0001047469-11-005180.txt : 20110516
0001047469-11-005180.hdr.sgml : 20110516
20110516085855
ACCESSION NUMBER: 0001047469-11-005180
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 11843632
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
a2204052z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03-31-11
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital
Management, L.P., file no. 28-10367)
---------------------------------------------------------
Address: 50 Monument Road, Suite 300
---------------------------------------------------------
Bala Cynwyd, PA 19004
---------------------------------------------------------
Form 13F File Number: 28-10367
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Maria R. McGarry
-------------------------------
Title: Chief Compliance Officer
-------------------------------
Phone: 610-617-5900
-------------------------------
Signature, Place, and Date of Signing:
/s/ Maria R. McGarry Bala Cynwyd, PA May 16, 2011
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 41
--------------------
Form 13F Information Table Value Total: $615,903
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
-------------------------- -------------- --------- -------- ---------- --- ---- -------- -------- ------------ --------- --------
Advanced Micro Devices Inc CONVRT BOND 007903AN7 41,059 39,571,000 PRN Sole 39,571,000
Affymetrix Inc CONVRT BOND 00826TAG3 13,374 13,537,000 PRN Sole 13,537,000
Amkor Technology Inc CONVRT BOND 031652AX8 5,064 5,070,000 PRN Sole 5,070,000
Avatar Holdings Inc CONVRT BOND 053494AF7 16,519 16,519,000 PRN Sole 16,519,000
Avatar Holdings Inc CONVRT BOND 053494AG5 2,655 2,500,000 PRN Sole 830,000 1,670,000
Cal-Dive International,
Inc. CONVRT BOND 127914AB5 41,908 41,838,000 PRN Sole 41,838,000
CapitalSource Inc CONVRT BOND 14055XAD4 3,013 3,000,000 PRN Sole 3,000,000
CapitalSource Inc CONVRT BOND 14055XAE2 25,626 25,535,000 PRN Sole 25,535,000
CapitalSource Inc CONVRT BOND 14055XAG7 17,375 16,774,000 PRN Sole 16,774,000
Century Aluminum Co CONVRT BOND 156431AE8 11,346 11,415,000 PRN Sole 11,415,000
Charming Shoppes Inc CONVRT BOND 161133AE3 5,703 6,520,000 PRN Sole 2,528,000 3,992,000
Conceptus Inc CONVRT BOND 206016AA5 3,067 3,065,000 PRN Sole 3,065,000
Energy Conversion Devices
Inc CONVRT BOND 292659AA7 1,571 2,500,000 PRN Sole 1,250,000 1,250,000
Euronet Worldwide Inc CONVRT BOND 298736AF6 9,515 9,504,000 PRN Sole 6,504,000 3,000,000
Evergreen Solar Inc CONVRT BOND 30033RAC2 292 1,000,000 PRN Sole 1,000,000
GenCorp Inc CONVRT BOND 368682AL4 14,598 14,682,000 PRN Sole 14,682,000
Iconix Brand Group Inc CONVRT BOND 451055AB3 3,057 3,005,000 PRN Sole 1,500,000 1,505,000
Jazz Technologies Inc CONVRT BOND 47214EAA0 2,414 2,400,000 PRN Sole 1,200,000 1,200,000
Kemet Corp CONVRT BOND 488360AB4 13,634 13,685,000 PRN Sole 13,685,000
LDK Solar Co Ltd CONVRT BOND 50183LAB3 47,048 47,109,000 PRN Sole 46,109,000 1,000,000
L-1 Identity Solutions Inc CONVRT BOND 50212AAB2 22,881 22,870,000 PRN Sole 21,460,000 1,410,000
Level 3 Communications Inc CONVRT BOND 52729NBK5 49,120 49,868,000 PRN Sole 49,868,000
Lifetime Brands Inc CONVRT BOND 53222QAB9 10,159 10,150,000 PRN Sole 10,150,000
Alcatel-Lucent/France CONVRT BOND 549463AG2 5,332 6,000,000 PRN Sole 6,000,000
Alcatel-Lucent/France CONVRT BOND 549463AH0 46,420 47,663,000 PRN Sole 46,163,000 1,500,000
MF Global Holdings Ltd CONVRT BOND 55276YAB2 1,635 1,365,000 PRN Sole 460,000 905,000
Masco Corp CONVRT BOND 574599BB1 5,059 9,500,000 PRN Sole 9,500,000
Mentor Graphics Corp CONVRT BOND 587200AF3 6,687 6,548,000 PRN Sole 3,891,000 2,657,000
NII Holdings Inc CONVRT BOND 62913FAJ1 46,300 46,000,000 PRN Sole 46,000,000
Nash Finch Co CONVRT BOND 631158AD4 3,509 7,080,000 PRN Sole 4,132,000 2,948,000
Pantry Inc/The CONVRT BOND 698657AL7 14,738 14,860,000 PRN Sole 14,860,000
Penn Virginia Corp CONVRT BOND 707882AA4 16,935 16,400,000 PRN Sole 15,510,000 890,000
Pixelworks Inc CONVRT BOND 72581MAB3 2,678 2,720,000 PRN Sole 2,720,000
Playboy Enterprises Inc CONVRT BOND 728117AB8 15,884 15,897,000 PRN Sole 15,897,000
Powerwave Technologies Inc CONVRT BOND 739363AF6 361 375,000 PRN Sole 185,000 190,000
School Specialty Inc CONVRT BOND 807863AL9 17,972 17,800,000 PRN Sole 17,800,000
Sirius XM Radio Inc CONVRT BOND 82966UAD5 11,364 11,287,000 PRN Sole 11,287,000
Spartan Stores Inc CONVRT BOND 846822AE4 3,079 3,220,000 PRN Sole 1,460,000 1,760,000
Standard Pacific Corp CONVRT BOND 853763AA8 7,288 7,000,000 PRN Sole 7,000,000
SunPower Corp CONVRT BOND 867652AA7 47,735 48,635,000 PRN Sole 44,420,000 4,215,000
THQ Inc CONVRT BOND 872443AB2 1,930 2,000,000 PRN Sole 1,000,000 1,000,000
Records 41 Total Mkt 615,903
Value