0001144204-12-008146.txt : 20120214
0001144204-12-008146.hdr.sgml : 20120214
20120214090233
ACCESSION NUMBER: 0001144204-12-008146
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 12602865
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
v301446_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: 12-31-11
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital
---------------------------------------------------------
Management, L.P., file no. 28-10367)
------------------------------------
Address: 50 Monument Road, Suite 300
---------------------------
Bala Cynwyd, PA 19004
---------------------
Form 13F File Number: 28-10367
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daneen Downey
-------------
Title: Chief Compliance Officer
------------------------
Phone: 610-617-5900
------------
Signature, Place, and Date of Signing:
/s/ Daneen Downey Bala Cynwyd, PA February 14, 2012
----------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
---------------------
REPORT SUMMARY:
---------------
Number of Other Included Managers: 0
--
Form 13F Information Table Entry Total: 28
--
Form 13F Information Table Value Total: $413,079
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
Affymetrix Inc CONVRT BOND 00826TAG3 28 28,000 PRN SOLE 28,000
------------------------------------------------------------------------------------------------------------------------------------
Alcatel-Lucent/France CONVRT BOND 549463AG2 4,484 6,000,000 PRN SOLE 6,000,000
------------------------------------------------------------------------------------------------------------------------------------
Alcatel-Lucent/France CONVRT BOND 549463AH0 59,880 68,236,000 PRN SOLE 66,766,000 1,470,000
------------------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices Inc CONVRT BOND 007903AL1 4,893 5,000,000 PRN SOLE 5,000,000
------------------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices Inc CONVRT BOND 007903AN7 67,240 66,479,000 PRN SOLE 66,479,000
------------------------------------------------------------------------------------------------------------------------------------
Avatar Holdings Inc CONVRT BOND 053494AG5 1,357 1,500,000 PRN SOLE 1,500,000
------------------------------------------------------------------------------------------------------------------------------------
Bill Barrett Corp CONVRT BOND 06846NAA2 3,517 3,500,000 PRN SOLE 3,500,000
------------------------------------------------------------------------------------------------------------------------------------
Charming Shoppes Inc CONVRT BOND 161133AE3 3,629 3,992,000 PRN SOLE 3,992,000
------------------------------------------------------------------------------------------------------------------------------------
Conceptus Inc CONVRT BOND 206016AA5 19,844 19,880,000 PRN SOLE 19,880,000
------------------------------------------------------------------------------------------------------------------------------------
Charles River Laboratories Int CONVRT BOND 159864AB3 7,293 7,500,000 PRN SOLE 7,500,000
------------------------------------------------------------------------------------------------------------------------------------
Euronet Worldwide Inc CONVRT BOND 298736AF6 20,371 20,435,000 PRN SOLE 17,435,000 3,000,000
------------------------------------------------------------------------------------------------------------------------------------
Energy Conversion Devices Inc CONVRT BOND 292659AA7 554 1,250,000 PRN SOLE 1,250,000
------------------------------------------------------------------------------------------------------------------------------------
Greenbrier Cos Inc CONVRT BOND 393657AD3 11,899 12,376,000 PRN SOLE 12,376,000
------------------------------------------------------------------------------------------------------------------------------------
Human Genome Sciences Inc CONVRT BOND 444903AM0 10,365 10,450,000 PRN SOLE 10,450,000
------------------------------------------------------------------------------------------------------------------------------------
Cal Dive International Inc CONVRT BOND 127914AB5 50,641 50,509,000 PRN SOLE 50,509,000
------------------------------------------------------------------------------------------------------------------------------------
Hologic Inc CONVRT BOND 436440AA9 29,301 30,670,000 PRN SOLE 30,670,000
------------------------------------------------------------------------------------------------------------------------------------
Iconix Brand Group Inc CONVRT BOND 451055AB3 4,861 4,902,000 PRN SOLE 4,902,000
------------------------------------------------------------------------------------------------------------------------------------
Identive Group Inc COMMON STOCK 45170X106 89 40,000 SH SOLE 40,000
------------------------------------------------------------------------------------------------------------------------------------
Nash Finch Co CONVRT BOND 631158AD4 1,360 2,948,000 PRN SOLE 2,948,000
------------------------------------------------------------------------------------------------------------------------------------
PHH Corp CONVRT BOND 693320AH6 9,596 9,884,000 PRN SOLE 9,884,000
------------------------------------------------------------------------------------------------------------------------------------
Pantry Inc/The CONVRT BOND 698657AL7 23,035 23,380,000 PRN SOLE 23,380,000
------------------------------------------------------------------------------------------------------------------------------------
Powerwave Technologies Inc CONVRT BOND 739363AF6 551 1,190,000 PRN SOLE 1,190,000
------------------------------------------------------------------------------------------------------------------------------------
Sprint Nextel Corp CONVRT BOND 86074QAF9 240 250,000 PRN SOLE 250,000
------------------------------------------------------------------------------------------------------------------------------------
SanDisk Corp CONVRT BOND 80004CAC5 53,157 53,914,000 PRN SOLE 53,914,000
------------------------------------------------------------------------------------------------------------------------------------
Standard Pacific Corp CONVRT BOND 853763AA8 12,471 12,086,000 PRN SOLE 12,086,000
------------------------------------------------------------------------------------------------------------------------------------
Spartan Stores Inc CONVRT BOND 846822AE4 1,636 1,760,000 PRN SOLE 1,760,000
------------------------------------------------------------------------------------------------------------------------------------
Stillwater Mining Co CONVRT BOND 86074QAF9 10,331 10,750,000 PRN SOLE 10,750,000
------------------------------------------------------------------------------------------------------------------------------------
THQ Inc CONVRT BOND 872443AB2 454 1,000,000 PRN SOLE 1,000,000
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Total Mkt
Records 28 Value 413,079 429,909,000
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