0001144204-12-029028.txt : 20120515
0001144204-12-029028.hdr.sgml : 20120515
20120515095453
ACCESSION NUMBER: 0001144204-12-029028
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 12841464
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
v311535_13fhr.txt
HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: 03-31-12
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital
---------------------------------------------------------
Management, L.P., file no. 28-10367)
------------------------------------
Address: 50 Monument Road, Suite 300
---------------------------
Bala Cynwyd, PA 19004
---------------------
Form 13F File Number: 28-10367
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daneen Downey
-------------
Title: Chief Compliance Officer
------------------------
Phone: 610-617-5900
------------
Signature, Place, and Date of Signing:
/s/ Daneen Downey Bala Cynwyd, PA May 14, 2012
----------------- --------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
---------------------
REPORT SUMMARY:
---------------
Number of Other Included Managers: 0
--
Form 13F Information Table Entry Total: 26
--
Form 13F Information Table Value Total: $398,273
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices Inc CONVRT BOND 007903AL1 7,004 6,750,000 PRN Sole 1,750,000 5,000,000
Advanced Micro Devices Inc CONVRT BOND 007903AN7 66,742 65,819,000 PRN Sole 65,819,000
Meritor Inc CONVRT BOND 043353AF8 4,628 5,000,000 PRN Sole 1,667,000 3,333,000
Charles River Laboratories Int CONVRT BOND 159864AB3 4,560 4,500,000 PRN Sole 4,500,000
Charming Shoppes Inc CONVRT BOND 161133AE3 5,652 5,992,000 PRN Sole 2,000,000 3,992,000
Cheniere Energy Inc CONVRT BOND 16411RAE9 46,062 46,270,000 PRN Sole 46,270,000
Digital River Inc CONVRT BOND 25388BAD6 1,934 2,000,000 PRN Sole 1,000,000 1,000,000
Euronet Worldwide Inc CONVRT BOND 298736AF6 20,459 20,435,000 PRN Sole 20,435,000
Greenbrier Cos Inc CONVRT BOND 393657AD3 12,098 12,376,000 PRN Sole 12,376,000
Exterran Holdings Inc CONVRT BOND 410768AE5 3,310 3,366,000 PRN Sole 3,366,000
Hologic Inc CONVRT BOND 436440AA9 2,773 2,781,000 PRN Sole 2,781,000
iStar Financial Inc CONVRT BOND 45031UBF7 2,939 3,000,000 PRN Sole 3,000,000
Iconix Brand Group Inc CONVRT BOND 451055AB3 4,890 4,902,000 PRN Sole 4,902,000
Live Nation Entertainment Inc CONVRT BOND 538034AB5 2,138 2,230,000 PRN Sole 740,000 1,490,000
Alcatel-Lucent/France CONVRT BOND 549463AG2 6,398 7,500,000 PRN Sole 1,500,000 6,000,000
Alcatel-Lucent/France CONVRT BOND 549463AH0 70,447 71,486,000 PRN Sole 70,266,000 1,220,000
Nash Finch Co CONVRT BOND 631158AD4 3,710 7,948,000 PRN Sole 2,500,000 5,448,000
Nektar Therapeutics CONVRT BOND 640268AH1 2,003 2,000,000 PRN Sole 2,000,000
PHH Corp CONVRT BOND 693320AH6 46,909 46,871,000 PRN Sole 46,871,000
Powerwave Technologies Inc CONVRT BOND 739363AF6 577 1,190,000 PRN Sole 1,190,000
Rambus Inc CONVRT BOND 750917AC0 5,244 5,250,000 PRN Sole 5,250,000
SanDisk Corp CONVRT BOND 80004CAC5 43,201 43,139,000 PRN Sole 43,139,000
Spartan Stores Inc CONVRT BOND 846822AE4 1,707 1,760,000 PRN Sole 1,760,000
Standard Pacific Corp CONVRT BOND 853763AA8 12,321 12,086,000 PRN Sole 12,086,000
Stillwater Mining Co CONVRT BOND 86074QAF9 20,071 20,221,000 PRN Sole 20,221,000
THQ Inc CONVRT BOND 872443AB2 497 1,000,000 PRN Sole 1,000,000
Total Mkt
Records 26 Value 398,273 405,872,000