0001104659-20-020942.txt : 20200214 0001104659-20-020942.hdr.sgml : 20200214 20200214094832 ACCESSION NUMBER: 0001104659-20-020942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 20614810 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 12-31-2019 12-31-2019 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 02-14-2020 0 30 450838 INFORMATION TABLE 2 infotable.xml AMCI Acquisition Corp COMMON 00165R200 150 14803 SH SOLE 14803 0 0 Ares Capital Corporation CONVRT BOND 04010LAT0 1721 1660000 PRN SOLE 1660000 0 0 Ares Capital Corporation CONVRT BOND 04010LAW3 44606 42053000 PRN SOLE 24636000 0 17417000 ARYA Sciences Acquisition COMMON G3165V109 156 15000 SH SOLE 15000 0 0 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 39530 39530000 PRN SOLE 31790000 0 7740000 B. Riley Principal Merger Corp. COMMON 05586Y106 123 12300 SH SOLE 12300 0 0 Cemex S.A. CONVRT BOND 151290BR3 42389 42267000 PRN SOLE 35227000 0 7040000 Cemex S.A. CONVRT BOND 151290BT9 34115 34017000 PRN SOLE 27885000 0 6132000 ECHOSTAR COMMUNICATIONS CONVRT BOND 25470MAD1 4566 5000000 PRN SOLE 5000000 0 0 Forum Merger II Corp COMMON 34986F103 153 15000 SH SOLE 15000 0 0 Galileo Acquisition Corp. COMMON G3770A102 98 10000 SH SOLE 10000 0 0 Graf Industrial Corp COMMON 384278107 153 15000 SH SOLE 15000 0 0 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 22666 22028000 PRN SOLE 13108000 0 8920000 Hennessy Capital Acquisition COMMON 42589C203 102 10000 SH SOLE 10000 0 0 Hercules Capital, Inc. CONVRT BOND 427096AF9 15031 14717000 PRN SOLE 10077000 0 4640000 LF Capital Acquisition Corp. COMMON 50200K207 104 10000 SH SOLE 10000 0 0 Megalith Financial Acquisition Corp. COMMON 58518F208 103 10000 SH SOLE 10000 0 0 Mudrick Capital Acquisition COMMON 624745105 155 15000 SH SOLE 15000 0 0 Netfin Acquisition Corp COMMON G6455A107 100 10000 SH SOLE 10000 0 0 New Mountain Finance Corporation CONVRT BOND 647551AC4 42996 41000000 PRN SOLE 26000000 0 15000000 Nuance Communications, Inc. CONVRT BOND 67020YAF7 4900 5000000 PRN SOLE 3790000 0 1210000 Nuance Communications, Inc. CONVRT BOND 67020YAK6 9678 9624000 PRN SOLE 9624000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 4541 4529000 PRN SOLE 3849000 0 680000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 81356 79366000 PRN SOLE 61476000 0 17890000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAT9 31843 30000000 PRN SOLE 16500000 0 13500000 BlackRock TCP Capital Corp. CONVRT BOND 87238QAD5 18543 18224000 PRN SOLE 8564000 0 9660000 Trident Acquisitions Corp. COMMON 89615T106 111 10491 SH SOLE 10491 0 0 TiVo Corporation CONVRT BOND 779376AD4 941 950000 PRN SOLE 790000 0 160000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAD4 23747 22421000 PRN SOLE 11921000 0 10500000 Twitter, Inc. CONVRT BOND 90184LAD4 26161 26901000 PRN SOLE 22671000 0 4230000