0001047469-11-005180.txt : 20110516 0001047469-11-005180.hdr.sgml : 20110516 20110516085855 ACCESSION NUMBER: 0001047469-11-005180 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 11843632 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 a2204052z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-11 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital Management, L.P., file no. 28-10367) --------------------------------------------------------- Address: 50 Monument Road, Suite 300 --------------------------------------------------------- Bala Cynwyd, PA 19004 --------------------------------------------------------- Form 13F File Number: 28-10367 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maria R. McGarry ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 610-617-5900 ------------------------------- Signature, Place, and Date of Signing: /s/ Maria R. McGarry Bala Cynwyd, PA May 16, 2011 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 41 -------------------- Form 13F Information Table Value Total: $615,903 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE -------------------------- -------------- --------- -------- ---------- --- ---- -------- -------- ------------ --------- -------- Advanced Micro Devices Inc CONVRT BOND 007903AN7 41,059 39,571,000 PRN Sole 39,571,000 Affymetrix Inc CONVRT BOND 00826TAG3 13,374 13,537,000 PRN Sole 13,537,000 Amkor Technology Inc CONVRT BOND 031652AX8 5,064 5,070,000 PRN Sole 5,070,000 Avatar Holdings Inc CONVRT BOND 053494AF7 16,519 16,519,000 PRN Sole 16,519,000 Avatar Holdings Inc CONVRT BOND 053494AG5 2,655 2,500,000 PRN Sole 830,000 1,670,000 Cal-Dive International, Inc. CONVRT BOND 127914AB5 41,908 41,838,000 PRN Sole 41,838,000 CapitalSource Inc CONVRT BOND 14055XAD4 3,013 3,000,000 PRN Sole 3,000,000 CapitalSource Inc CONVRT BOND 14055XAE2 25,626 25,535,000 PRN Sole 25,535,000 CapitalSource Inc CONVRT BOND 14055XAG7 17,375 16,774,000 PRN Sole 16,774,000 Century Aluminum Co CONVRT BOND 156431AE8 11,346 11,415,000 PRN Sole 11,415,000 Charming Shoppes Inc CONVRT BOND 161133AE3 5,703 6,520,000 PRN Sole 2,528,000 3,992,000 Conceptus Inc CONVRT BOND 206016AA5 3,067 3,065,000 PRN Sole 3,065,000 Energy Conversion Devices Inc CONVRT BOND 292659AA7 1,571 2,500,000 PRN Sole 1,250,000 1,250,000 Euronet Worldwide Inc CONVRT BOND 298736AF6 9,515 9,504,000 PRN Sole 6,504,000 3,000,000 Evergreen Solar Inc CONVRT BOND 30033RAC2 292 1,000,000 PRN Sole 1,000,000 GenCorp Inc CONVRT BOND 368682AL4 14,598 14,682,000 PRN Sole 14,682,000 Iconix Brand Group Inc CONVRT BOND 451055AB3 3,057 3,005,000 PRN Sole 1,500,000 1,505,000 Jazz Technologies Inc CONVRT BOND 47214EAA0 2,414 2,400,000 PRN Sole 1,200,000 1,200,000 Kemet Corp CONVRT BOND 488360AB4 13,634 13,685,000 PRN Sole 13,685,000 LDK Solar Co Ltd CONVRT BOND 50183LAB3 47,048 47,109,000 PRN Sole 46,109,000 1,000,000 L-1 Identity Solutions Inc CONVRT BOND 50212AAB2 22,881 22,870,000 PRN Sole 21,460,000 1,410,000 Level 3 Communications Inc CONVRT BOND 52729NBK5 49,120 49,868,000 PRN Sole 49,868,000 Lifetime Brands Inc CONVRT BOND 53222QAB9 10,159 10,150,000 PRN Sole 10,150,000 Alcatel-Lucent/France CONVRT BOND 549463AG2 5,332 6,000,000 PRN Sole 6,000,000 Alcatel-Lucent/France CONVRT BOND 549463AH0 46,420 47,663,000 PRN Sole 46,163,000 1,500,000 MF Global Holdings Ltd CONVRT BOND 55276YAB2 1,635 1,365,000 PRN Sole 460,000 905,000 Masco Corp CONVRT BOND 574599BB1 5,059 9,500,000 PRN Sole 9,500,000 Mentor Graphics Corp CONVRT BOND 587200AF3 6,687 6,548,000 PRN Sole 3,891,000 2,657,000 NII Holdings Inc CONVRT BOND 62913FAJ1 46,300 46,000,000 PRN Sole 46,000,000 Nash Finch Co CONVRT BOND 631158AD4 3,509 7,080,000 PRN Sole 4,132,000 2,948,000 Pantry Inc/The CONVRT BOND 698657AL7 14,738 14,860,000 PRN Sole 14,860,000 Penn Virginia Corp CONVRT BOND 707882AA4 16,935 16,400,000 PRN Sole 15,510,000 890,000 Pixelworks Inc CONVRT BOND 72581MAB3 2,678 2,720,000 PRN Sole 2,720,000 Playboy Enterprises Inc CONVRT BOND 728117AB8 15,884 15,897,000 PRN Sole 15,897,000 Powerwave Technologies Inc CONVRT BOND 739363AF6 361 375,000 PRN Sole 185,000 190,000 School Specialty Inc CONVRT BOND 807863AL9 17,972 17,800,000 PRN Sole 17,800,000 Sirius XM Radio Inc CONVRT BOND 82966UAD5 11,364 11,287,000 PRN Sole 11,287,000 Spartan Stores Inc CONVRT BOND 846822AE4 3,079 3,220,000 PRN Sole 1,460,000 1,760,000 Standard Pacific Corp CONVRT BOND 853763AA8 7,288 7,000,000 PRN Sole 7,000,000 SunPower Corp CONVRT BOND 867652AA7 47,735 48,635,000 PRN Sole 44,420,000 4,215,000 THQ Inc CONVRT BOND 872443AB2 1,930 2,000,000 PRN Sole 1,000,000 1,000,000 Records 41 Total Mkt 615,903 Value