sgml : 20121114
20121114103722
ACCESSION NUMBER: 0001144204-12-062040
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 121201635
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
v327272_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: 09-30-12
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital
---------------------------------------------------------
Management, L.P., file no. 28-10367)
------------------------------------
Address: 50 Monument Road, Suite 300
---------------------------
Bala Cynwyd, PA 19004
---------------------
Form 13F File Number: 28-10367
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daneen Downey
-------------
Title: Chief Compliance Officer
------------------------
Phone: 610-617-5900
------------
Signature, Place, and Date of Signing:
/s/ Daneen Downey Bala Cynwyd, PA November 14, 2012
----------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
---------------------
REPORT SUMMARY:
---------------
Number of Other Included Managers: 0
--
Form 13F Information Table Entry Total: 33
--
Form 13F Information Table Value Total: $618,861
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
Albany International Corp CONVRT BOND 012348AC2 6,951 7,007,000 PRN Sole 7,007,000
AAR Corp CONVRT BOND 000361AH8 12,204 12,225,000 PRN Sole 12,225,000
Lucent Technologies Inc CONVRT BOND 549463AG2 5,664 7,500,000 PRN Sole 1,500,000 6,000,000
Lucent Technologies Inc CONVRT BOND 549463AH0 80,559 81,939,000 PRN Sole 80,719,000 1,220,000
Advanced Micro Devices Inc CONVRT BOND 007903AL1 7,876 7,750,000 PRN Sole 1,850,000 5,900,000
Alliant Techsystems Inc CONVRT BOND 018804AK0 15,222 14,762,000 PRN Sole 14,762,000
General Cable Corp CONVRT BOND 369300AD0 8,212 8,259,000 PRN Sole 8,259,000
General Cable Corp CONVRT BOND 369300AK4 1,392 1,400,000 PRN Sole 1,400,000
Cogent Communications Group In CONVRT BOND 19239VAB0 12,762 13,199,000 PRN Sole 13,199,000
Charles River Laboratories Int CONVRT BOND 159864AB3 19,440 19,089,000 PRN Sole 19,089,000
Digital River Inc CONVRT BOND 25388BAD6 2,891 3,000,000 PRN Sole 1,240,000 1,760,000
Euronet Worldwide Inc CONVRT BOND 298736AF6 48,702 48,633,000 PRN Sole 48,633,000
Hanover Compressor Co CONVRT BOND 410768AE5 25,088 24,894,000 PRN Sole 24,894,000
Greenbrier Cos Inc CONVRT BOND 393657AD3 15,608 15,686,000 PRN Sole 15,686,000
Golden Star Resources Ltd CONVRT BOND 38119TAC8 6,479 6,463,000 PRN Sole 6,463,000
Hercules Offshore Inc CONVRT BOND 427093AD1 16,660 16,659,000 PRN Sole 16,659,000
Cal Dive International Inc CONVRT BOND 127914AB5 3,920 3,898,000 PRN Sole 3,898,000
JDS Uniphase Corp CONVRT BOND 46612JAD3 2,989 3,000,000 PRN Sole 3,000,000
Kinross Gold Corp CONVRT BOND 496902AD9 36,449 36,452,000 PRN Sole 36,452,000
Live Nation Entertainment Inc CONVRT BOND 538034AB5 26,987 27,460,000 PRN Sole 25,670,000 1,790,000
Arvinmeritor Inc CONVRT BOND 043353AF8 4,458 5,000,000 PRN Sole 1,667,000 3,333,000
Nash Finch Co CONVRT BOND 631158AD4 3,502 7,500,000 PRN Sole 2,500,000 5,000,000
NuVasive Inc CONVRT BOND 670704AB1 1,986 1,990,000 PRN Sole 1,990,000
PMC - Sierra Inc CONVRT BOND 69344FAD8 8,810 8,816,000 PRN Sole 8,816,000
Pantry Inc/The CONVRT BOND 698657AL7 7,302 7,302,000 PRN Sole 7,302,000
Transocean Inc CONVRT BOND 893830AW9 20,182 20,200,000 PRN Sole 20,200,000
Rambus Inc CONVRT BOND 750917AC0 20,020 19,971,000 PRN Sole 19,971,000
Rovi Corp CONVRT BOND 779376AB8 2,723 2,750,000 PRN Sole 2,750,000
iStar Financial Inc CONVRT BOND 45031UBF7 74,785 74,813,000 PRN Sole 74,813,000
SanDisk Corp CONVRT BOND 80004CAC5 75,542 76,129,000 PRN Sole 76,129,000
Standard Pacific Corp CONVRT BOND 853763AA8 11,271 11,271,000 PRN Sole 11,271,000
Spartan Stores Inc CONVRT BOND 846822AE4 2,853 2,898,000 PRN Sole 1,138,000 1,760,000
Stillwater Mining Co CONVRT BOND 86074QAF9 29,373 29,402,000 PRN Sole 29,402,000
Records 33 Total Mkt Value 618,861 627,317,000