0001144204-12-029028.txt : 20120515 0001144204-12-029028.hdr.sgml : 20120515 20120515095453 ACCESSION NUMBER: 0001144204-12-029028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 12841464 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 v311535_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 03-31-12 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital --------------------------------------------------------- Management, L.P., file no. 28-10367) ------------------------------------ Address: 50 Monument Road, Suite 300 --------------------------- Bala Cynwyd, PA 19004 --------------------- Form 13F File Number: 28-10367 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daneen Downey ------------- Title: Chief Compliance Officer ------------------------ Phone: 610-617-5900 ------------ Signature, Place, and Date of Signing: /s/ Daneen Downey Bala Cynwyd, PA May 14, 2012 ----------------- --------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE --------------------- REPORT SUMMARY: --------------- Number of Other Included Managers: 0 -- Form 13F Information Table Entry Total: 26 -- Form 13F Information Table Value Total: $398,273 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Advanced Micro Devices Inc CONVRT BOND 007903AL1 7,004 6,750,000 PRN Sole 1,750,000 5,000,000 Advanced Micro Devices Inc CONVRT BOND 007903AN7 66,742 65,819,000 PRN Sole 65,819,000 Meritor Inc CONVRT BOND 043353AF8 4,628 5,000,000 PRN Sole 1,667,000 3,333,000 Charles River Laboratories Int CONVRT BOND 159864AB3 4,560 4,500,000 PRN Sole 4,500,000 Charming Shoppes Inc CONVRT BOND 161133AE3 5,652 5,992,000 PRN Sole 2,000,000 3,992,000 Cheniere Energy Inc CONVRT BOND 16411RAE9 46,062 46,270,000 PRN Sole 46,270,000 Digital River Inc CONVRT BOND 25388BAD6 1,934 2,000,000 PRN Sole 1,000,000 1,000,000 Euronet Worldwide Inc CONVRT BOND 298736AF6 20,459 20,435,000 PRN Sole 20,435,000 Greenbrier Cos Inc CONVRT BOND 393657AD3 12,098 12,376,000 PRN Sole 12,376,000 Exterran Holdings Inc CONVRT BOND 410768AE5 3,310 3,366,000 PRN Sole 3,366,000 Hologic Inc CONVRT BOND 436440AA9 2,773 2,781,000 PRN Sole 2,781,000 iStar Financial Inc CONVRT BOND 45031UBF7 2,939 3,000,000 PRN Sole 3,000,000 Iconix Brand Group Inc CONVRT BOND 451055AB3 4,890 4,902,000 PRN Sole 4,902,000 Live Nation Entertainment Inc CONVRT BOND 538034AB5 2,138 2,230,000 PRN Sole 740,000 1,490,000 Alcatel-Lucent/France CONVRT BOND 549463AG2 6,398 7,500,000 PRN Sole 1,500,000 6,000,000 Alcatel-Lucent/France CONVRT BOND 549463AH0 70,447 71,486,000 PRN Sole 70,266,000 1,220,000 Nash Finch Co CONVRT BOND 631158AD4 3,710 7,948,000 PRN Sole 2,500,000 5,448,000 Nektar Therapeutics CONVRT BOND 640268AH1 2,003 2,000,000 PRN Sole 2,000,000 PHH Corp CONVRT BOND 693320AH6 46,909 46,871,000 PRN Sole 46,871,000 Powerwave Technologies Inc CONVRT BOND 739363AF6 577 1,190,000 PRN Sole 1,190,000 Rambus Inc CONVRT BOND 750917AC0 5,244 5,250,000 PRN Sole 5,250,000 SanDisk Corp CONVRT BOND 80004CAC5 43,201 43,139,000 PRN Sole 43,139,000 Spartan Stores Inc CONVRT BOND 846822AE4 1,707 1,760,000 PRN Sole 1,760,000 Standard Pacific Corp CONVRT BOND 853763AA8 12,321 12,086,000 PRN Sole 12,086,000 Stillwater Mining Co CONVRT BOND 86074QAF9 20,071 20,221,000 PRN Sole 20,221,000 THQ Inc CONVRT BOND 872443AB2 497 1,000,000 PRN Sole 1,000,000 Total Mkt Records 26 Value 398,273 405,872,000