Chief Compliance Officer

0001104659-20-091467.txt : 20200806 0001104659-20-091467.hdr.sgml : 20200806 20200806162829 ACCESSION NUMBER: 0001104659-20-091467 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 EFFECTIVENESS DATE: 20200806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 201082136 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001218275 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best Chief Compliance Officer 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 08-06-2020 0 117 532182 INFORMATION TABLE 2 infotable.xml Acamar Partners Acquisition Corp. COMMON 004285102 5961 605174 SH SOLE 605174 0 0 AMCI Acquisition Corp COMMON 00165R101 1674 164803 SH SOLE 164803 0 0 Apex Technology Acquisition Co COMMON 03768F102 1910 195906 SH SOLE 195906 0 0 Apex Technology Acquisition Co UNIT 03768F201 2072 204094 SH SOLE 204094 0 0 Ares Capital Corporation CONVERT BOND 04010LAT0 9100 10100000 PRN SOLE 8890000 0 1210000 Ares Capital Corporation CONVERT BOND 04010LAW3 22243 25696000 PRN SOLE 15469000 0 10227000 Ares Capital Corporation COMMON 04010L103 1940 180000 SH SOLE 180000 0 0 ARYA Sciences Acquisition Corp. COMMON G3165V109 1571 154300 SH SOLE 154300 0 0 Barings BDC Inc COMMON 06759L103 1487 198733 SH SOLE 198733 0 0 Bain Capital Specialty Finance, Inc COMMON 05684B107 788 85000 SH SOLE 85000 0 0 BlackRock Capital Investment Corp CONVERT BOND 092533AC2 35223 41530000 PRN SOLE 33500000 0 8030000 BlackRock Capital Investment Corp COMMON 092533108 282 128223 SH SOLE 128223 0 0 Cardtronics, Inc. CONVERT BOND 14161HAG3 7376 7750000 PRN SOLE 6790000 0 960000 CITIC Capital Acquisition Corp. UNIT G21513125 3216 325000 SH SOLE 325000 0 0 Crescent Capital BDC Inc COMMON 225655109 805 83378 SH SOLE 83378 0 0 Collier Creek Holdings COMMON G22707106 5181 506406 SH SOLE 506406 0 0 Churchill Capital Corp II COMMON 17143G106 4786 481000 SH SOLE 481000 0 0 Churchill Capital Corp III UNIT 17144C203 3281 328120 SH SOLE 328120 0 0 CF Finance Acquisition Corp. COMMON 12528N107 4933 479438 SH SOLE 479438 0 0 TCG BDC Inc COMMON 872280102 572 109600 SH SOLE 109600 0 0 CHP Merger Corp COMMON 12558Y106 1843 190000 SH SOLE 190000 0 0 CHP Merger Corp UNIT 12558Y205 1088 110000 SH SOLE 110000 0 0 CIIG Merger Corp. COMMON 12559C103 2298 240100 SH SOLE 240100 0 0 CIIG Merger Corp. UNIT 12559C202 217 22105 SH SOLE 22105 0 0 Crescent Acquisition Corp COMMON 22564L105 2955 300000 SH SOLE 300000 0 0 Capital Southwest Corp COMMON 140501107 857 75000 SH SOLE 75000 0 0 LGL Systems Acquisition Corp UNIT 50201G205 3525 350000 SH SOLE 350000 0 0 DFP Healthcare Acquisitions Corp. UNIT 23343Q209 2463 250000 SH SOLE 250000 0 0 DISH Network Corp CONVERT BOND 25470MAD1 3963 5000000 PRN SOLE 5000000 0 0 DMY Technology Group, Inc. UNIT 233253202 2585 263000 SH SOLE 263000 0 0 Diamond Peak Holdings Corp COMMON 25280H100 5201 500072 SH SOLE 500072 0 0 East Stone Acquisition Corp. UNIT G2911D124 1960 200000 SH SOLE 200000 0 0 Experience Investment Corp COMMON 30217C109 3966 410124 SH SOLE 410124 0 0 Fidus Investment Corp COMMON 316500107 948 143176 SH SOLE 143176 0 0 Flying Eagle Acquisition Corp. UNIT 34407Y202 1745 175000 SH SOLE 175000 0 0 FireEye, Inc. CONVERT BOND 31816QAB7 7535 7722000 PRN SOLE 6282000 0 1440000 FireEye, Inc. CONVERT BOND 31816QAD3 24736 27401000 PRN SOLE 22641000 0 4760000 Forum Merger II Corp COMMON 34986F103 154 15000 SH SOLE 15000 0 0 FS KKR Capital Corporation COMMON 302635107 975 325000 SH SOLE 325000 0 0 FinServ Acquisition Corp COMMON 318085107 2887 299798 SH SOLE 299798 0 0 FinServ Acquisition Corp UNIT 318085206 959 95100 SH SOLE 95100 0 0 FinTech Acquisition Corp III COMMON 31811A101 3165 316191 SH SOLE 316191 0 0 Golub Capital BDC Inc COMMON 38173M102 1884 150000 SH SOLE 150000 0 0 Gores Holdings IV, Inc. UNIT 382865202 1364 135501 SH SOLE 135501 0 0 GigCapital2 Inc COMMON 375036100 930 93516 SH SOLE 93516 0 0 Galileo Acquisition Corp. COMMON G3770A102 1522 157240 SH SOLE 157240 0 0 Gores Metropoulos Inc COMMON 382872109 6604 650000 SH SOLE 650000 0 0 Graf Industrial Corp COMMON 384278107 153 15000 SH SOLE 15000 0 0 Goldman Sachs BDC Inc. CONVERT BOND 38147UAB3 15788 16762000 PRN SOLE 9712000 0 7050000 Goldman Sachs BDC Inc. COMMON 38147U107 640 51912 SH SOLE 51912 0 0 GX Acquisition Corp COMMON 36251A107 1284 131000 SH SOLE 131000 0 0 GX Acquisition Corp UNIT 36251A206 505 50000 SH SOLE 50000 0 0 Hennessy Capital Acquisition COMMON 42589C104 7178 710000 SH SOLE 710000 0 0 Healthcare Merger Corp. COMMON 42227L102 2443 247400 SH SOLE 247400 0 0 Healthcare Merger Corp. UNIT 42227L201 2212 214780 SH SOLE 214780 0 0 Hercules Capital, Inc. CONVERT BOND 427096AF9 7888 8597000 PRN SOLE 5867000 0 2730000 Hercules Capital, Inc. COMMON 427096508 1387 181600 SH SOLE 181600 0 0 Haymaker Acquisition Corp II COMMON 42087L101 5874 600000 SH SOLE 600000 0 0 Interprivate Acquisition Corp. UNIT 46064A202 2720 275000 SH SOLE 275000 0 0 Juniper Industrial Holdings, Inc. COMMON 48205G106 1977 205501 SH SOLE 205501 0 0 Juniper Industrial Holdings, Inc. UNIT 48205G205 999 101600 SH SOLE 101600 0 0 Union Acquisition Corp COMMON G9402Q100 1763 180304 SH SOLE 180304 0 0 Landcadia Holdings II Inc. COMMON 51476X105 2921 298100 SH SOLE 298100 0 0 LF Capital Acquisition Corp. COMMON 50200K108 1807 175560 SH SOLE 175560 0 0 Lifesci Acquisition Corp. UNIT 53228P208 372 37244 SH SOLE 37244 0 0 Main Street Capital Corp COMMON 56035L104 820 40000 SH SOLE 40000 0 0 Merida Merger Corp I COMMON 58953M106 149 15337 SH SOLE 15337 0 0 Megalith Financial Acquisition Corp. COMMON 58518F109 1132 110004 SH SOLE 110004 0 0 Newborn Acquisition Corp. UNIT G6463T130 485 50000 SH SOLE 50000 0 0 Netfin Acquisition Corp COMMON G6455A107 1368 139000 SH SOLE 139000 0 0 New Mountain Finance Corporation CONVERT BOND 647551AC4 33471 41000000 PRN SOLE 26000000 0 15000000 New Mountain Finance Corporation COMMON 647551100 853 125402 SH SOLE 125402 0 0 New Providence Acquisition Corp COMMON 64822P106 3185 325973 SH SOLE 325973 0 0 New Providence Acquisition Corp UNIT 64822P205 798 77710 SH SOLE 77710 0 0 Oaktree Acquisition Corp COMMON G67145105 839 83925 SH SOLE 83925 0 0 Oaktree Strategic Income Corp COMMON 67402D104 957 172771 SH SOLE 172771 0 0 Oaktree Specialty Lending Co COMMON 67401P108 1037 320000 SH SOLE 320000 0 0 Owl Rock Capital Corporation COMMON 69121K104 2366 205000 SH SOLE 205000 0 0 Pivotal INVT Corp II COMMON 72582K100 3946 398222 SH SOLE 398222 0 0 Pivotal INVT Corp II UNIT 72582K209 897 90080 SH SOLE 90080 0 0 Pennantpark Investment Corporation COMMON 708062104 397 153398 SH SOLE 153398 0 0 PROSPECT CAPITAL CORP CONVERT BOND 74348TAQ5 888 888000 PRN SOLE 888000 0 0 PROSPECT CAPITAL CORP CONVERT BOND 74348TAR3 41373 48106000 PRN SOLE 30196000 0 17910000 PROSPECT CAPITAL CORP CONVERT BOND 74348TAT9 24754 29125000 PRN SOLE 16015000 0 13110000 RMG Acquisition Corp COMMON 749641106 4960 499800 SH SOLE 499800 0 0 Replay Acquisition Corp COMMON G75130107 1574 159234 SH SOLE 159234 0 0 Schultze Special Purpose Acquisition Corp COMMON 80821R109 1983 195958 SH SOLE 195958 0 0 Software Acquisition Group Inc. COMMON 83406B101 1941 197900 SH SOLE 197900 0 0 Software Acquisition Group Inc. OPTION 83406B101 491 50000 SH Call SOLE 50000 0 0 Saratoga Investment Corp COMMON 80349A208 748 65000 SH SOLE 65000 0 0 Switchback Energy Acquisition Corporation COMMON 87105M102 1014 105048 SH SOLE 105048 0 0 Switchback Energy Acquisition Corporation UNIT 87105M201 761 78067 SH SOLE 78067 0 0 Stellus Capital Investment Coporation COMMON 858568108 710 97400 SH SOLE 97400 0 0 SCVX Corp. UNIT G79448109 1745 175000 SH SOLE 175000 0 0 Osprey Technology Acquisition Corp. COMMON 68839R104 3937 405000 SH SOLE 405000 0 0 Osprey Technology Acquisition Corp. UNIT 68839R401 976 100000 SH SOLE 100000 0 0 Tortoise Acquisition Corporation COMMON 89154L100 2661 265000 SH SOLE 265000 0 0 Solar Capital Ltd COMMON 83413U100 989 85000 SH SOLE 85000 0 0 South Mountain Merger Corp COMMON 838884104 1231 126914 SH SOLE 126914 0 0 Spartan Energy Acquisition Corp. COMMON 846784106 5061 500062 SH SOLE 500062 0 0 Stable Road Acquisition Corp COMMON 85236Q109 1002 102800 SH SOLE 102800 0 0 Silver Spike Acquisition Corp. COMMON G8136L106 1899 193160 SH SOLE 193160 0 0 Solar Senior Capital Ltd COMMON 83416M105 855 88094 SH SOLE 88094 0 0 Supernus Pharmaceuticals Inc CONVERT BOND 868459AD0 10237 12749000 PRN SOLE 12749000 0 0 BLACKROCK TCP Capital Corp CONVERT BOND 87238QAD5 19835 22224000 PRN SOLE 12564000 0 9660000 BLACKROCK TCP Capital Corp COMMON 09259E108 642 102700 SH SOLE 102700 0 0 Trident Acquisitions Corp. COMMON 89615T106 114 10491 SH SOLE 10491 0 0 TEVA PHARM FINANCE LLC CONVERT BOND 88163VAE9 14645 15823000 PRN SOLE 14053000 0 1770000 Thunder Bridge Acquisition II COMMON G8857S116 5532 561666 SH SOLE 561666 0 0 Tuscan Holdings Corp COMMON 90069K104 183 18340 SH SOLE 18340 0 0 TriplePoint Venture Growth BDC Corp. COMMON 89677Y100 631 110000 SH SOLE 110000 0 0 Trine Acquisition Corp COMMON 89628U108 3594 361524 SH SOLE 361524 0 0 Trine Acquisition Corp UNIT 89628U207 869 85857 SH SOLE 85857 0 0 TPG Specialty Lending, Inc. CONVERT BOND 87265KAD4 17064 18421000 PRN SOLE 9801000 0 8620000 TPG Specialty Lending, Inc. COMMON 87265K102 905 65000 SH SOLE 65000 0 0 Twitter, Inc. CONVERT BOND 90184LAD4 42067 44512000 PRN SOLE 39442000 0 5070000 Yunhong Intl UNIT G98882114 970 100000 SH SOLE 100000 0 0